A Failed Attempt at Myth-Busting

The Myth of Mao Zedong and Modern Insurgency: Amazon.co.uk: Grice, Francis:  9783319775708: Books
A Review of The Myth of Mao Zedong and Modern Insurgency by Francis Grice

Alex de Jong

International Institute for Research and Education, Amsterdam, The Netherlands

alexdejong@iire.org

The Working Class and Capital: The Dialectic of Struggle, Accumulation and Breakdown [1980]

The Working Class and Capital: The Dialectic of Struggle, Accumulation and Breakdown [1980]

Rohini Hensman


DIALECTIC AND HISTORY – WORK, ALIENATION, CLASSES AND THE STATE IN SARTRE’S CRITIQUE OF DIALECTICAL REASON [1978]

By Jairus Banaji

In her conversations with Sartre published as La Cérémonie des adieux (1981), Simone de Beauvoir reminds him of the background against which the Critique emerged. Apart from the work he did on the long methodological essay that Gallimard would publish as Questions de méthode, she said, “wasn’t there another motivation? From 1952 on you had taken to reading an enormous amount about Marxism, and philosophy became something … political”. Sartre replied that, for Marx, philosophy was something that should be suppressed. “For my part, I didn’t see things that way. I saw philosophy dwelling in the city of the future. But there’s no doubt that I looked toward Marxist philosophy” (de Beauvoir, Adieux: A Farewell to Sartre, pp.172–3). 

The harsh, forbidding style of the Critique has made it probably least read text of “Marxist philosophy” ever published. Yet, it is certainly one of the most important (in my own view, the most important). In the best single introduction to the book, Andre Gorz described the stakes involved here. “The aim of Sartre’s enterprise, by which it stands or falls, is to establish the dialectical intelligibility of historical processes (this is not the same as the study of these processes themselves), and by the same stroke to provide a reciprocity of perspective that permits an understanding of the individual as the alienated agent of history… If the individual is explicable through the society, but the society is not intelligible through individuals – that is, if the ‘forces’ that act in history are impermeable and radically heterogeneous to organic praxis – then socialism as the socialization of man can never coincide with socialism as the humanization of the social. It cannot come from individuals as their reappropriation by collective praxis of the resultant of their individual praxes…The positivist (or transcendental materialist) hypothesis is that the historical process is impermeable to dialectical intelligiblity. If so, then socialism, born of an external logic, will also remain external to individuals and will not be a submission of Society and History to individuals and their demands…” (Gorz, “Sartre and Marx”, NLR, I/37, May-June 1966, pp.38-9). 

The essay below is a slightly revised version of one that was written and published in India in 1978 in the Bulletin of the Communist Platform. The preface to my essay on the theses on Feuerbach explains the general background against which both essays were written. The intense theoretical life of the Platform Group involved readings, discussions, debate and numerous translations of Marxist classics that were simply unavailable in English at the time, even when, like Kautsky’s Die Agrarfrage (1899) or Grossman’s book on Marx’s theory of crisis (1929), they had been published decades earlier. The attempt to introduce Sartre into those discussions took the form of this essay, which is best seen as an introduction to the Critique that underscores some of its key themes as I saw them then and translates substantial extracts from the text. In a short preface to the version that was published in the Bulletin, I pointed out, “In this essay I have followed the odious convention of male designations (‘he’,‘his’). Conventions are worked matter in Sartre’s sense, and this is obviously a matter worked only by males. All page references are to the original French edition (Paris, 1960)”. The point about male designations bears repeating, of course. In revising the text I’ve added page references from the Verso translation, which wasn’t available to me in 1978. These references appear in bold. The translations are my own, which doesn’t mean that I haven’t now consulted Sheridan-Smith’s translation as well. 

In ‘The Wall’, a story by Andreev, a wall divides heaven and earth from each other, leaving only cruel and unnecessary suffering on the side of humanity. People come together and separate in a mad dance; repulsive as lepers, they poison one another’s existence. Hating this life, they butt their heads against the wall, trying to make a breach in it. They seek desperately for some way to destroy it. But the mind is powerless before the fatal obstacle, and those who do not submit to fate perish at the immovable wall. As a symbol of an obstacle to freedom and joy, the wall differs from the real obstacle only in that it is formed of dead stones. But the obstacle to the progress of mankind consists of the people themselves, suffering, wretched, pitiful, yet immovable in their inertia. It is this wall of the inert human mass that we must destroy.

We socialists must be the men of the future. We must foresee this future, and by it, by our vision, we must guide our lives and actions! According to our teaching, in every modern civilised nation there is a vital revolutionary stratum, which creates the future. This is the lowest stratum, the very foundation of the wall – the proletariat. When it comes into motion, then, as the Communist Manifesto says, with the force of geological upheaval it will destroy everything that rests upon it. It will bring down the entire wall.

Vladimir Akimov

1. Dialectic and history

We have to be able to imagine how a book like this could have been written, and yet we have no means of imagining it, except through our own action which is a way of living the concrete relationship that unites us to its writer. ‘Our understanding of others is never contemplative’ (p. 98).

It is 1925, you are twenty, and in your country, in the universities you go to, there is a deep hatred of dialectical reason. Hegel is unknown to you, and, without a knowledge of Hegel, without Marxist teachers, you know nothing of Marxism itself (p. 22). You read Capital, you understand everything, it is all quite clear, and yet you have understood nothing. Nothing at all. But slowly you begin to change. In the suburbs, on the horizon of your limited world, for you are an intellectual from another class, there is a vast, sombre mass of workers, and they live Marxism, it is their action, and this mass exerts at some distance an irresistible pressure of attraction on you. So, it was not the idea that transformed you, and not the conditions of life and work of the class on your horizon, for you know little about them. It is one linked to the other; it is the class as the incarnation of an idea (p. 23).

Now it is the bloody history of this part of the century that will force you to understand the reality of the class struggle. It is the war that will shatter all the old frameworks of your thought. The war, the occupation, the resistance, the years that follow. In 1937 a Russian begins to lecture on the Phenomenology at the École des Hautes Etudes. You go there, listen to him. Time passes. History has now taken hold of you. For two and half years, the Civil War in Spain dominated your life. Spain was a field of battle. You go to the Bibliothèque Nationale and take a reader’s ticket. You have embarked upon Hegel’s Phenomenology. At present, you scarcely make head or tail of a word of it. But History has burst over you and dissolved you into fragments. In France, the Popular Front struggles for a few months, then collapses. Madrid is still holding out, but is it true that the Stalinists have assassinated the revolution? Time passes. You have decided to work at Hegel every afternoon from two till five. It’s the most soothing occupation you can imagine. But History has taken hold of you.

The man who lectures at the École knows all this. He knows you are History. He knows that Spain was a battlefield, and that is why you are here. So, this is what he says –  

Man is self-consciousness. Man becomes conscious of himself when he says “I”. Now a man who contemplates the world can never say “I”. This man who contemplates the world, who is absorbed by what he contemplates, can be brought back to himself only by some force within him that troubles him. A force that agitates you, disquiets you, moves you to action. This force within you that troubles you is called desire. Desire is what transforms the world revealed to itself in man’s contemplation into an object revealed to a subject by a subject different from the object and opposed to it (A. Kojève, Introduction to the Reading of Hegel, p. 5). Or, desire is the primordial structure in the constitution of human subjectivity.

So, a specifically human reality, that is, a reality that hears itself, is never attainable within the limits of passive contemplation. Desire moves you to action. Since desire is realised as action that negates the given, the very being of this I which is infected by desire will be action, and the universal form of this being will not be space but time. So, this man tells you that man, who is self-consciousness, is therefore history, or time. Man’s being is becoming, and this he is only as an action that negates the world in order to go beyond it as this given world, to transcend it. Man is perpetual transcendence of the given world, a ceaseless action riveted to the future, to something that is not.

Now this is not enough, for my comrade Nizan has been killed, and I am here in the Bibliothèque reading more Hegel. Politzer has been tortured and shot. So this man who lectures must tell you a second thing.

For man to be truly human, for him to be essentially and really different from an animal, his human desire must actually win out over his animal desire. Now all desire is desire for a value. The supreme value for an animal is its animal life. Human desire therefore must win out over this desire for self-preservation. Or, man’s humanity only comes to light when he risks his animal life for the sake of his human desire. It is in and through this risk of life that a human reality is born, emerges within the order of nature and becomes revealed as reality. 

This is how this lecturer wants to explain, to account for, the history that we know, human history, which is a history of class struggles. For he goes on to say that to substitute oneself as the value desired by another’s desire is to seek recognition, and this search for recognition becomes the fundamental motor of human history. It accounts for the primordial struggles of mankind, for the social relations of domination and slavery, and for the emancipating and humanising role of the slave’s work. The relation of domination is born out of struggle. Here, two consciousnesses each seeking recognition from the other, seek this in the form of their risk of life. If both really risk their lives, all consciousness is abolished and history becomes impossible. In this struggle, the consciousness that truly risks its life, that subordinates its animal (non-human) desire for preservation to its human (non-animal) desire for recognition is the consciousness that wins. It becomes master. Thus, classes are born. But through this very relation, in which the master finds himself in an impasse, for he is doomed to abstract identity with self, and to gaining the recognition of a consciousness to which he ascribes no recognition, through this relation the slave now learns, through work, to repress his desires in the service of an idea, of what does not exist in the biological sense of the word, the idea of the master. Thus, through his work, which also makes the slave the master of nature, the slave finally comes to the same result to which the master came by his risk of life: he no longer depends on the given, natural conditions of existence (Kojève, op.cit. pp. 6ff., 25ff., 48ff.).

Sartre attends these lectures, hears all of this.

He agreed with Kojève that if there is something like a dialectical reason, then its basis is human action, or praxis. The dialectic ‘is the practical rationality of man who makes history’ (p. 129; 33). He agreed also that need (besoin), or desire, is fundamental to a conception of human action and of history (p. 166; 80). 

But is it not also true that this man who acts, who makes history, who is time, acts on the basis of ‘conditions’ he has not chosen, that these ‘conditions make man as much as he makes them’. Thus, there is an element in history that remains unintelligible if we follow Kojève throughout. But the dialectic is precisely the intelligibility, the rationality, of history. So, there is something wrong in the dialectic that Kojève (and through Kojève, Hegel?) explain to us.

The first form in which we can state the problem of historical intelligibility, of the intelligibility of history in terms of man’s being as perpetual becoming, as action, might be put like this: ‘How is one to understand this statement that man makes History if in another sense it is History that makes man?’ (p. 60). To resolve the problem of historical intelligibility Sartre rejected completely the second thing that Kojève had said. And, in a sense, the whole of the Critique of Dialectical Reason might be seen as an attempt to resolve the problem of historical intelligibility while accepting the first part of Kojève’s argument but rejecting the second.

For this second part, the further exposition of the lecturer, allowed for no dialectical reversals. Kojève said that relations of domination are born from an unmediated confrontation of two consciousnesses. Domination established, work allows the slave to obtain a status of self-consciousness, because the slave represses his desires in relation to something purely abstract (the master). Thus eventually, in this dialectic, there is only one moment of true counterfinality (or tragedy). This is the impasse in which the master finds himself within the relation of domination. Or, alienation is only the alienation of the ruling classes.

Thus, no proper theory of alienation, of this history which I make depriving the actions through which I make it, depriving my labour, of their meaning, is contained in this pure dialectic of self-consciousness. If Sartre’s first point of departure is entirely in agreement with Kojève – the dialectic is the rationality of human action (p. 134; 39), or Man is Action – his second one goes beyond Kojève. The dialectic, which is the rationality of human action and of history, ‘is in a certain sense experienced by man as alien power’, just as much as ‘in another sense it is man himself who makes the dialectic’ (p. 131; 35-36). Indeed, Marxism must accept both starting-points and make their contradiction the basic principle of historical intelligibility. ‘If we want to preserve the real complexity of Marxist thought, then we have to say that in a world founded on exploitation, man is at once a product of his product and a historical actor who can in any case never pass for a product’ (p. 61). And when we seriously consider whether there is a single Marxist who has ever followed through this contradiction, or dialectical circularity, and transformed it into the very principle of historical intelligibility, when we answer this in the negative, then the Critique, which follows through this contradiction at successive levels of complexity, emerges as probably the most important work of theory produced by any Marxist since Marx’s Capital

2. The dialectical priority of action (praxis)

Let us formulate the problem of dialectical intelligibility in the following terms: ‘We have to seize action (praxis) and its result from two inseparable points of view. That is, of its objectification (of man acting on matter) and that of its objectivity (of totalised matter acting on man)’ (p. 284; 225). In the pure dialectic of self-consciousness, there is only the objectification of human activity. But a truly dialectical reason is a Reason that is also non-dialectical—or, if there is a dialectic, then, obeying its own law of development, there must be within this dialectic a non-dialectic or anti-dialectic.

Action/praxis can be defined as ‘an organising project which surpasses the given material conditions towards an end (fin) and which through work inscribes itself in inorganic materiality as a reshaping of the practical field and reunification of the means deployed towards the given end’ (p. 687; 734). This can be called the dialectical structure of praxis, of conscious human action, whether individual or common, and its definition necessarily refers us to a moment that is not-action, the moment of Matter, or of materiality. In fact, human action ‘presupposes a material agent (the organic individual) and the material organization of an enterprise on matter through matter’ (p. 158; 92). In reworking the practical field, this organism which in its very being is praxis/action, which is a practical organism, operates a synthesis, it “totalises” the multiplicity of inert matter, or, totalisation is this relation of interiority which mediates between the parts of a whole. Totalisation as the dialectical structure of action makes the notion of time possible, which totality does not.

In the Critique, totalisation forms the specific structure of what we call history. History is totalisation or it is nothing. But Sartre’s project is to investigate not history itself but the ‘static conditions of its possibility’ (p. 155; 68), that is, the logical conditions of possibility of a totalisation of this order. Hence it is also possible to say that the Critique asks itself, ‘How is history possible?’ in the same fundamental sense in which Kant in the Critique of Pure Reason asked ‘How is experience possible?’. In fact, the Critique of Dialectical Reason moves further than Kant’s Critique, because human experience is an experience of history, it is something intrinsically historical, and therefore to ask “how is experience possible?” is to ask what makes history and the experience of history possible. 

To repeat; in the Critique, Sartre is not concerned with concrete history, but with its internal ‘logical structures’ or conditions of possibility. These are established or developed at successively more complex levels of intelligibility, all of which, even the most concrete or ‘synthetic’, form only abstract moments of dialectical experience, for all of them form part of the ‘regressive’ phase of the dialectical movement. In Vol.2, which Sartre planned to call the Critique of Dialectical Experience, he will ‘recompose’ the historical process in a reverse moment of progression, once its conditions of possibility have been seized and established abstractly. 

Three overall moments of dialectical experience dominate and shape the internal structure of the Critique (Vol. 1): the praxis of the ‘organic’ individual, the negation of this in matter, and the praxis of groups. Each of these are levels of intelligibility of the historical process. The praxis of the organic individual finds its dialectical limit in its own work as the exteriorisation of interiority or in what Sartre calls worked matter (p. 158; 71), and passes over at this limit into a dialectic of passivity, or anti-dialectic. The dialectic of passivity is the specific moment of experience or level of intelligibility corresponding to praxis that turns/returns against itself as something bearing the permanent seal or stamp of inertia. (The theory of alienation, or the dialectical experience of alienation as an a priori possibility of human activity, is contained in this moment.) Here, in exploring the negation of organic action (that is, of individual praxis) in and through worked matter, the series emerges as the fundamental type of social ensemble. Common praxis or the constituted action of groups then forms the final moment of this entire movement. Sartre proposes to argue that social classes ‘do not possess a unique and homogeneous type of being, but exist and form at all levels’ (p. 155; 67). (To illustrate this nature of classes, much later in the book he will argue that at any given moment the working class itself comprises all dialectical statuts; it is ‘at the same time a group whose organizations have become institutions [e.g., mass parties with their ‘cadre’], a fused or a pledged group [workers’ councils; soviets], and inert seriality’ (p. 647; 683); but this anticipates the argument below).

Once we have followed through this movement it should be possible to comprehend the practical statut (let’s define this to mean a specific place in the spiral of the dialectic) of the entire range of ensembles conceivable in any historical society: not only of social classes as the most important of these, but of the state, mass parties, trade unions, and of course the so-called ‘unorganized masses’. But the depth of dialectical intelligibility which allows us to differentiate the practical statut of a lynch mob from that of a strike committee, or of individual capital from social capital, or of groups from classes, and to distinguish rigorously between ‘societies’, ‘systems’, ‘structures’, ‘processes’, or between praxis and process, will only become possible because at each level of intelligibility, in each moment of the dialectical experience, new determinations are established. 

Yet this entire movement has a basis or a ground principle. Sartre himself vacillates between two conceptions of this, and appears to shift imperceptibly from one to the other in the course of the Critique. One conception of the ground principle states the dialectical priority of the praxis of the organic individual in the entire movement. This priority is signalised through its description as the ‘constituting dialectic’ of history (p. 154, 178; 66, 96, where the Verso translation always has ‘constituent’). The strongest argument that Sartre adduces for this conception is the notion of the praxis of the organic individual as an ‘untranscendable limit’ of the praxis of groups or common praxis. The former, ‘organic praxis’, the free, conscious activity of individuals, forms the ‘very foundation, always present and always concealed of the latter’ (p. 643; 677-8). The alternative conception asserts not so much the priority of individual action over common action (of a constituting dialectic over a constituted dialectic) as the priority of praxis itself over worked matter. And, since what matters here is praxis, the ground principle can just as well be formulated as the dialectical priority of constituted action over Being or worked matter or the practico-inert. So, Sartre can say, ‘Without constituted praxis, everything disappears, even alienation, since there is nothing left to be alienated, even reification since man becomes an inert thing from birth and one cannot reify a thing’ (p. 731-32; 789).

At any rate, accepting the weaker formulation, the principle that sustains the whole movement of the Critique is that of the dialectical priority of action over being. Without conscious projects, without human aims or objectives or desires, history vanishes. If human relations are simply the passive product of something we call ‘material circumstances’, then such relations are by their very nature reified and it would be impossible to understand what their reification would mean (p. 180; 97). Now action is dialectic. To assert the priority of action over being, or of praxis over the practico-inert, of dialectic over anti-dialectic, is to argue that at any given time relations among humans ‘are the dialectical consequence of their own activity’ (p. 180; 97), no matter how mystified those relations appear in their own eyes. 

This world in which I no longer recognise myself is a world I have created. Expressed differently, without work (which is action, indeed its model-type) there would be no ‘mode of production’ (p. 671; 713).

3. Domination by worked matter: scarcity and counterfinality 

What movement is it, however, that leads from one to the other, from work as a living praxis to the mode of production as its inorganic synthesis? From freedom to alienation? From the translucidity of my aims to my experience of necessity? 

Man ‘is’ only as a ‘becoming’. Man is action, he is a practical organism. But praxis would be impossible to conceive, at least in the historical world we know, without Hegel’s or Kojève’s desire, that is, need. Or, man is a practical organism with material needs. Need is the primordial relation of the dialectic of individual (organic) action/praxis. ‘It is the first totalising relation of this material being, man, with a material ensemble which he is part of. This initial totalisation is transcendent in the sense that the practical organism finds its being outside itself in inanimate being’, or in natural resources (p. 166; 81). To find its being in nature, the practical organism transforms itself into its own tool, acts on the inert objects of its external environment through the intermediary of the inert body which it is (as material organism) and which it makes itself. Here, instrumentality, end and work are given together: the organic totality is projected as totalisation of the movement through which the living body utilises its own inertia to overcome the inertia of things. Now it is scarcity, an absence of what the organism looks for in the environment, which by transforming the organic totality into a pure possibility, entails that the organism is no longer simply the destiny of its function but its aim or its end. ‘In the first instance praxis is nothing but this relation of the organism as external end and future to the present organism as a (organic) totality thrown into danger’ (p. 168; 83). And this ‘action born of need is a totalisation whose movement towards its own end actively transforms the environment into a totality’ (p. 170; 85). The practical organism now traverses the surrounding world as a project, it unifies a field of instrumentality around itself, and in and through the creation of this instrumental field transforms inert multiplicity into totality, so that ‘this inert plurality which has become totality’ is in itself ‘the end fallen into the domain of passivity’ (p. 171; 87). In short, we can say that ‘human labour, that is, the primordial human praxis through which the organism produces and reproduces its own life, is entirely dialectical: its possibility and its permanent necessity rest on the relation of interiority which unifies the organism with its environment and on the profound contradiction between the organic and the inorganic orders, both present in each individual; its initial movement and basic character are defined by a double contradictory transformation: the unity of man’s project gives to the practical field a quasi-synthetic unity, or the crucial moment of work is that in which the organism makes itself inert to transform the inertia that surrounds it’ (p. 174; 90). Here Sartre adds, ‘The oscillation which opposes the human thing to the man-thing will recur at all levels of dialectical experience; however, the meaning of Work is established by an end, and Need, far from being a force that pushes the worker from behind, is, on the contrary, the lived revelation of an end which is to be attained’, in this case the reproduction of the living organism itself (p. 174; 90).

Matter as something purely non-human and inorganic is governed by the laws of exteriority (and thus open to penetration by non-dialectical reason, that is, science). Within dialectical reason and dialectical experience, matter is inseparable from its human functions or meanings and contains these only to the extent that ‘man has already attempted to confer unity on it’, and to the extent that ‘it comes to form the passive support of the stamp of this unity’. Matter in its human function, or as the passive synthesis of human activity, can be called the ‘passive motor of history’ (p. 200; 122).

In history as we know it, our human history, the one-sided (non-reciprocal) relation of surrounding matter to man manifests itself in the specific and entirely contingent factual form of scarcity. Scarcity ‘is a fundamental human relation’ (p. 201; 123), but inconceivable in any dialectic which suppresses matter as a mediation between men (p. 192; 113). ‘What no one has so far tried to do is to explore the kind of passive action which is exerted by matter over men and over their history when their praxis returns to them as something stolen from them, in the form of counterfinality. History is more complicated than certain simplistic forms of Marxism suppose, and man has to struggle not only against Nature, against his own social milieu, against other men, but also against his own action as something become other. This primordial form of alienation finds its expression through all other forms, but it is independent of them and on the contrary their very basis’ (p. 202; 124).

Now, ‘abstractly, scarcity can be seen as relation between the individual and his environment. But in practice, and historically, this environment is an already constituted practical field that refers to each of its collective structures (what these are we shall see later) and the most basic of these is precisely scarcity conceived as negative unity of the human multiplicity (of this concrete multiplicity)’ (p. 204; 127). Thus, if work forms the basic type of totalisation of matter by man, the primordial totalisation of men by materiality manifests itself ‘as the possibility of a common destruction’ of all mankind and as ‘the permanent possibility for each individual of this destruction coming to him from matter through the action of other men’ (p. 204; 127). ‘Scarcity realises the passive totality of the individuals’ of a society ‘as the impossibility of coexisting’ (p. 205; 129). Sartre is of course emphatic that this is not a proposition about concrete history (about this or that historical situation) and that he is still dealing with ‘a very abstract moment’ of dialectical experience. What counts here are the ‘structures of dialectical intelligibility’ (p. 205; 128). Totalised passively into an inert and negative unity by matter, ‘man constitutes himself as Other than man’ (p. 206; 130). ‘The mere existence of each is defined, through scarcity, as the perpetual risk of non-existence for another and for everyone. Or, better still, this constant threat of annihilation that hangs over myself and everyone is not something I discover only in Others, but I am myself this threat as an Other’ (p. 205; 130). Thus, there is in man (in all men) ‘an inert structure of inhumanity’ (p. 207; 130) which is simply man’s interiorisation of his own negation by matter. In fact, ‘the historical process is impossible to understand without this permanent element of negativity, which is at once external and internal to man – the permanent possibility of being, through his very existence, the person who makes others die or whom others make die – in other words, without scarcity’ (p. 221; 148).

Scarcity is the first concrete validation of ‘that basic discovery of dialectical experience, that humans are mediated through things to the precise extent that things are mediated through humans’ (p. 165; 79). The negative element in history is man’s interiorisation of scarcity as a relation to other men, that is, as the negation in man of man by matter. The circularity might be redescribed as follows –  ‘there is a dialectical movement and a dialectical relation within praxis’ between action as the negation of matter and matter as the negation of action (p. 230; 159). Sartre clarifies this by saying that ‘This negation of action, which has nothing to do with defeat, cannot be translated in action except in terms of action itself, that is, its positive results, in the form in which these become inscribed in an object only to return against it and in it in the form of objective and negative commands’ (p. 230; 159).

To develop this new moment of dialectical experience – the return of praxis against itself in its objectified form and as a negation of its enterprise – Sartre returns to the conception of praxis itself. ‘Praxis whatever its concrete nature is basically an instrumentalisation of material reality. It envelopes the inanimate thing in a totalising project that imposes on it a pseudo-organic unity. By that I mean that this unity is naturally the unity of a whole, but that it remains social and human, that by itself it does not obtain the structures of exteriority that define the molecular world. If unity persists, it is, on the contrary, through material inertia. Since this unity is only the passive reflection of human action itself, that is, of a given enterprise carried through in given conditions with given instruments and in a historical society at a given stage of its development, the produced object reflects the entire society. Only it reflects it in the dimension of passivity’ (p. 231; 161).

This dimension of passivity, of the absorption of human action by the inertia of materiality, is the sphere of man’s domination by worked matter, or of his domination by himself as matter. ‘In surpassing the given material conditions man objectifies himself in matter through work: that means he loses himself so that the human thing comes into being’ (p. 240). Loses himself – his praxis becomes absorbed in passive and inert syntheses of innumerable other actions, and his finality (his ends) reappears as counterfinality (as a negation of his ends). The Chinese peasant household that cuts wood from the surrounding forests – this is a living organic action motivated by need – creates an absence of forests and eventually, through this absence of forests, massive periodic flooding and famines. ‘Worked matter’, materiality that absorbs and passivises human action, ‘reflects our activity back to us as inertia and our inertia as our activity’ (p. 247; 179). It is this dimension of passivised action, of worked matter as the alienated (counterfinal) objectification of praxis that Sartre calls the practico-inert.

The practico-inert, this ‘site of violence, darkness and magic’ (p. 358; 318), of an inverted praxis (p. 235; 165), is the specifically non-dialectical moment of the Critique. Sartre explores this level of historical intelligibility, praxis as inertia, and the experience of this inertia as a praxis-without-authorship, as necessity, with the example, taken from Braudel’s major study, of the circulation of precious metals in the Mediterranean world of the Renaissance (pp. 235 ff.; 165-78). To start with, there is no being, no materiality or matter devoid of human significance at least not within the field of human experience. ‘At any given historical time, things are human to the very degree that men are things’ (p.247; 180). Matter as the inert and passive support of human action, as an inertia that retains its meanings, refers us to those very projects, to human action, as dialectically fundamental. In fact, there could be no experience of alienation (of domination by worked matter) if man were not basically action. If he were pure materiality, neither action nor alienation would be conceivable. ‘Slavery is possible only because there is freedom’ (p. 248; 181). Only two choices are possible at this level. Either man is ontologically other than himself and one then elaborates a philosophy founded on a hatred of man. Or man is himself, he is the active source of this destiny which confronts him as his future. And if man were pure being, the only time conceivable would be the time of degradation, a dialectic moving in reverse from the complex to the simple, in short, involution and dissolution would then replace evolution. Thus, at the start of Spain’s ineluctable decadence and crisis, there lies human action. The regime of Philip II accumulates the precious metals. That is, organises their extraction, transport, melting and minting into coins. But there is no human action that does not crystallise its meanings in matter, and no matter that does not condition human action through the passive unity of its prefabricated meanings (p. 238; 169). Thus ‘the Spanish government accumulates gold but there is a flight of gold’ (p. 241; 173). If the accumulation of gold is founded on a type of human mediation defined by a common, deliberate praxis that unifies certain men in a single enterprise aimed at a single objective (p. 239; 170), then this flight of gold implies another form of human mediation which Sartre will call ‘serial’. For on the margin of that common enterprise, of the extraction and accumulation of gold by the regime, there are other men who are others in relation to its common praxis. ‘The synthetic interiority the group’, of the Spanish regime, ‘is traversed by the reciprocal exteriority of individuals formed by their material separation’ (p. 240; 171-2). Gold leaves Spain, flows across her borders, through these others. And their serial action finds its own external link in the inertness of gold and the inert idea inscribed on each piece of gold that the precious metals are wealth. Then thirdly, there is the counterfinality that turns the abundance of gold, of ‘wealth’, into negativity, into mass impoverishment throughout the Mediterranean littoral. The value of each piece of gold diminishes as the total mass expands, the total sum acts negatively on its parts as if it were whole (p. 242; 174). Prices rise, employers cut wages, there is a crisis in the labour market. No defence of wages is possible: atomised and massified, the wage-earners of Spain form a vast inert system conditioned from the outside (p. 243; 175). And here one form of materiality collides with another: depopulation augments the value of each unit of labour-power. Wages begin to climb upwards. In short, ‘worked matter, through the contradictions that it contains within itself, becomes for and through men the fundamental motor of history’ (p. 250; 183). The historical decline of Spain is inconceivable without the role of the precious metals, of human things, of inert materiality on which men have inscribed their meanings and which absorbs their action and re-exteriorises it against itself as their destiny. ‘In worked matter the actions of all men become unified and take on a meaning, that is, they constitute for all of them the unity of a common future’ (p. 250; 183). This future, the decline of Spain, bears the stamp of pure counterfinality. The enrichment of Spain is the source of its decline. 

4. The inert exigencies of worked matter: working at machines

The image elaborated through this illustration is now applied directly to the factory. ‘Praxis as unification of inorganic plurality becomes the practical unity of matter. The material forces assembled into the passive synthesis of the tool or the machine produce actions: they unify other inorganic dispersions and thereby impose a certain material unification on a plurality of persons … the praxis inscribed in the instrument through past labour defines behaviour a priori’ (p. 250; 184).

In our experience, the typical symbols of the practico-inert are not simple objects and tools, but whole material ensembles. We refer to ‘the’ factory or ‘the’ company to mean either a combination of instruments surrounded by walls or the personnel within it or both indifferently. ‘If individuals were only a free praxis organising materiality … we could not really talk about this typical unity present in the social field as passive activity, active passivity, praxis and destiny. For this kind of social object to have a being, man and his products must exchange their qualities and their statuts within production itself’ (p. 251-52; 185

The level of dialectical intelligibility has shifted from the purely abstract moment of the action of organic individuality to the moment of its negation in worked matter. We deal with agents now from the angle of their domination by worked matter – and with human praxis as a temporalisation within the field of worked matter. ‘This man remains a man of needs, of action and of scarcity. But as a man dominated by worked matter, his activity no longer finds its source directly in need, although need remains fundamental to it: it is aroused in him (suscitée en lui) from the outside by Worked Matter as the practical exigency (exigence) of the inanimate object. Or, if you like, the object comes to define (désigne) its man as this person from whom a certain type of conduct is expected’ (p. 252; 185-6). The machine defines this man as a worker, as this or that kind of worker, and the work that this person performs as an ‘activity aroused in him from the outside’ is ‘the work of Others, of all others, of whom he is one’. Through the machine the worker becomes this ‘Other from whom certain motions are expected’ (p. 254; 188).

Sartre contrasts the reciprocity of ends, desires desiring desires, that defines common praxis through structures of reciprocity with the inert finality of machine work. ‘What one person may hope of another, when their relation is a human one, is something defined in reciprocity. This hoping is a human act. The question of passive exigency does not arise here…praxis as such can unify with praxis in a reciprocal action, each can formulate his ends through a recognition of the ends of others, but no praxis in the strict sense can even formulate a command, simply because exigency is not part of the structure of reciprocity’ (p. 253; 187). On the other hand, ‘the demand of a tool that expects to be operated in a definite way, according to a definite rhythm, etc. undergoes basic transformation through its very materiality: it becomes exigency because it acquires the double character of otherness and of passivity. In fact, exigency … constitutes itself in each worker as something other than him (he has no means of modifying it, he can only conform to it, it does not enter the dialectical movement of human performance), and in the same blow it constitutes each worker as other than himself: insofar as the worker is defined by his praxis, this finds its source not in need or in desire, it is not the ongoing realisation of his project but, as something constituted around an alien objective, it is, in the agent himself, the praxis of an other and it is an other that objectifies itself in the result’ (p. 253; 187-88).

The worker who operates a machine engages in action (praxis), but this is his praxis as the praxis of someone other than himself, of an indefinite multiplicity of persons capable of the same ‘definition’ through that instrument. ‘Through materiality it is man as Other than himself who affirms his dominance over man: the machine has to be preserved in its market condition and the practical relation of man to matter becomes man’s response to the exigency of the machine’ (p. 254; 188). Of course, individuals interiorise the inert commands of matter to re-exteriorise these as commands delivered by men: it is through the apparatuses of control and supervision in the factory that the machine enforces a certain type and rhythm of work in the worker (p. 256).

The machine shapes its man to the very degree that man shapes the machine … it constitutes its operator as a machine that must operate machines. All relations within the practical agent are reversed by it; as categorical imperative, the machine makes the worker a pure means, but a conscious means (for he knows its imperative); as a source of wages, it transforms his praxis (or his labour-power) into a commodity, that is, an inert product that preserves its power of unifying a practical field. Finally, the machine becomes a living thing, a pseudo-organism only to the extent that the worker makes himself a force of inert exteriority (expends his own substance). The machine defines and creates the reality of the man who operates it, makes him a practico-inert being who will be a machine to the degree that the machine is human and a man to the degree that the machine remains a tool to be used. At the same time, the machine determines his future as a living organism, just as it defines the future of its owner. The difference here is that it defines the worker’s future negatively as the impossibility of living long. Not only through the counterfinalities that we have described (air pollution, destruction of the environment, job diseases, etc.), but also because it represents for the worker…the permanent threat of low wages, technological unemployment and deskilling. And the rationality of this lies in the real meaning of industry: the machine was created to replace man…in the machine the worker discovers his being as indifferent generality, his praxis as something already materialised in tasks that are predetermined as inert exigencies to be obeyed, his future as powerlessness…’ (p. 269-70; 207-8). 

Now, ‘to the extent that the machine imparts to the worker the meaning of a practico-inert being, devoid of any particular interest (and of any possibility of having one), it defines the worker as a general individual…this does not mean that the machine produces abstract beings without individuality: the human agent remains, even within his reification, a constituting and dialectical totality’, a practical organism. 

In fact, each (general) individual expresses the particularity of his praxis in the way in which he constitutes himself and allows himself to be constituted as generality, and this generality of each defines the relations of all of them; each discovers in the Other his own generality. Inert generality as the milieu of the working class in the beginnings of industrialisation cannot be seen as a real and totalising unity of workers (in a given factory, town or country) ... it comes to them through worked matter … and is constitutive of every one of them and all of them as the negative unity of a destiny that condemns them. But in this very act, in the negative milieu of the general, each worker perceives this general destiny of the individual worker and of all workers (and not yet of a worker totality…) in the very generality of his own destiny. Or, if you like, he sees his worker’s destiny, that is, the negation of the possibility of his own existence, in the generality of machines as something owned by the generality of Others… In the capitalist period, the contradiction of the machine is that it creates and denies the worker in the same blow: this contradiction, materialised as a general destiny, is a fundamental condition in the growth of class consciousness (prise de conscience), that is, in the negation of the negation. (p. 270-71; 209-10).

5. The notion of ‘interest’

Thus, machine work is praxis, but praxis which forms a response to the exigencies of worked matter, ‘activity as passivity, power as impotence’ (Marx), or passive activity. The transition from the formal to the real subsumption of labour into capital can also be described as a dialectical transcendence of praxis in passive activity. This is a transcendence (dépassement, Aufhebung) and not an abstract substitution, because ‘materiality as the inflexible necessity of the practico-inert transcends the free praxis of individuals only to conserve it within itself as the indispensable means by which its heavy machinery works’ (p. 376; 340). Moreover, the transition from praxis to passive activity is itself the object of a living praxis – the praxis of the capitalist in enforcing the norms of abstract labour, that is, in ‘breaking up the old psycho-physical nexus of qualified professional work’ (Gramsci, “Americanism and Fordism”).

This remains incomplete, however, because this action – of reorganising the methods of production and styles of life of a large sector of the population – is itself definable within the dimension of worked matter. Asked, “why would a capitalist do this?”, we would automatically reply, “because it is in his interest to do so”. Thus, the notion of ‘interest’ emerges as a further specification of the field of the practico-inert.

Interest is definable in Sartre’s dialectic as one’s being-entirely-outside-self-in-a-thing insofar as it conditions praxis by its categorical imperative (p. 261; 197). ‘Taken on his own, in his free and simple action, an individual has needs, desires, he is a project, he realises his ends through work. But in this abstract and fictitious state, the individual cannot be said to have an interest... Interest is a certain relation of men to things within the social field. It is something discovered in the practico-inert moment of experience when man constitutes himself in the external milieu as this practico-inert ensemble of worked matters even as he establishes the practical inertia of the ensemble in his real person’ (p. 261; 197). An individual can be said to possess an interest from the moment when a material ensemble defines him in his personal particularity, and when its preservation and expansion at any cost conditions his activity as categorical imperative (p. 263; 199).

However, Sartre immediately goes on to suggest that the notion of interest as a practico-inert relation is impossible to conceive without reference to the structure of alterity, of otherness, that defines the field of the practico-inert. If interest appears initially only as a ‘relation of men to things’, the mediated nature of this relation is what counts later. ‘As always interest is born out of alterity as the primary human practical relation but deformed by its conducting matter, and only sustains itself in the milieu of alterity’ (p. 272; 210). In a wider definition not restricted to bourgeois property, interest is ‘the negative and practical relation of man to the practical field through the thing which he is outside (à travers la chose qu’il est dehors) or, in another sense, a relation of the thing to other things of the social field through its human object’ (p. 267; 204).

The obvious example of this nexus is the factory and its bourgeois owner. ‘The French industrialist who in 1830, in the heyday of family capitalism, cautiously introduces English machinery “because it is in his interest” in fact has no relation with those machines except through the intermediary of his factory’. His desire to expand is simply the real expansion of his factory as something he controls through his praxis. ‘If he imports machinery from England, it is because the factory’, which he is as a thing outside himself, 

requires this (l’exige) in a given competitive field, therefore insofar as it (the factory) is Other and a thing conditioned by Others… The decision is dictated to him as an exigency by the competitive milieu (defeating his competitors by selling at a lower price) but negatively, because competition (and the possibility that other factories will import English machines) makes him vulnerable insofar as he has constituted himself as a factory. But scarcely has the machine been installed, than the interest is displaced. His interest in the machine, that is, his subjection to his being-outside-self, was the factory; but the interest of the factory becomes the machine itself: once it comes into operation, it is the machine that determines production, it is the machine that forces him to break the earlier equilibrium between supply and demand and to search for new markets, that is, to allow demand to be conditioned by supply. The interest of the factory has changed, the caution and stability that characterised that interest are transformed into calculated risk and expansion; the factory-owner has installed an irreversibility within the walls of his enterprise. And this irreversibility (the machine never stops) defines him in his being as well as his praxis, or rather as social object it realises in him the identity of Being (as structure of inertia) and of praxis (as the expansion which is ongoing). But, in the antagonisms of alterity (here the competitive milieu) the interest of each factory owner is the same to the precise degree that it is constituted as Other; or, if you like, the compulsion to effect perpetual cost reductions by installing ever newer, ever more advanced machines comes to each as his interest (the real exigency of the factory) insofar as it is the interest of Others and insofar as for Others he himself constitutes this interest as the interest of the Other. (pp. 263-64; 200-1.)

So, in the name of “interest”, being-outside-self as worked matter unites individuals and groups through the negation of each by all and of all by each, as a negation defined in alterity. 

Which amounts to saying that the interest-object acts (through the mediation of the individual) under the negative pressure of similar exigencies developed in other interest-objects. At this level it is impossible to say … whether for the industrialist profits represent an end or a means: in the movement of interest as negative exigency – in other words, in the never-ending transformation of the means of production that becomes necessary – the greater portion is reinvested in the enterprise itself; in one sense, the aim of these transformations is to maintain or increase the rate of profit, but in another sense profit is the sole possible means for the capitalist to realise these transformations … in the unity of the total process, the factory as the possession-power of an individual or of a group of individuals constitutes itself in its preservation and development as its own end... From the impossibility of halting the movement of production without destroying the object to the necessity of finding new markets for an expanded volume of production and of expanding production to retain market share, one comes up against the movement of growth and of motivation of a quasi-organism, that is, of the inverted image of an organism, a totalised false totality where man loses himself so that it exists, a totalising false totality that regroups all the persons of the practical field in the negative unity of Alterity. (p. 265; 202.)

The machine is the capitalist‘s interest in the sense just defined. But, as we saw, it is also a determination of the practical field of the working class. However, to the very extent that the machine is the capitalist’s interest, it is the worker’s destiny or fate. Like the capitalist, the worker has his being in the machine. ‘But the machine is not, cannot be, the interest of the worker. The reason is simple: far from objectifying himself in it, it is the machine that objectifies itself in the worker’ (p. 269; 206). We saw this in the previous section. In the machine the worker finds his being as indifferent generality, or the machine ‘designates’ or defines the worker as a general individual. This inert generality which is the milieu of the working class comes to workers from worked matter, as a false negative unity, ‘the negative unity of a destiny or fate that condemns all of them’ (p. 271; 209). Now, the movement of the working class, the constitution of the class into a ‘class for itself’ and no longer simply ‘as against capital’, is the very process by which this inert generality (which is also the first definition of the class as being) becomes transformed into a unifying totalisation, in the course of which and as which the class actively negates its being-outside-self as destiny, constituting that destiny as its future interest.

            This implies that the class negates not the machine as such or the machine in itself – for this would be a negation of the worker who is a product of the machine, or whose being is the machine – but negates the machine ‘insofar as it is destiny’, that is, ‘insofar as in a given social order it dominates or controls the worker without allowing him to control it in return’ (p. 271; 210). The capitalist, in appropriating the machine as his interest, constitutes the destiny of workers as an interest of the Other experienced and lived by them in the form of a counter-interest (destiny), and the class struggle, the totalisation through which an inert generality and identity becomes a class interest, is thus a negation of the negation, a negation of the capitalist’s interest as the worker’s destiny, or a negation of the interest of the Other as negation. ‘The combination of workers, if it takes place, is indissolubly linked to the constitution of a general interest as class interest’ (p. 273; 212).

            So ‘interest appears as the inorganic materiality of the individual or of the group in the form of absolute and irreducible being that subordinates praxis to itself as a means of preserving itself in its practico-inert exteriority. Or, if you like, it is the passive and inverted image of freedom, the only form in which freedom can produce itself (and become aware of itself) in the infernal world of practical passivity’ (p. 279; 219).

            Interest and destiny are practico-inert relations among humans, and classes obtain their first statut of intelligibility at this level of practico-inert relationships. Class Being is collective being-outside-self-in-worked matter, practico-inert being. ‘As practico-inert being, class being comes to men through men across the passive syntheses of worked matter’ (p. 294; 238), as their ‘being-outside-in-the-thing’, which is ‘their fundamental truth and their reality’ (p. 286; 228). Sartre then proposes to show how the being of classes as inorganic materiality forms the inert status and objective limit of their praxis.

6. Class being as practico-inert limit: French anarcho-syndicalism

The complex based on coal and iron found its typical resonance in the so-called “universal” machine. By that one means a machine, for example, the lathe, whose task is indeterminate … and which can accomplish quite different jobs as long as it is directed, set in motion and controlled by a skilled and expert worker. The universal function of this machine creates the specialised character of its operator … in this product its inventor envisaged a certain kind of worker, to be exact, highly skilled workers (travailleurs qualifiés), capable of carrying through a complete operation from start to finish, that is, a dialectical praxis. This practical aim is built into the machine in form of an exigency: it entails a reduction of physical effort as such but demands skill. It demands the attention and concentration of a man completely freed from all secondary tasks: through this the universal machine determines first of all the form of recruitment; through the employers it creates possibilities of employment and of comparatively higher wages; a structured future now opens for certain sons of workers defined by the dispositions or situation necessary for apprenticeship. But in the same blow it creates an inferior proletariat which is both a direct product of the appearance of this better-paid elite of workers…and a layer required by the machine itself as the ensemble of manual labourers who in each factory gravitate around the skilled workers, obey them, and free them of all inferior tasks that others can perform. Thus the 19th century machine establishes a passive structure within the working-class. (p. 295; 239-40.) 

Sartre writes, 

I shall call this structure a solar system; the manual labourers, defined quite simply as individuals without specialisation (hence perfectly indeterminate) gravitate in groups of five to ten around a skilled worker defined by his specialisation. The machine organises persons. Only, we should note that this human organisation has nothing to do with a synthetic union, with a community founded on an act of consciousness; the hierarchy becomes established in a mechanical dispersion of massified pluralities and quasi-accidentally. It is precisely the material inertia that permits this strange, rigid hierarchical unity within dispersion, just as it is the congealed action of matter, as the mechanical future of a group, class or society, that a priori establishes this hierarchical order as an ensemble of abstract relations that has to unify some individuals and that will impose itself on these individuals, whoever they are, within the temporal framework of production: already the factory, with all its machines, has decided the ratio of manual workers to skilled workers, has established for each worker the probabilities defining his future within the hierarchy. 

In this way the universal machine imposes differentiation on the workers as a law of things; but at the same time and through the very process we described for Spanish gold, it becomes its own idea. The property of a capitalist, it throws its operator into the ranks of the exploited, keeps alive and intensifies the contradiction that opposes the possessing class to the working class; yet through the skill it demands, it engenders in the hands, in the body of the man who operates it, a humanism of labour. The skilled worker does not see himself as a “subhuman conscious of his subhumanity”. Of course, his product is stolen from him but his indignation as an exploited worker finds its deepest source in his pride as a producer. Only the “wretched of the earth” can change life, do change it every day, only they nourish, clothe and house the whole of humanity. And since the machine is selective, since, through the very competence that it demands and creates, it constitutes labour for the skilled worker as the honour of the exploited, in the very same act it produces the manual worker as an inferior being with a lower wage, a lower technical value, and a lower being. To be sure, in relation to the capitalist this worker is someone exploited; but what is he in relation to the elite of workers? Perhaps someone who never had the chance (his father was poor, he started work at twelve), or someone who lacked the courage or the talent. Perhaps all of this. A tension exists. This is not a real antagonism, at least not at first: towards the professional worker the manual worker harbours ambiguous feelings. He admires him, listens to him: in acquiring a political and sometimes a scientific training, the skilled worker only develops the idea which the machine has of itself and of its operator. That is also why he sees himself as the militant wing of the working class. Militant action is something one imposes on the manual worker: he is someone who follows. But sometimes this worker gets the impression that when they participate in his struggles, the worker elite doesn’t always defend his interests. 

Everything I have said so far is inscribed in being. The inert idea of work as a point of honour, the technical operations, the differentiation of workers, this hierarchy, the tension that flows from it – all of this is a product of the machine, or, if you like, it is, in a given factory, any factory at all, the practico-inert being of the workers themselves in the sense that their relations with one another are the machine itself through its servants. But what one has to show is that these passive structures will later form a definite inertia within the workers’ action groups – there are a certain number of structures that no praxis will be able to transcend, they are unsurpassable. I have shown elsewhere how anarcho-syndicalist organisation, product of the free efforts of the elite within the class, was destined, even before unification was realised, to reproduce in the form of a “voluntary” association structures that were or had been established in certain enterprises through the mediation of the universal machine. But one would be sadly mistaken to suppose that it was the machine that engendered the Syndicalism of 1900 the way a “cause” produces its “effect”. If this were so, the dialectic and the human race would jointly disappear. Indeed, the humanism of labour is the material being of the skilled worker: he realises it in his work, with his hands and eyes, he receives it in his wages which express both the exploitation of this worker and the hierarchy of all exploited workers; finally, he brings it into being through the very influence that he exerts over the manual labourers and through that obscure conflict, still difficult to grasp, that opposes him to them. But he has to discover what he is. That means that his movement to unite with other skilled workers and to negate exploitation in practice necessarily occurs as the projection of what he is in his praxis itself: with what will he surpass exploitation if not with what exploitation has made of him? The basic movement through which the skilled workers combine and overcome their antagonisms is simultaneously an affirmation of the humanism of labour. The anarcho-syndicalist condemns exploitation in the name of the absolute superiority of skilled, manual labour over all other forms of activity. Practice only goes to confirm this basic principle: in the epoch of the universal machine it matters little whether the manual labourers go on strike or not, the absence of a few professionals, difficult to replace, is enough to disorganise the entire factory. Without knowing this, the elite of specialist workers abolishes the means of protesting against the exploitation of the manual workers: of course, they are indignant about the wretched condition of those workers , but they cannot justify the demands made by these “subhumans” on the basis of the skills attaching to the work they do. In a period when machine work demands a kind of lordship of (skilled) workers over their assistants, the basic principle of worker humanism and the related circumstances of the class struggle lie at the origin of a new discovery that one can call the paternalism of the worker elite: the skilled worker has to educate the labourers, involve them, galvanise them with his own example, etc. Thus the association that they form against capitalist exploitation reinvents rigorously but freely all the conditions which materiality imposes on alienated man. What interests us here is this subtle nothingness within positive being – the impossibility of transcending this humanism. In fact, it was transcended when the deskilling of the skilled workers brought about by the specialised machine reshaped the unity of the working class (in the advanced countries of capitalism) on new foundations of the interchangeability of all specialised workers. Work suddenly took on the same features for all of them: exhausting compulsion, hostile force. Of course, workers still had the pride of being workers but because they were the rockbed of society and not because the particular character of their work set them apart. A humanism of need... slowly began to crystallise. But it is crucially important that anarcho-syndicalism could never accomplish this transcendence on its own. The reason is simple: this practice and this theory represented the very life of the group and this active group (whether it was a union or the personnel of the factory) was nothing but a reunification and reorganisation of the struggle on the existing structural foundations. It was really impossible that the skilled workers, who were better educated, more combative, more effective, who through their mere absence could bring work to a standstill, should really, in practice, enroll into mass organisations that would have given the majority to the less educated, less militant workers. If such mass unions are today possible as well as necessary, it is because the techniques of struggle have changed along with the structure of the class – the interchangeability of semi-skilled workers (ouvriers spécialisés) compels them to adopt a strategy of mass action. This equality between workers came from changes in the means of production and in the practical tasks entailed by those changes: that equality is therefore true, that is to say, it proves its effectiveness every single day. But in 1900 it would have been an idealist position as the smallest strike would have shown. How could one argue that all workers were equal when strikes could succeed without the manual labourers, and when labourers on their own could never win any strikes? And how could you ascribe the same importance to all perspectives when manual workers, less educated, more hesitant, and without the profoundly respectable pride of the skilled workers, really did form a mass too inert to be aroused and galvanised into action?...The skilled worker came to identify the real, complete human being with himself. And this false identification (false not in relation to their employers but in relation to the masses) was an untranscendable limit because this identification was the workers themselves or, if you like, it was the expression, in theory as well as in practice, of their own practico-inert relationships with the other workers… When the problem of the kind of structure the unions should have was posed (should unions be craft or industrial?), the theory and practice (of syndicalism) became false because they posed an inert resistance to any effective reorganisation; their worker humanism became false when it led certain syndicalists to dream of the constitution of a proletarian chivalry; their relation to the masses became false when the docility of the manual workers gave way to growing discontent. And above all, the ideological and practical ensemble that expressed the struggles of a class structured by the universal machine became false when it prevented the trade unions from enrolling and organising the new masses, already brought into being before 1914 by the first specialised machines. But how could that exploited class fight for a proletariat other than itself? And what was this proletariat if not precisely the one structured in its being by the universal machine and passively infected by the material idea of ‘work as honour’ which the elite interiorised in its praxis? In deciding who they were, it was the machine that decided what they could be: it deprived them of the very possibility of imagining any other form of struggle at the same time as it gave to their self-affirmation, that is, to their ethico-practical reinteriorisation of its exigencies, to the active development through time of the structures prefabricated by it, the sole form of struggle that was effective against this class of employers in these circumstances. In short, here being is a prefabricated future as negative determination of what unfolds in time (temporalisation). Or if you like, it appears in action…as its congealed and unseizable contradiction, as the impossibility of going any further, or of wanting more or understanding more, as an iron wall within translucidity… To us who belong to another society (still capitalist, but one whose structures have mobilized new sources of energy, new machines, and mass production) the limits interiorised [in the praxis of that class] appear as the objective meaning of the structural relations that prevailed in the period of Anarcho-syndicalism....

Every practico-inert limit to a human relation can always (this is always abstractly possible) be revealed to the men whom it unites as the objective being of their relationship. But that is the very moment when their experience of this sense as real being shows them that it has always existed, interiorised but petrified, in their living praxis , down to their moments of subjectivity… But here we should insist above all that this prefabricated objectivity does not stop praxis from being a free temporal development (temporalisation) and effective reorganisation of the practical field in the pursuit of ends revealed and posed in the course of this praxis. In fact, anarcho-syndicalism was a living and effective struggle that forged its own weapons step by step and established unity among the trade unions starting from complete dispersion. Today its historical role even appears to have been that of establishing the first organs of unification within the working class. Or, better still, anarcho-syndicalism is nothing but the working class itself at a certain moment in its development, creating its first collective apparatuses in rudimentary form. What we quite simply have to understand is that its particular type of hierarchical unity was already inscribed in the human plurality by the universal machine insofar as it was structured through (the machine’s) exigencies for stratified groups of workers. (pp. 295-301; 239-47.) 

Sartre concludes this long analysis by noting that the political ideas and practice of the syndicalists (their theory, their organising drives, their struggles, and so on) ‘only realised humanly, that is, through praxis and dialectically, the sentence passed by the universal machine on that working class. Moreover, this was a sentence that had to be realised: without human praxis the class would have remained the inert collective which we shall discuss in the pages that follow. 


What’s New – 12th July 2021

- New reviews and an updated list of books for review recently published online in the Marx and Philosophy Review of Books.

https://marxandphilosophy.org.uk/reviewofbooks/submissions/

- The Revolutionary Social Democracy Study Group with Eric Blanc will take place over 2 months, and will meet every two weeks. No prior knowledge of the Russian Revolution is required.

https://docs.google.com/forms/d/e/1FAIpQLScLo77kcPVxkskHm2YSN4lxv_a-fXql9r1Pv-ZEsR-weabbCg/viewform

- The Theory and Practice of Marxism in Japan.
https://jacobinmag.com/2021/07/the-theory-and-practice-of-marxism-in-japan/?fbclid=IwAR3MVXSf-NwpUzCRxbQXOFPJ8XTfrUlJu5e9EbGFBr13aQDy_LXpxyLeI1s

- Call for papers on Crowdworkers and Digital Labor. Deadline: 31 August. Send Abstracts or requests for further information to Isabel Roque: isabelroque@ces.uc.pt and Immanuel Ness:iness@brooklyn.cuny.edu.

- The second conference in the series “The imperial mode of living” will take place in Amsterdam on 3-4 September 2021. Organized by the Socialist Research Collective (www.soc21.nl) and the Rosa Luxemburg Foundation (https://www.rosalux.de/en/).

https://soc21.nl/alle-activiteiten/historicizing-the-imperial-mode-of-living/

- In celebration of Haymarket's 20th anniversary, we are offering 40% off ALL books on our website until August 15th, including the HM series.

https://www.haymarketbooks.org/series_collections/1-historical-materialism

- Reaction and Revolution: Responses to Domenico Losurdo’s 'Nietzsche', Wed, Aug 25, 2021.

https://www.eventbrite.com/e/reaction-and-revolution-responses-to-domenico-losurdos-nietzsche-tickets-162722404091

- Help HM Translate the Second Revolution by Axel Weipert.

https://www.toledotranslationfund.org/the_second_revolution_by_axel_weipert

 

Trajectories of Fascism

La possibilité du fascisme - Ugo PALHETA - Éditions La DécouverteA Review of La possibilité du fascisme. France, la trajectoire du désastre by Ugo Palheta

Alberto Toscano

Reader in Critical Theory, Department of Sociology, Goldsmiths,

University of London, UK

School of Communication, Simon Fraser University, Burnaby BC, Canada

alberto_toscano@sfu.ca

Abstract

This article reviews Ugo Palheta’s compelling conjunctural analysis and theorisation of France’s fascist potential in terms of a crisis of hegemony under punitive neoliberal conditions. It explores his impressive historical diagnosis while interrogating the limits of his reliance on a ‘generic’ conception of fascism to ground his Gramscian approach to the parabola of the Far Right.

Keywords

fascism – Front National – Rassemblement National – crisis of hegemony – Islamophobia

Ugo Palheta, (2018) La possibilité du fascisme. France, la trajectoire du désastre, Paris: Éditions La Découverte.

The aim, at once analytical and militant, of Ugo Palheta’s important volume is to counter the tendency in France and beyond to treat the invocation of fascism as a polemical anachronism, a threadbare rhetorical play, and to demonstrate instead that fascism is not merely a distinct possibility, but a germinating tendency in the current political conjuncture. Sociologist and chief editor of Contretemps, a theoretical review of ‘critical communism’ closely associated with the Ligue Communiste Révolutionnaire and later the Nouveau Parti Anticapitaliste, Palheta is the author of a critical-sociological study of the teaching profession (La Domination scolaire, 2012), as well as of a long introduction, co-authored with Julien Salingue, to Daniel Bensaïd’s 1986 pamphletStratégie et Parti (2016). Though its theoretical and scholarly references are broad (incorporating Bourdieusian sociology, Stuart Hall’s work in cultural studies, the writings of Sadri Khiari on the racialisation of class war in postcolonial France, and a vast bibliography of texts on the Front National, the Far Right and the debate on fascism), Palheta’s perspective is clearly anchored in the French Trotskyist theoretical tradition of which Daniel Bensaïd was the most brilliant and influential representative. Aside from references to Bensaïd’s work and to Trotsky’s classic analyses of fascism, this also transpires from the multiple references to the writings of Isabelle Garo and to the critical role of Stathis Kouvelakis’s analyses of the cycle of working-class and social mobilisations against neoliberalism from the mid-1980s to the 2000s (work that Kouvelakis has recently updated in theNew Left Review with respect to theGilets Jaunes protests).Kouvelakis 2019.

Interestingly, however, La possibilité du fascisme takes a comradely if significantly critical distance from the most important work on fascism and the Far Right by a figure in this tradition, namely Enzo Traverso’sThe New Faces of Fascism – a book that contrary to its somewhat misleading title is marked by a distinction between historical fascism and nostalgic neo-fascisms, on the one hand, and post-fascism, on the other, of which the new model Front National/Rassemblement National under Marine Le Pen would appear to be a salient example.See also Traverso’s recent reply to Palheta (Traverso 2021). Palheta’s starting-point, method, conclusions and prescriptions differ considerably from Traverso’s, notwithstanding a common intellectual and political vocabulary. While sharing with Traverso a repudiation of the category of ‘populism’ as both scientifically vacuous and politically misleading, Palheta wants to stress the clear and present danger of a ‘fascisation’ of French politics. To make this argument, rather than entering into a nomothetical debate about theories and markers of fascism, Palheta chooses to combine elements (both Marxist and otherwise) of the debate on fascism with political-scientific and sociological studies of French society. This approach is governed by an understanding of the socio-economic and political trajectory of French neoliberalism as laying the groundwork for a protracted crisis of hegemony that could allow the ‘germ’ of fascism fermenting in the Front National (FN)/Rassemblement National (RN) and auxiliary formations to develop from a pervasive movement into a disastrously successful regime. The strength and appeal of the book lies in eschewing the comparative-analogical cast of recent debates about fascism, so often mired in the cataloguing of somewhat arbitrary and scholastic ideal-typical check-lists, and in redirecting our attention to the ways in which the present surge in the mainstream fortunes of a revanchist, ultra-nationalist and xenophobic far right is grounded in social, economic, political and ideological transformations that have taken place over the past three to four decades.

In this respect, the terms possibility andtrajectory, present respectively in the title and subtitle of the book, indicate the book’s effort to delineate a complextendency (what the Prologue pointedly terms ‘the trajectory of apossible disaster’; p. 10), rather than a static state of affairs, one that would inform the elaboration of a pertinent anti-fasciststrategy. This tendential analysis of the possibility of fascism is also framed as a class analysis, namely of what Palheta calls the ‘neoliberal, authoritarian and racist radicalisation of the French ruling class as a whole’, a radicalisation that is ‘the product and productive of an interminable political crisis’ facilitating ‘the rise of a fascism of a new type, currently embodied in the figure of the Front National but not reducible to it’ (p. 11). France’s crisis would thus be, in Geoff Eley’s terminology, footnoted by Palheta (p. 32, n. 31), a ‘fascism-producing crisis’. Notwithstanding important differences in the naming and analysis of fascism, Palheta’s broadly Gramscian approach resonates – in its attention to a mobile political conjuncture, the ideological recomposition of the political field and the contingencies of crisis – with some of Stuart Hall’s work on Thatcherism and authoritarian populism, as well as aspects of Poulantzas’s analysis of the mid- to late 1970s (both are indeed referenced here).

Palheta’s book stands out from the recent crop of writings which invoke the category of fascism in seeking, in a sustained and perceptive manner, to work at the nexus of tendency, crisis and strategy, whilst being non-reductively attentive to the critical issue of class strategy. It is a very compelling and well-evidenced proof of why, in the French case especially, those who wish to be silent about capitalism (or about neoliberalism, in this case), will not have much of use to say about fascism. On the other hand, notwithstanding the title, it is (for good methodological and political reasons, one might say) not primarily a book about the international surge of the Far Right, nor about theories of fascism per se, but about the specific trajectory of France – with much of the argument focusing on those dimensions of French state-led neoliberalism, authoritarianism and racism that have contributed to the ‘possibility’ of fascism, with much of it dealing very directly with debates about the direction, composition and transformations of the Front National.

The book is divided into a very short prologue, laying out its principal thesis, and five chapters: ‘The Return of (the Concept of) Fascism’; ‘A Crisis of Hegemony’; ‘Towards the Neoliberal-Authoritarian State’; ‘The Nationalist and Racist Offensive’; ‘The Front National: A Neo-Fascist Party in Gestation’. A conclusion draws political and strategic consequences from the analysis.

The first chapter operates as a kind of critical literature review of Marxist and non-Marxist debates around fascism, polemically oriented by the repudiation of the category of populism (and national-populism) as terms apt to grasp the mutations of the resurgent right, or to account for the nature of the FN – as the ‘bearer of a historical dynamic that transcends it’ (p. 51). The dubious political uses of this term (especially to disqualify anti-establishment demands for radical democracy, and to fuse right and left ‘extremes’ as an object for condemnation) are anatomised, especially in the influential work of Pierre-André Taguieff. Against this confusion, it is important, according to Palheta, to approach fascism, following Robert Paxton, in terms not of an identical repetition (whose absence would require a turn to new categories) but of ‘functional equivalents’. It is also crucial, against an ultra-leftist tendency to amalgamate all reactions, to distinguish between authoritarian statism and fascism proper (whether as regime, movement or ideology). Palheta’s minimal definition of the ‘political practice’ of fascism, as noted, leans heavily on the centrality of regeneration. As he puts it, we may consider fascism as ‘a mass movement which claims to enact the regeneration of an “imagined community” considered as organic (nation, ‘race’, and/or civilisation) through ethno-racial purification, by the annihilation of every form of social conflict and protest (political, trade-unionist, religious, journalistic or artistic), in other words by the emptying out of everything that can endanger its imaginary unity (in particular the visible presence of ethno-racial minorities and the activism of political oppositions)’ (p. 31).

Once fascism is properly established, as movement and regime, systematic repression and violence, militarisation and terror, are sine qua non for it. It is interesting to note here that though there is clearly a class dimension to this definition (the obliteration of conflict, etc.) it is not a definition which in itself is immanent to a Marxist analysis of capitalism (one would imagine it as also palatable to radical liberals and others – this is not meant as a criticism but as an acknowledgment that though the analysis of capitalism is crucial to Palheta’s analysis of fascisation it is not an intrinsic element of the definition of fascism itself, unlike, say, in Dimitrov’s famous definition, or indeed in some later iterations, such as George Jackson’s take on fascism in his prison letters). From his critical review of an ample selection of theoretical reflections on fascism, Palheta also draws other significant lessons: fascism’s plasticity and opportunism regarding programmes (especially in the economic arena), and its ability to address different groups with different discourses (as noted by Poulantzas most effectively in his arguments on its ‘popular impact’), does not mean that it ever really wavers in terms of its core regenerationist-racist ideology; fascism cannot be grasped instrumentally, as a mere capitalist tool, or a mere reaction to working-class mobilisation; fascism remains essentially multi-classist; it is a counter-revolution employing revolutionary means (p. 36). At the core of Palheta’s take on fascism is the notion that acrisis of hegemony should be central to any analysis of fascism as a historical phenomenon rooted in real economic and sociological dynamics – only such a perspective allows us to navigate past the Scylla of excessively generic philosophical approaches that dissolve its historical specificity and the Charybdis of those historical understandings that lend it a singularity allowing of no transposition to the present.

The second chapter develops this methodological perspective by tracing the specificity of the French crisis of hegemony, marked by a triumph of neoliberalism (roughly since Mitterrand’s 1983 capitulation, but accelerating especially from the Jospin presidency onwards) combined with a protracted crisis of French capitalism and global capitalism more broadly – increasingly unable in their political manifestations to pacify social unrest through material and ideological co-optation. The 2007–8 crisis is of particular moment here as revelatory that neoliberalism is unable to generate socially acceptable solutions, opening up a seemingly endless horizon of austerity, stagnation, declining living standards, increasing inequality, and a repressive hardening of the state against any challenge. This whole chapter brings together a plethora of economic and sociological studies to paint a detailed and clear picture of the ample immiseration of the French polity. Palheta also traces the recomposition of the French political field, with the hara-kiri of a PS wedded to the neoliberal project to the point of electoral euthanasia, leading to the rise of the thin, unstable and, in its own manner, destabilising project under Macron’s aegis, which has undone any stabilising effects that party-political representation could have on the abidingly high degree of social conflict and restiveness vis-à-vis labour-, pension- and school reforms evident in France. Macron is but ‘the private name of a collective dream’ of the French ruling classes, and his rise a sign of the ‘fragility of neoliberal victory’ (pp. 82–3), especially since he has sapped the possibility of an alternation without alternative (p. 85) between ‘left’ and ‘right’ that was ultimately functional to the expanded reproduction of neoliberal dispossession and inequality. The extreme centre is a deeply risky option in this respect, and its capacity to incorporate consent to neoliberal domination rather precarious.

To further explore the way in which neoliberalism makes a fascism of a new type possible, Chapter 3 traces the hardening of authoritarian tendencies, in a context of ‘domination without hegemony’ in which the ruling classes undergo a process of radicalisation, and where their continued supremacy is dependent on a hollowing-out of democratic rights and resources at the national and European level. Palheta informatively tracks elements of the deeper history of the French ‘strong state’ but also its recent deployment of emergency laws – against pro-Palestinian, climate-change and labour-law activists – using terrorist attacks in a sort of shock doctrine à la française. The picture is one of a bourgeoisie (a term that, except for his sociological analyses of the FN cadre, Palheta uses in a rather generic and homogeneous sense) set on dismantling bourgeois democracy to make possible the reproduction of an increasingly asymmetrical capitalism under conditions of stagnation. Palheta here notes, against a range of radical perspectives – from Badiou to the Invisible Committee – the need to affirm the significance of democracy as a radical demand. Why, he asks, would ruling classes be so exercised in the demolition of democratic safeguards if democracy under current conditions were indeed as much of a sham as some radical critics claim (here Palheta is also appropriating a number of arguments from Rancière’sHatred of Democracy)? The picture is one of a ‘progressive decomposition of previous political equilibria’ and a ‘preventive authoritarian offensive’ (p. 121 – it is intriguing in this respect that ‘preventive fascism’ was an important category for both Herbert Marcuse and Angela Davis, who applied it to the US context in the ’60s and ’70s). Now, while this neoliberal-authoritarian state – product and producer of the crisis of hegemony – is notper se fascism, it does prepare some of the elements that a fascist rupture could take advantage of (Palheta is adamant that fascisation is not some infinitesimally gradual process, but requires a break, an ‘extra-ordinary conjuncture’; p. 122).

Chapter 4 complements the foregoing analysis with an extensive review of the increasing centrality of the racial question to the authoritarian turn of the French state and the ideological rightward turn of the political mainstream. Palheta discerns in this process the effort to bring about a ‘white historical bloc under bourgeois domination’ and the counter-hegemonic requirement to generate a ‘subaltern bloc’. The chapter provides a theoretically rich and historical informative narrative regarding the rise of ‘race’ as a central question in France, namely through the mediation of the ‘Muslim question’, making Islamophobia a critical operator in the trajectory of the French disaster, and in the particular gestation of a fascism of a new type, where it plays the role of a key ‘ideological form’ of contemporary racism and an ‘operator of racialisation’ (pp. 152–3), and accordingly as ‘the principal vector of nationalist radicalisation in the French political field’ (p. 162). As in the previous chapter, the role of socialists and rightists alike in generating a ‘new anti-immigrant consensus’ is clearly detailed (p. 147). The way in which a declining imperialism, still ideologically clinging to fantasies of greatness and materially attached to ‘Françafrique’ (France’s neo-colonial sphere of influence in the continent) is developed, orbiting around Bourdieu’s insight that ‘if we have reactions typical of a fascistoid ultra-nationalism, it is because we are great universalist-dominators in decline’ (cited at p. 159).

The end of Chapter 4, providing ample historical and ideological evidence of the centrality of racism to the FN’s project, prepares the way for the final chapter on the FN as a ‘neofascist party in gestation’. The chapter seeks to provide a composite portrait of the party’s history, make-up, ideology, orientation and transformations, well-anchored in the French context outlined in the foregoing chapters. It deals soberly and trenchantly with the party’s shifting positions regarding the economy (moving from fierce paeans to deregulation to anti-globalist protectionism, but all the while singing the praises of the white small businessman, and retaining its hostility to trade unions and class politics); the sociology of its electorate; the illusion of its recent decline; and the increasing solidity of its voting bloc and persistence of its strategic and political project. The latter remains profoundly anchored around the ‘four “I”s’ – immigration, insecurity, Islam and (national) identity – priorities that the FN/RN has strongly pushed into mainstream discourse over the decades of its existence. Palheta also notes that, notwithstanding the tactical marginalisation of overt fascist nostalgia and continuity, Marine Le Pen’s leadership has ironically led her toward a more ‘classical’ set of fascist references, not least the ‘neither left nor right’ theme, the centrality of the social combined with the repudiation of socialism, the praise of the state, etc. (all largely absent from the FN’s earlier incarnation). Crucially, Palheta shows, drawing on multiple studies of the FN/RN, that even though racism is less prominent in its propaganda and programme, this is so mainly because it is such a given of the party’s identity, with its members and voters showing profoundly-rooted xenophobic, anti-immigrant and racist attitudes. In the end, the FN/RN crystallises a project that ‘articulates a discourse of social complaint with a racism that stigmatises migrants and Muslims in order better to call for a politics of white affirmation, in brief a fascist project’ (p. 245). Against it, as the conclusion draws out, there is a need to invent a non-sectarian but non-liberal anti-fascist strategy which targets the movement-manifestations of this rightist resurgence, one taking its distance from a republicanfaux anti-fascism (only trotted out in order for establishment candidates to solicit votes against the FN/RN threat) while not falling for a kind of ultra-left equating of capitalism and fascism, or a concurrent underestimation of ‘formal’ democracy as a key site of struggle.

If I were to formulate a criticism of a book from which I have gained precious orientation around recent political developments and strategic challenges for the Left in France, it would revolve around its relation to the theoretical debates surrounding the concept of fascism. It seems that, in eschewing the more orthodox (or dogmatic) Marxist definitions of fascism (dictatorship of finance capital in its most brutal form, etc.), but also those historical and sociological perspectives that posit the mass movement nature of fascism (including its relation to the experience of war, the related centrality of ideologies of virility, etc., as in Mann’sFascists or indeed the earlier Marxist work of Arthur Rosenberg), Palheta is led to hitch his compelling Gramscian analysis of the authoritarian and racist trajectory of French neoliberalism to the somewhat meagre ideal-typical and ‘generic’ figure of fascism provided by Roger Griffin’s notion of it as ‘palingenetic’ – the vision of fascism as centred on a myth of national renaissance mediated by the violent racialised exclusion of others and the reclamation of (white) privilege in conditions of crisis. The question – which is at once sociological, historical and political – is whether a racist or xenophobic ideology of national renaissance suffices to sustain the definition of fascism. In this regard one wonders whether, for instance, we can envisage a fascistregime with no accompanying fascistmovement. Palheta is quite right to say that the repressive resources and fascisation of repressive personnel may make movement-politics irrelevant to a new-type fascism. But if that is so then how much difference is there between the politics of Sarkozy and Marine Le Pen, given their shared penchant for xenophobic authoritarian statism? Or should we be minded to treat Putin’s Russia as fascist given the cocktail of repression, authoritarianism, racism (against historically oppressed minorities, etc.) and a powerful and successful rhetoric of national (or even imperial) regeneration? This is not just a definitional matter, given the turn to a militant politics of no-platforming articulated in the book’s conclusion, which only gains urgency and priority to the extent that the movement-dimension of fascism (perhaps on the auxiliary fringes of its mainstream political representation) is viewed as paramount. One might also wonder to what extent we can really see contemporary authoritarian far-right trends as carrying the ‘millenarian hope in a new order, alternative to the established one’ (p. 35) that seems to characterise palingenetic fascism – are not contemporary movements on the Far Right in Europe, from the Lega Nord to UKIP, far more cynical and disabused in their racist revanchism?

Palheta’s book is a rigorous and illuminating guide into the laboratories of the French Far Right and into the socio-economic conjuncture that has boosted the fortunes of fascisation. Efforts to advance conjunctural analyses of the trajectories and possibilities of fascism will gain much from engaging with his work and testing the framework he has forged to study and counter new forms of authoritarianism and reaction in France and beyond.

 

 

References

 

Bensaïd, Daniel, Ugo Palheta and Julien Salingue 2016, Stratégie et parti, Paris: Éditions Amsterdam.

Kouvelakis, Stathis 2019, ‘The French Insurgency: Political Economy of the Gilets Jaunes’, New Left Review, II, 116/117: 75–98, available at: <https://newleftreview.org/issues/ii116/articles/stathis-kouvelakis-the-french-insurgency>.

Palheta, Ugo 2012, La Domination scolaire, Paris: Presses Universitaires de France.

Palheta, Ugo 2018, La possibilité du fascisme. France, la trajectoire du désastre, Paris: Éditions La Découverte.

Traverso, Enzo 2019, The New Faces of Fascism: Populism and the Far Right, London: Verso.

Traverso, Enzo 2021, ‘Universal Fascism? A Response to Ugo Palheta’, Historical Materialism website, 31 March, available at: <https://www.historicalmaterialism.org/blog/universal-fascism-response-to-ugo-palheta>.

 

 


[1] Kouvelakis 2019.

[2] See also Traverso’s recent reply to Palheta (Traverso 2021).

A Review of Friedrich Engels and the Dialectics of Nature by Kaan Kangal

PDF) Friedrich Engels and the Dialectics of Nature | Kaan Kangal -  Academia.edu

Daniel Gaido

National Scientific and Technical Research Council (CONICET), Argentina

danielgaid@gmail.com

Kaan Kangal, (2020) Friedrich Engels and the Dialectics of Nature, London: Palgrave Macmillan.

In his book Anti-Dühring, Engels argued that, with Hegel, philosophy has come to an end, and that for philosophy, which had been expelled from nature and history by the natural and social sciences, ‘there remains only the realm of pure thought, so far as it is left: the theory of the laws of the thought process itself, logic and dialectics.’ Engels listed three ‘laws of dialectics’ inDialectics of Nature: (1) ‘The law of the transformation of quantity into quality and vice versa’, (2) ‘The law of the interpenetration of opposites’ and (3) ‘The law of the negation of the negation’ (p. 168). This may sound a bit intimidating, but actually the basic ideas of dialectics are not hard to grasp.

Let us consider for a moment those mysterious dialectical laws. As good materialists, we postulate that in the beginning there was objective reality, the material world. But then, after 13.8 billion years of evolution, the universe gave birth not just to life but to a species like homo sapiens, with the untapped potential to sort of think a little bit. We thus have to postulate the existence of something separate from and opposite to (but at the same time part of) objective reality, namely a potentially intelligent subject, which in philosophical jargon is called a determination or negation of the first postulate, subject-free objective reality. But in the process of trying to make sense of the outside world in order to survive and develop, that subject in turn negates this negation, producing a subjective representation of objective reality, which is in itself contradictory and subject to change with the changing circumstances of both object and subject. This knowledge, in turn, is arrived at and stored in his brain, which presupposes the existence of physical, chemical and biological laws but is not reducible to them, any more than Shakespeare’s sonnets might be reducible to English grammar –, in other words, of a series of qualitative leaps.

It is, of course, one thing to understand the basic concepts of dialectics and an entirely different kettle of fish to plod through Hegel’s writings, namely Phänomenologie des Geistes,Wissenschaft der Logik andEnzyklopädie der philosophischen Wissenschaften – hopefully in the German original, since the transition from one category to the other in his system is often done through German word-play. Then the dark night of the soul sets in. In a letter to Engels dated 16 January 1858, Marx argued that ‘if ever the time comes when such work is again possible’ he intended to explain the dialectical method, ‘which Hegel not only discovered but also mystified’, in a brochure of 50 pages. Marx, however, found a more productive use for his time, engaging in a 200-page-long polemic with someone called Vogt, so now we have to enter that particular Treehouse of Horror in the hope of somehow coming out alive, sane and in possession of those 50 pages of wisdom.

All hope is not lost, however. We can see the dialectical method at work in the social sciences in Marx’s Capital, where it guides his analysis of the dynamics of capitalist society, from the most abstract categories of political economy (the dual character of commodity-producing labour) to the most concrete (the class struggle over surplus-value). And then there are Engels’s writings, particularly his unfinished attempt to reveal the laws of dialectics at play in the natural sciences. The origin, reception and exegesis of this series of manuscripts, collected together in a single volume under the titleDialectics of Nature, are the subject of Kangal’s book. He provides the relevant quotes from Engels regarding the nature of the enterprise he was undertaking, namely ‘the work of extracting from the Hegelian logic the kernel containing Hegel’s real discoveries in this field, and of establishing the dialectical method, divested of its idealist wrappings, in the simple form in which it becomes the only correct mode of the development of thought.’ (p. 107.) The kernel is the edible substance in a nut; anyone who has gone through the experience of chewing the Hegelian nutshell knows how thankful we must be to Engels for even trying to undertake that enterprise.

Kangal is an erudite scholar who can read German, Russian, Chinese, English, Turkish and a host of other languages, and he provides an extremely knowledgeable account of the debates around Hegel’s dialectics both before and immediately after Engels’s manuscripts were written (1873–86), as well as of the successive editions of Dialectics of Nature and the debates surrounding it since its initial publication in 1925. Thus, we learn, for instance, about Trendelenburg’s, Hartmann’s and Paul Barth’s takes on Hegelian dialectics, as well as of the early socialist debates on the topic involving Dühring, Friedrich Albert Lange, the Russian S.R. Khaim Zhitlovskii, Eduard Bernstein, Karl Kautsky, Max Adler and, above all, Plekhanov, of whom Kautsky said in 1896: ‘He is our philosopher, certainly the only one among us who studied Hegel.’ (p. 51.) We also learn about the controversy around Lukács, who first rejected the idea that dialectics apply to the natural sciences and then rejected his rejection, and, more significantly, about the Soviet debates on Engels in the 1920s and 1930s in journals such asPod Znamenem Marksizma (‘Under the Banner of Marxism’),Vestnik Kommunisticheskoi Akademii (‘Bulletin of the Communist Academy’),Bolshevik andDialektika v Prirode (‘Dialectics in Nature’), particularly the debates between Abram Deborin (a former Menshevik and disciple of Plekhanov) and his disciples and the ‘mechanist school’ (pp. 60–7). Among other interesting things, Kangal recalls that, ‘In 1924 Bernstein asked Albert Einstein’s opinion. Einstein believed that the manuscripts had no merit from the perspective of contemporary physics, but that they gave interesting insights into Engels’ intellectual biography.’ (p. 57; Einstein’s ‘Opinion on Engels’ “Dialectics of Nature”’ is available online at <https://einsteinpapers.press.princeton.edu/vol14-trans/295>.)

An excursus on the relationship between politics and philosophy, and particularly on the function of theory and the role of intellectuals in the working-class movement, also contains many interesting observations, as well as this revealing quote from Engels: ‘The bourgeois revolutions of the past asked nothing of the universities but lawyers, as the best raw material for their politicians; the emancipation of the working class needs, in addition, doctors, engineers, chemists, agronomists and other experts; for we are faced with taking over the running not only of the political machine but of all social production, and in that case what will be needed is not fine words but well-grounded knowledge’ (pp. 101–2).

The theoretically most dense part of Kangal’s book is the fifth and final chapter devoted to the exegesis of ‘Dialectics in Dialectics of Nature’, where Kangal discusses Engels’s contraposition of materialism to idealism, and of dialectics to metaphysics, through a detailed analysis of Aristotle’s, Kant’s and Hegel’s writings on these topics. The first thing that makes it hard for contemporary readers to find their way in these debates is the terminology, which does not coincide with the everyday meaning of those terms. In his workMetaphysics, Aristotle wrote: ‘There is a principle in existing things about which we cannot make a mistake; of which, on the contrary, we must always realize the truth – viz. that the same thing cannot at one and the same time be and not be, nor admit of any other similar pair of opposites.’ Marx and Engels never claimed that this ‘principle of non-contradiction’, or the law of identity from which it is derived (A=A), areabsolutely false, but that they have onlyrelative validity. An illustrative example from physics in this connection might be phase transition, when a substance changes from a solid, liquid, or gas state to a different state: every substance can transition from one phase to another at a specific combination of temperature and pressure, but preserves a given state as long as it remains within those parameters. The same goes for the social sciences: a socialist politician, even one with strongly opportunist tendencies like Kamenev, remains a socialist politician, until he or she goes over to the class enemy to become a bourgeois minister like Millerand or a fascist like Mussolini.

In other words, it was never dialectics’ purpose to discard metaphysics as utterly false, but rather to show that it is valid only within certain parameters, as well as the wider framework within which it operates – much like Einstein’s theory of relativity did not regard Newton’s law of gravity as nonsense but as valid only within certain boundaries, beyond which it breaks down and has to be integrated into a new and wider theoretical framework. Once again Kangal provides the relevant quotes from Engels, who, contrary to Feuerbach’s attempt to simply discard Hegel, argued that ‘a philosophy is not done away with by merely asserting it be false’, but that it has ‘to be “sublated” [aufgehoben] in its own terms, that is, in the sense that its form is to be critically annihilated, while the new content which is obtained through [that form] is rescued’ (p. 113). This process, from a materialist perspective, is not just driven by the ‘self-development’ of thought, but, in Engels’s words, by ‘the influence of the activity of human being on its thinking’: ‘it is precisely the alteration of nature by men, not solely nature as such, which is the most essential and immediate basis of human thought, and it is in the measure that human being has learned to change nature that his intelligence has increased’ (p. 172).

It would take a reviewer much more versed in the history of philosophy to do justice to Kangal’s arguments, particularly to what he terms ‘Engels’ philosophical ambiguities’ (p. 125), and to determine to what extent these alleged problems were the reason that prevented Engels from ever finishing and publishing his Naturdialektik. Maybe the task he set himself simply exceeded the possibilities of any one individual. Marx took upon himself the task of dialectically criticising a single science, political economy, in order to discover the ‘law of movement’ (i.e., of the development and decadence) of capitalism. In order to do that he had to write a three-volume history of the discipline (Theories of Surplus Value) and, even then, he was unable to bring the project to completion and left to Engels the task of editing the second and third volumes ofCapital. It is hard to see how the deduction of the laws of dialectics from the history of the natural sciences can be carried out by anything other than a team of working scientists in the fields of physics, chemistry, biology, mathematics, etc. sufficiently acquainted with the history of philosophy as well as of their own disciplines – not to speak of the fact that, since we are talking about science and not religion, it is not simply a question of confirming that the laws of dialectics apply in the natural world, but of critically going over them and determining to what extent they should be modified or replaced in the light of advances in the natural sciences.

As far as a layman can tell, contemporary natural sciences are rife with idealist views of physical theories, from the Copenhagen interpretation of quantum mechanics, which attributes the collapse of the wave function to the intervention of a conscious observer, to creationist views of the big bang, while more materialist-inspired alternatives such as Roger Penrose’s ‘gravitization of quantum mechanics’ and his ‘conformal cyclic cosmology’ model, which attempts to explain what went on before the big bang, are given short shrift. But we have strayed too far away from our territorial waters, the social sciences and philosophy, where the whiff of idealism becomes a stench. Not long before Engels began work on his unfinished project, Darwin had drawn inspiration from political economy to explain evolution by natural selection – never mind that he chose a particularly wretched branch of that science to do it. Nowadays, no natural scientist in his or her right mind would look for inspiration in that toxic brand of bourgeois apologetics known as economics, and most social scientists have internalised this state of affairs to the extent of not even realising that their disciplines, as soon as they attempt to rise above the level of a monograph, have been all but obliterated by capitalist decadence. An acquaintance with the debates recounted in Kangal’s work would have a beneficial influence on both.

Two New Articles by John McIlroy and Alan Campbell

Prosopography – the investigation of the common background characteristics of a closely defined population of historical actors by means of a collective examination of their careers and lives – has proved a useful addition to the toolbox of scholars researching diverse areas of historiography. Similar work utilizing quantitative and qualitative methods might well develop our knowledge and understanding of a wide variety of working-class activists, labour movement leaders at all levels, and the personnel of proletarian parties. Despite recent stress on the centrality of agency and leadership, this approach has remained rare in labour studies.

In that context, colleagues may be interested in two recently published papers which extend our research into 74 revolutionary socialists who constituted the leadership of the Communist Party of Great Britain (CPGB) between 1920 and 1928. These two articles outline Bolshevik conceptions of leadership before analysing the 39 Communists elected to the party executive from 1923 to 1928. They are scrutinised in relation to origins, class, age, gender, ethnicity, occupation, previous affiliation and destinations. Statistical analysis is combined with biographical sketches. Additionally, attention is paid to their partners, who are often overlooked in the historiography. A distinction is drawn between a ‘core’ of 19 leaders who, in terms of tenure, dominated the EC after 1923, and more peripheral elements. Comparisons are made between the leaderships before and after 1923. The papers concluded by assessing their credentials as Marxist leaders on the Comintern model in the years before Stalinism took hold.

1. John McIlroy and Alan Campbell, ‘The leadership of British Communism, 1923–1928: pages from a prosopographical project’, Labor History online at:https://www.tandfonline.com/eprint/WFAI8GCBQTT79YQARVWN/full?target=10.1080/0023656X.2021.1910806

2. John McIlroy and Alan Campbell, ‘The “core” leaders of the Communist Party of Great Britain, 1923–1928: their past, present and future’, Labor History online at:https://www.tandfonline.com/eprint/3CYUHFMC9B2E3HDCBDIW/full?target=10.1080/0023656X.2021.1910805

Colleagues may also be interested in:

John McIlroy and Alan Campbell, ‘The early British Communist leaders: a prosopographical exploration’, Labor History, 61, 5–6 (2020), pp. 423–465, at:https://www.tandfonline.com/eprint/DAMMVDTIMTIICD4XW7I6/full?target=10.1080/0023656X.2020.1818711

John McIlroy and Alan Campbell, ‘The Socialist Labour Party and the leadership of early British Communism’, Critique: Journal of Socialist Theory, 48, 4 (2020), pp. 609–659:https://www.tandfonline.com/eprint/Y2BHVVI5SXIJFQYYABRM/full?target=10.1080/03017605.2020.1850817

Revolutionary Social Democracy: Working-Class Politics Across the Russian Empire (1882-1917) —Book Introduction

Eric Blanc

Editor’s note: We are publishing below the first two sections of the introduction to Eric Blanc’s path-breaking new study Revolutionary Social Democracy: Working-Class Politics Across the Russian Empire (1882-1917).

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To read the Table of Contents or purchase the hardcover library edition, click here: https://brill.com/view/title/56248

Introduction

Activists for well over a century have debated what, if anything, from Russia’s revolutionary experience should be emulated by socialists abroad. During this same period, historians have plumbed the depths of Moscow’s archives, while sociologists have systematically compared the 1905 and 1917 upheavals with other revolutions. Yet the vast majority of these contributions share a common flaw: they have looked only at central Russia, instead of the empire as a whole.

The Russian Revolution was far less Russian than has often been assumed. Most inhabitants of imperial Russia were from dominated national groups – Ukrainians, Poles, Finns, Latvians, Jews, Muslims, and Georgians, among others. The same was true for most Marxists within the empire. But, since these non-Russian socialist parties have been ignored or marginalised, the hegemonic accounts of revolutionary Russia remain at best one-sided and at worst deeply misleading.

More than a century after 1917, it is well past time to examine the development of working-class politics in Russia from an empire-wide perspective. By expanding our geographic scope to the imperial borderlands – including Finland, with its exceptional political freedom and autonomous parliament – this book challenges long-held assumptions about the Russian Revolution and the dynamics of political struggle in autocratic and parliamentary conditions.

Arriving at a more accurate assessment of this experience is not simply an academic affair: a critical engagement with the past remains an indispensable instrument for critically confronting the present. With capitalism’s ongoing crisis and a renewed interest in democratic socialism across the globe, it is an opportune moment to return to old questions with fresh eyes. To quote historian Orlando Figes, ‘the ghosts of 1917 have not been laid to rest’.1

Bringing in the Borderlands

Over four decades ago, Latvian scholar Andrew Ezergailis called for a break from the ‘refusal to recognise that the revolution originated, developed, and matured in the Empire at large rather than in Petrograd or Moscow alone’.2 Yet the study of revolutionary politics in Russia has remained marred by a myopic focus on the imperial centre.

This blind spot has been shared by academics and activists alike, reflecting the longstanding Russocentric tendencies of both. For much of the twentieth century, Russia was analysed as if it were an ethnically uniform nation-state. Numerous influential studies of the 1905 and 1917 revolutions and the development of Marxism under Tsarism have almost completely ignored non-Russian socialists and their parties. More frequently, the borderlands were given a brief mention, while the general account remained focused on central Russia.

After the fall of the Berlin Wall in 1989, increased scholarly attention to race and nationality led to an upsurge in academic research on the Russian Empire’s periphery. Yet since this ‘imperial turn’ in the academy took place simultaneously with a stampede away from research on labour movements and socialist parties, the overwhelming majority of these newer works have continued to ignore the borderland Marxists, preferring instead to study subjects such as the formation of national identities.3

Socialist writings have likewise been limited by a narrow geographic and interpretative lens. Though a considerable literature on non-Russian Marxists was produced by leftist scholars in the Eastern Bloc, Bolshevism in central Russia remained the hegemonic empirical focus and analytical model. Socialist writers outside the Soviet Union and its satellite states paid far less attention to the non-Russian Marxists – if borderland socialists were mentioned at all, it was usually fleetingly in uncritical discussions of V.I. Lenin’s support for national self-determination. In none of these works does the imperial periphery shift the authors’ general account of Second International socialism or the struggles that led to the overthrow of Tsarism and capitalism in 1917.

These dominant interpretative trends have been exacerbated by the fact that most serious studies on non-Russian socialists, as well as the primary sources on which they are based, were written in not-widely-read Eastern European languages. As such, this history generally remains unknown beyond small circles of specialists. On the basis of my original research in Finnish, Latvian, Polish, Ukrainian, Russian, German, and French sources, the following study is the first to comparatively analyse the borderland Marxists and to demonstrate how their story obliges us to rethink socialist politics.

Table 1

Marxist parties in the Tsarist Empire (1882 to 1907)4

 

Organisation

The New Fascist Moment

Zeynep Gambetti

It is my contention that neither the violence nor the struggles that we are experiencing at the dawn of the twenty-first century have found their concepts yet. The problems and contradictions inherent in them have not yet been adequately exposed, particularly because we keep trying to subsume these experiences under known schemes, using known epistemic paradigms. I seriously think that we have to come to terms with the limits of a conventional type of (Marxist or non-Marxist) praxis as well as theorising.

In this respect, I welcome but would also like to challenge Ugo Palheta’s precious attempt to rethink fascism in the light of contemporary conditions that are significantly different than those in the 1920s and 30s.1 It is precious because, in most accounts of fascism, what goes amiss is the pre-history of the new fascist moment, which cannot be acknowledged by ossifying fascism, that is, by taking the inter-war circumstances of the twentieth century as thesine qua non prelude to its emergence. Would we identify democracy only in those conditions that replicate the ancient Athenianpolis or insist that only the presence of an aristocracy would justify calling any discourse “conservative,” since conservatism is the product of a nineteenth-century counter-revolution by the aristocracy against otherwise uncontainable working-class demands? Hanging obstinately on to former instances of any -ism results in a failure to take into account the massive political, economic, cultural, technological and societal transformations undergone ever since they emerged. These transformations have modified all other ideological discourses and practices (we talk of neo-conservatism as well as of multiple permutations of modern democracy). So why should not fascism change? Palheta’s questions, as to whether fascisation will necessarily involve the formation of armed militias, or whether the forces standing against fascisation should not be enlarged to include not only the proletariat but also contemporary struggles against racism, sexism and precarity, are therefore pivotal in determining how fascism may and will evolve. In short, contrasting earlier cases of fascism with potential signs of a fascist revival today in order to debunk the latter risks leading us astray. We need to be much more attuned to the troubles inherent in ourown times.

I nevertheless note with surprise that Palheta does not fully pursue the implications of his claim that the abandonment by the ruling class of liberal democratic discourses precedes present-day fascisation. He too tends to distinguish between fascism and neoliberalism, failing to think through the fascistic nature of the neoliberal transformation. Although today’s fascistic trends do reflect a crisis in political hegemony (to use the Gramscian terms Palheta espouses), the crisis dates back to the 1970s, long before far-right movements started regaining traction. The neoliberal doctrine of monetarism was advanced during that period, mainly by Chicago School economists, to overcome both the OPEC oil crisis and the shrinking GDP share of the bourgeoisie in advanced capitalist countries having adopted Keynesian or other forms of welfarism.2 The bourgeoisie itself brought about the collapse of the social welfare state through the Washington Consensus, leaving liberal political discourses (rule of law, human rights, checks and balances) largely incongruent and impotent in justifying the great neoliberal transformation. It is then that neoconservatism (or the New Right) emerged as the most appropriate ideological project with which to stitch back the layers of social tissue torn to shreds by the neoliberal assault on rights, social security, public services and class cohesion. But, not before having donned fascist attire. We tend to forget all too easily that the neoliberal experiment was initiated in Chile with a bloody coup as early as 1973. Likewise, in Turkey, the military junta seized power in 1980 to implement neoliberal reforms while at the same time eradicating revolutionary unions, left-wing parties and all other opposition movements. Neoliberalism was fascist at the onset. The complicity between neoliberalism and neoconservatism in core countries momentarily postponed the fascist moment that was instantiated in its naked form in the periphery.3 Put bluntly, my thesis is that new fascisms should be inscribed within the lineage of neoliberalism. These are not two distinct phenomena, but two sides of the same coin.

As opposed to the idea that fascism must necessarily consist of a militarised solution to the crises of capitalism, Palheta’s endorsement of the term fascism (instead of authoritarianism or populism, the euphemistic alternatives) opens up much needed debate on what the F-word entails in our day and age. Euphemistic alternatives are usually preferred by scholars, since the erosion of the bourgeois principle of rule of law and the rise to predominance of the executive branch of government are rightly identified as belonging to a whole range of authoritarian practices that are not specifically fascist – dictatorships, monarchies, Bonapartist instances also excel in eliminating so-called checks and balances. But then, here is the problem: this same argument can be turned against the definition espoused by Palheta and many others. Does fascism consist in “a political project for the ‘regeneration’ of an imaginary community – generally the nation – involving a vast operation of purification, in other words, the destruction of everything that, from the fascist point of view, is seen as hindering its phantasmagorical homogeneity, impeding its chimerical unity, depriving it of its imaginary essence and dissolving its profound identity”? One objection among several others would be that the construction of imaginary communities goes as far back as the idea of nationhood and that the purification of phantasmagorical unities is not specific to fascism.

I contend that, as distinct from other forms of authoritarianism, the distinguishing feature of fascism must be sought in its ability to move masses toactively desire to undertake internal cleansing and external expansion, as Robert Paxton has suggested.4 Once we overlook this mobilising desire that fascism generates, we tend to confuse it with militaristic or dictatorial regimes of oppression. The problem of desire prompts us to ask questions that cannot be resolved by identifying particular ideological elements that supposedly make a movement or regime fascist. Among such questions, the following seem crucial to me: What kind of power does fascism wield? What kind of governmental strategy may effectively mobilise masses into desiring the eradication of legal and ethical restraints? And apart from its obvious historical manifestations, where else could we locate analogous forms of governing? Such inquiries are important, since conditions once referenced as fascism may have assumed new forms in today’s social configurations.

What I am getting at is that we need a new theory of fascism from the Left.5 We need to revisit previous insights into the connections between colonialism, capitalist imperialism and fascism, and deduce from them a number of techniques of government that would enable us to identify similar prospects within the biopolitics-security-neoliberalism nexus.6 If historical fascisms emerged from the permutation and crystallisation of societal transformations throughout the nineteenth and early twentieth centuries, we must concede that new fascisms will entail the permutation and crystallisation of neoliberal modes of dehumanisation involvingnew technologies, not the exact same ones used in the twentieth century.

To begin with: the abandonment in the neoliberal era of the Taylorist model of production should urge us to inquire into potentials for violence inherent in practices such as outsourcing, flexibilisation, dislocation, and precaritisation. Taylorism coincided with the centralised state and allowed for centralised ideologies and struggles between classes. In the post-Fordist model of production actually preponderant under neoliberal conditions, struggles as well as forms of political and economic power are both dispersed and pervasive.

Palheta notes that the inability of the bourgeoisie to impose its political domination “proceeds, in particular, from a weakening of the links between representatives and represented, or more precisely, of the mediations between political power and citizens.” A powerful explanation resides in the observation that the neoliberal bourgeoisie dissolved traditional institutions and mass organizations, but failed to replace them with cohesive forms of adhesion. Fascism inserts itself into this “organic crisis” by calling the state, the nation and other phantasms of strength and unity back in. What is missing in this analysis, despite its brilliance, is the alternative explanation as to the results of decades of neoliberal transformation: instead of forcing the state to withdraw from the economic and social spheres, neoliberalism can be said to have successfully summoned hegemonic consent to expand the field of governmental interventions by public as well as private actors. The Washington Consensus was not solely imposed by force; it was also globalised through discursive mechanisms that whetted the appetite of not only the bourgeoisie, but also large portions of the middle classes and proletariat. All aspects of social life were henceforth made to bow to (mainly financial) market imperatives. The political instance no longer retains even a semblance of autonomy vis-à-vis the economic instance, nor do ideological state apparatuses (to borrow Althusser’s terms) enjoy relative autonomy. As Palheta also underlines, both repressive and ideological state apparatuses have undergone an endogenous transformation. Thatcher’s infamous slogan “there is no alternative” (TINA) ominously heralded the merger between state, civil society and the private sector. Whether on the left or on the right, political parties acquiesced to remaining within the parameters of neoliberal market economy, thereby effacing the differences between political ideologies.7

If political power and economic power have merged in complex ways in such a way that hegemony is cemented not so much from above, but from below and from all sorts of other directions, then do we have any reason to assume that “popular participation in fascist movements […] is for the most part ordered from above, in its objectives as well as in its forms” as Palheta claims? After all, what command does any societal instance (or state apparatus) have on, say, the derivatives market where not only debts are traded as though they were assets, but also where a whole chain of hedge funds make tracking of algorithmic transactions extremely difficult, if not impossible? Or what command do states have on metadata collected by private corporations that preside over the most effective means of consent formation in our day and age? Fascistic tendencies arise as much from below as they do through political parties and leaders, owing to the filter bubbles and anonymous chat sites enabled by the digital revolution. Theoretically speaking, the passage from formally institutionalised (and hence ramified, compartmentalised) societies to informal, dispersed and multiple flows of capital, information, labour and subjective investment, must urge us to rethink the possibility of centralised command over violence.

Likewise, the reason why working-class cohesion has waned cannot be solely imputed to the weakening of labour unions and left-wing parties. Neoliberalism has devised new techniques of internal and external expropriation that are deployed across the globe in more or less similar ways, despite contextual differences. We would have to accept that neoliberal financialisation is not a mere extractive practice or a parasitic form of capitalisation. On the contrary, financialisation is constitutive of neoliberal capitalist relations – and, as Kawashima remarks, today’s “fascism is fundamentally financial in nature.”8 The principal medium through which contemporary valorisation takes place is finance rather than the production process where labour is the measure of value. Debt is the stable continuum (future bind) in an unstable and discontinuous labour market. Debt is what conditions and disciplines the now and the here.

The expropriation and colonisation of the included takes the form of the precaritisation of salaried workers and, consequently, the colonisation of their life-worlds. Neoliberalism produces a peculiar type of morality that makes individuals abandon notions of equality and solidarity because they internalise the idea that “losers” are responsible for their own failure. In other words, risk and uncertainty allow neoliberalism to capture individualsfrom within. It produces radically individualist desires, moving individuals away from the notion of the commons, not towards it.9 Salaried employers have no other option than to become “shareholders,” that is, actors in the financial sector. This new form of subjectivation is not only subjective, it has a material basis and so it cannot be remedied without transforming that basis.

The expropriation of the excluded works through the colonisation of the life processes of marginalised portions of the population: non-salaried or informal workers, migrants, domestic workers, sweatshop workers, the majority of which are women, particularly in the global South.10 These categories are simultaneously the products and the victims of the neoliberal system. But they are also subject to a form of inclusion through debt. There are several incentives that facilitate obtaining credit cards, micro-credits, and bank loans for personal consumption or for housing, irrespective of whether one has a regular salary or not. Payment by instalments is also a very common form of inciting the marginalised to consumenow and paylater. More sinisterly, government subsidies and social assistance now target the marginalised in such a way as to integrate them, not through labour into the production sector, but through debt into the finance sector. In fact, I ask whether the inclusion of the marginalised is not the purest instance where capital radically colonises life itself. Primitive accumulation is at its crudest here: the very bodies and life-reproducing activities of the marginalised, especially in “developing” societies like Turkey and Argentina, become crucial relays of colonisation through finance.Contra Palheta, therefore, I argue that it is not the disaffection of workers that attracts them to reactionary movements. It is rather their material and subjective (re)investment into the system.

In short, the capitalist law of population does not solely consist in the creation of a reserve army of labourers. Constant displacement and replacement, disinvestment and reinvestment, inclusion and exclusion, “war of position” and “war of movement” (Palheta) are techniques of governance that are absolutely necessary for the neoliberal project to succeed. This project is the ground upon which the new fascisms of our century will emerge. The latter will appear to discursively pose as an alternative to neoliberalism, but will deploy the very technologies of government that the neoliberal order has devised in order to perpetuate it, as Kawashima convincingly argues. These technologies are not liberal, but specifically new. It must also be said thatcontra Traverso, I strongly believe, that theneoliberal anthropological model is in fact a project for society, proposing a new “civilisation” in which certain characteristics of historical fascisms will be drastically transformed.11

For instance, militarism in the twenty-first century does not have to be exercised through the national state; it can be outsourced or trans-nationalised. Instead of national armies, private military companies like Blackwater are enough to do the job. Irredentist wars need not take the form of territorial conquest, but of “operations” or “military sanctions,” as is the case in Turkey’s incursion into northern Syria. Are dramatic acts such as the March on Rome or a Reichstag fire even necessary in an era in which citing anti-terrorism laws or security concerns produces a mass desire for extraordinary measures and the willingness to assume vigilante functions? The so-called “war on terror” has proved to be an incredibly efficient dispositif for criminalizing non-compliant portions of the population and preventing popular scrutiny of governmental power. It simultaneously enables the brutal institution of markets in domestic and international sites left outside of the global economy. And do we really need masses to attend enormous militarised rallies in an era of social media campaigns, online lynching, and large armies of trolls and bots, some of which can be operated from overseas or through algorithms? Unlike the armies of the twentieth century, an army of trolls is invisible yet scandalously successful in provoking states of mass hysteria. Social media and artificial intelligence have become overwhelming powers that the Left will have to take into account when analysing political hegemonies.12

           Or take, for instance, securitisation. The concern for security is an indispensable component of market fundamentalism, which is predicated upon the production of disposable bodies. Racism today is biopolitical, working through the population principle that postulates a hierarchy in the right to existence. But indirect killing, murder by proxy, asphyxiation through refugee camps, walls and blockades, not to mention drone wars, are now among the arsenal of political leaders to do away with “lives unworthy of being lived.”13 The “dehumanisation of death” by the new capitalist laws of population is not legitimised by resorting to the language of eugenics and social Darwinism. Letting die is rather couched in moralising terms: those who are killed or left to die are “infrahuman” in that they are unable to compete or they pose an abstract threat that must be pre-empted. Securitisation produces the desire for fascism, not only at the state level, but also in the form of micro-fascisms.14 As micro-violences augment and reach unprecedented levels, the demand for militarization comes from below. Thus, focusing only at movements, parties, leaders, state actors will not do. What needs to be theorised is not only the fascisation of the state but also the fascisation of society.

            Securitarian neoliberal governmentality does not produce an “iron band” binding masses together, but is best captured by the metaphor of “network.” Terranova expresses this well: “As a mechanism of security the totalization that can be achieved through a network will […] be characterized by a kind of action that is immanent to that which it tries to regulate.”15The network centrifugally organises and allows for the development of ever-wider circuits. Unlike the “iron band,” the network points to a kind of “fascism from below.” Processes of fascisation might be “eminently contradictory and therefore highly unstable,” as Palheta notes, but they arefascisations all the same.

In short, normalisation today involves the coexistence of normality and destruction, identification with imagined communitiesand disaffiliation. Facing this dilemma, the most important task of the Left, in my view, is to ask what the alternatives are and who will become the collective subject that will embody these alternatives. To repeat Balibar’s question: who are the communists today and what vision of the future do they propose?16 Let us admit that satisfactory answers are yet to be produced.

Given this shortcoming, the best option is for the Left to find ways of collectivising existing struggles and cultivating a mode of political transversality by interlinking all the modes of value production as well as exploitation and extraction. It should, at least, engage in producing the desire for alternative economies and forms of belonging. Against neoliberalism’s capacity for abstraction, left theories must be as concrete as possible. They must (1) make clearly visible the structural causes behind the frustration felt by thousands who revolt across the globe today; and (2) make clearly visible how fascism, xenophobia, racism, white supremacy, and anti-gender reaction are illusory solutions to illusory problems. In this, I agree with Palheta when he writes: “We can see now how the challenge for antifascism is not simply to forge alliances with activists of other causes that leave each partner unchanged, but to redefine and enrich antifascism from the perspectives that emerge within the trade-union, anti-capitalist, anti-racist, feminist or ecological struggles, while nourishing the latter with antifascist perspectives.” I would like to add that these myriad struggles would have to urge us to rethink who or what the proletariat is (in addition to what fascism is) in our day and age.

Zeynep Gambetti is Associate Professor of Political Theory affiliated with Bogazici University, Istanbul. She is the co-editor of Rhetorics of Insecurity: Belonging and Violence in the Neoliberal Era (New York University Press, 2013), and ofThe Kurdish Issue in Turkey: A Spatial Perspective (London and New York: Routledge, 2015). Among her recent publications are Judith Butler, Zeynep Gambetti, and Leticia Sabsay (eds),Vulnerability in Resistance: Politics, Feminism, Theory (Durham, NC: Duke University Press, 2016).

Image: "Trump Maga Rally in Charlotte, North Carolina" byThe Epoch Times is licensed underCC BY-NC 2.0


 

  • 1. https://www.historicalmaterialism.org/blog/fascism-fascisation-antifascism
  • 2. David Harvey, A Brief history of Neoliberalism (Oxford: Oxford University Press, 2007).
  • 3. The neoconservatives in the US administration were formulating the strategy of the “New American Century” long before fascist movements took on noticeable proportions.
  • 4. Robert Paxton, The Anatomy of Fascism (New York: Alfred A. Knopf, 2004)
  • 5. I do not have time to elaborate at length, but I want very quickly to note that in order to avoid the historicist definition, I use fascism to denote a form of power or a form of governing (not a regime). Fascism designates those socio-political formations that disrupt hitherto established references and transgress external limits while constantly fabricating internal boundaries by setting bodies up for liquidation.
  • 6. Cf. my “Exploratory Notes on the Origins of New Fascisms,” Critical Times 3(1) (2020): 1-32.
  • 7. Let us remember that it was Mitterand’s Socialist Party rule that broke the post-war social welfare agreement in France.
  • 8. https://www.historicalmaterialism.org/blog/fascism-reaction-to-capitalist-crisis-stage-imperialism
  • 9. Wendy Brown, Undoing the Demos: Neoliberalism’s Stealth Revolution (New York: Zone Books, 2015).
  • 10. Cf. Veronica Gago, Neoliberalism From Below: Popular Pragmatics and Baroque Economies (Durhan and London: Duke University Press, 2017); Achille Mbembe, “The Society of Enmity,” Radical Philosophy 200 (Nov/Dec 2016); J.K. Gibson-Graham, The End of Capitalism (as we know it): A Feminist Critique of Political Economy (Oxford and Cambridge, MA: Blackwell, 1996)
  • 11. Enzo Traverso, The New Faces of Fascism: Populism and the Far Right (London: Verso, 2019) and https://www.historicalmaterialism.org/blog/universal-fascism-response-to-ugo-palheta
  • 12. Cf. Christian Fuchs, “Information and communication technologies and society: a contribution to the critique of the political economy of internet”, European Journal of Communication 24(1) (2009): 69-87; Bernard Harcourt, Exposed: Desire and Disobedience in the Digital Age (Cambridge, Mass: Harvard University Press, 2015).
  • 13. One might object that there’s a renewed demand for boundaries that reinstate national sovereignty. But even the construction of thick borders (as in Gaza, the US-Mexican border, or the Turco-Syrian border) follows a model of threat, which is legitimized through highly equivocal notions of the “enemy.” The “enemy” today is not a concrete menace, but a potential one. Security is defined probabilistically: even when there are no imminent attacks to thwart, there are probable ones. And probability suffices as justification for chastisement.
  • 14. Gilles Deleuze and Félix Guattari, A Thousand Plateaus: Capitalism and Schizophrenia (London: Continuum, 2004).
  • 15. Tiziana Terranova, “Another Life: The Nature of Political Economy in Foucault’s Genealogy of Biopolitics,” Theory, Culture & Society 26 (6) (2009), p. 243.
  • 16. Etienne Balibar, “Communism as Commitment, Imagination, and Politics” in Slavoj Zizek (ed.), The Idea of Communism 2: The New York Conference (London: Verso, 2013).

Reconsidering the Sexual Politics of Fascism

Reconsidering the Sexual Politics of Fascism

Robyn Marasco

1.

Two women were killed in the riots on the US Capitol but only one of them, Ashli Babbitt, has become a martyr for the movement. The other woman, Roseanne Boyland, was trampled by a crowd of Trump supporters shortly after arriving at the Capitol and seen in video waving a Gadsen (“Don’t Tread on Me”) flag. The tragic irony of Boyland’s death became a comic meme on the Left. But, on the Right, it was Ashli Babbitt who was remembered and memorialised. Now her name trends with every high-profile police killing of a Black person. #Sayhername, the hashtag used to bring visibility to patterns of police violence against Black women, was swiftly appropriated to obscure that violence.1 Ashli Babbitt became the Right’s counter-image to Sandra Bland and Breonna Taylor, proof that only some lives mattered to the Left and that some women were willing to sacrifice everything for their country.

Video footage, captured in the moments before her death, show the 35-year old Air Force veteran storming the US Capitol building with an American flag draped around her shoulders like a cape, then being hoisted through a broken glass door to enter the building, and finally being shot in the neck by a plain-clothes police officer before falling to the floor. Babbitt was unarmed when she was shot, though many in the crowd around her were carrying weapons and, just beyond the broken glass, several members of the US House of Representatives were in the midst of a hurried escape. Two weeks later, the Right organized a “Million Martyr March” to commemorate Babbitt. The poster, all in black, featured an illustration of a woman in white at its centre, in front of the Capitol dome, a teardrop of red blood at her neck, haloed by four white stars. The riot of January 6th generated a whole gallery of images that will be used by the Right as recruiting devices in the years to come. Ashli Babbitt reimaged as Lady Liberty is distinctive for its “feminine” aesthetic.

The martyrdom of Ashli Babbitt raises two separate but related questions – what the Right says about women and what the Right saysto women – whose answers will tell us something about how it has adapted to changes in the social structure and how it foments contradictory forms of political reaction. Writing in the 1970s on fascism and femininity, Marxist-feminist Maria Antonietta Macciocchi noted the strange silence on these questions, as if we could understand fascism without also understanding how it speaks to and about women.2 For Macciocchi, a critical theory of fascism had to begin with the distinctive form of “female antifeminism” bred by male supremacy.3 She challenged the old Left for its failure to take sex seriously as a site of domination and struggle. And she insisted that anti-fascist theory and practice become feminist theory and practice, which is to say that it comprehend and combat the sexual politics of the Right, as well as the fascistic tendencies of the Left.

Macciocchi found resources for a feminist theory of fascism within Marxism, especially Antonio Gramsci, and in the psychoanalytic tradition, especially Wilhelm Reich. La Donna “Nera”: Consenso Femminile e fascismo, published in 1976, is remarkable for being one of the few texts in the long history of Freudian-Marxism driven by feminist aims and a feminist agenda. For Macciocchi, psychoanalysis provided the explanation for women’s consent to fascism, which she saw as a form of female masochism and mass irrationalism. Whatever the limits of this argument, Macciocchi posed a primary question of politics as a question for and about women in particular: Why do women fight for their servitude as if it was their salvation? How do women come to desire their own domination and even defend it to the death? How does femininity itself get constructed around this bizarre death drive?

Just a few years later, in 1979, the radical feminist Andrea Dworkin published “The Promise of the Ultra-Right,” which would become the first chapter of Right-Wing Women: The Politics of Domesticated Females, which aimed to show how “movement conservatism” in the United States had succeeded in mobilising womenas women on behalf of male supremacy.4 Though she was not a Marxist or a Freudian, and her book is noteworthy for the absence of reference to these established traditions, Dworkin echoes Macciocchi in emphasizing the role of women in right-wing mobilization. She was focused specifically on the American case, undoubtedly different from the movements in Italy and Latin America that Macciocchi studied.5 And she saw white women’s support for the Far Right as a mostly rational calculation, quite unlike Macciocchi’s ideas about instinct and irrationalism. But Dworkin, too, insists that the sexual politics of the Right are key to its success. She emphasises the power of women like Anita Bryant, Ruth Carter Stapleton, and especially Phyllis Schlafly in mobilising the support of women for their own subservience and second-class status – preferable, after all, to no status at all. Like Macciocchi, Dworkin takes aim at the cult of femininity that anchors male supremacism in the hearts of conservative women, as well as in men. She also sees “female antifeminism” as a potent political force, often neglected and easily misunderstood. Both thinkers treat the institution and ideology of the patriarchal family as breeding ground for fascism.

The contemporary conjuncture throws new light on these old texts and the image of “female antifeminism” that emerges from both. I begin with Ashli Babbitt precisely because she was not the typical housewife from the Eagle Forum mailing list. Nor was she the mournful Madonna that Macciocchi saw at the roots of fascist movements. She embodies neither traditional nor mythic femininity. Indeed, Ashli was more likeone of the guys. A veteran of the wars in Iraq and Afghanistan, Babbitt served 14 years in United States Air Force, 4 on active duty, 2 as a reservist, and another 6 on the National Guard. She retired from the military in the lower ranks of leadership, with a few medals for her service but before becoming eligible for a full pension. In photographs that circulated after her death, she embodies the sun-kissed, tomboy sexuality of a sex-integrated society (and military): ponytail, red MAGA cap, tank tops, fatigues, sunglasses, cutoff denim, American flags, in flexed pose. Ashli was divorced and remarried, with no children, living with her second husband and his girlfriend in what tabloids say was a “throuple” but was, at any rate, not entirely conventional. Her Twitter feed indicates that she once voted for Barack Obama but was “radicalised” by an intense hatred of Hillary Clinton. She found other targets in Nancy Pelosi, Maxine Waters, and Kamala Harris. It was a novel strain of “female antifeminism” that took hold of Babbitt, concentrated in reaction against women leaders of the Democratic Party. When she left for the Capitol protest, she was the owner of a failing pool supply shop in suburban San Diego, deep in debt. The sign on the door of her storefront declared it a “Mask Free Autonomous Zone” in protest against the state’s Covid-19 restrictions. Further down, the sign read: “We shake hands like men.”

If the “Ultra-Right” (Dworkin’s term) had once promised white women the security and safety of patriarchal domesticity, today it offers something else, something more immediately transgressive, more responsive to destructive impulses and antisocial forces, and more proximate to the equality that it rejects and the freedom it renounces. It offers white women an account of their unhappiness and an affective arena to express their rage.6 Schlafly and other “movement conservatives” once heralded “the power of the positive woman,” but the Right today understands the power and potency of the negative. It relishes white women’s anger and feeds their resentment. It encourages their aggression. And this, I would suggest, is at least part of its appeal. It is not simply a question of protecting one’s interests (as white women, petit-bourgeois women, women with American citizenship), or even desiring one’s own domination, but of gaining access to the pleasures of “masculine” affect and agency. It is a privilege reserved only for some women, which is part of the point. And it is a form of “female antifeminism” that mirrors the neoliberal feminism it opposes, another degraded version ofhaving it all, where instead of the corporate career and the heterosexual reproductive family, women can have combat training, AR 15s, polyamorous sexuality, conspiracism, and, above all, a semblance of power that substitutes for the real thing. Some women want a seat at the boardroom table. Others want to be in the eye of the storm.

Ocean Beach, the “bohemian” neighbourhood that Babbitt called home, is about 40 miles away from Camp Pendleton, one of the largest Marine Corps bases in the United States. The military, the beach, and the border are the most powerful institutions in San Diego and give the region its distinctive political culture. For several decades now, the Far Right has adopted a deliberate strategy to infiltrate the US military. And Southern California has long been a hotbed of white supremacist and skinhead gang activity. But it does not appear that Babbitt was a part of this scene, or even that she was radicalised during her time in the Air Force. More likely, she was schooled, like millions of others, in the lower ranks of the American security apparatus, shaped by the local politics of a national border just 25 miles from her home, and steered to the Far Right by her own “common sense” and community. Women comprise about 15% of the US military, where they are subject to shocking levels of sexual harassment and assault. It is also where women learn how to “shake hands like men” and participate in the rituals of gendered violence to which they are routinely subject.

Macciocchi’s portrait of female masochism cannot capture the complexities of an Ashli Babbitt. And Dworkin’s representation of right-wing women captures none of the irrationalism, for which psychoanalysis remains our best available theoretical vocabulary. Nonetheless, both thinkers are highly attuned to what Horkheimer and Adorno describe as the “potential fascism” latent in our existing institutions, as well as the dynamics of fascisation, to use Ugo Palheta’s very helpful terminology, that harness this potential.7 Both see that sex is a key instrument of fascisation.

Palheta defines fascisation as a “whole historical period” and process that prepares a population for fascism.8 He identifies “two main vectors” of fascisation: “the authoritarian hardening of the state and the rise of racism.”9 I think it is well worth thinking about this authoritarian hardening of the state in connection with the hardening of personality that the Reichian idea of “character armour” implies. But, on an even more basic level, can we speak of the fascisation without speaking of sex? Will we be in any position to understand the fascism of our present and how it relates to fascisms past? Will we understand how online misogyny becomes gateway drug to Far Right, how the world of men’s rights activists, pick-up artists, MGTOW trolls, and “involuntary celibates” overlaps with that of white supremacists, militia men, and proud boys, or even how a relatively minor episode like #gamergate could be plausibly described one of the inaugural events of the Trump era? Will we recognise in the “Great Replacement” myth a bid for control of women’s sexuality, as well as racist and culturalist panic? Even more to my point here, without seeing sex as an instrument of fascisation, can we make sense of the anti-vaxxers, yoga moms, and wellness gurus who are part of the new Right resurgence, how the Q-anon conspiracy mobilises women’s fears for their children? Can we appreciate how the politics of #MeToo – which positions some as victims of the boss’s unwanted sexual advances, some as the boss’s wife, and some as mothers who hope their young sons will grow up to be bosses – shapes the present moment? Can we explain how a relatively fringe movement, like #tradlife, relates to the larger political project of anti-feminism on the Right? Can we hear its softer echoes among the “fash-curious” and trad-socialist Left? Can we comprehend a political situation in which Trans-Exclusionary Radical Feminists (TERFs) do the bidding of religious fundamentalists and cultural nationalists? Will we grasp why trans liberation is not only a feminist but also an antifascist project?

What both Macciocchi and Dworkin saw as novel in the reactionary movements they observed, namely the mobilisation of “female antifeminism” in defence of male dominance, might appear instead as an ongoing and evolving strategy of the Right. It is striking that neither Macciocchi nor Dworkin get much attention in debates about fascism today, especially when it seems that every major thinker of the twentieth-century has by now been reread to have predicted these developments. It is as if the Left does not yet know how to talk about women and the Right, with the implication that it does not know how to fight for the liberation that feminism demands.

2.

It is not obvious that Macciocchi and Dworkin belong in the same analysis. They wrote in different national and historical contexts, held to very different ideas about history and society, and advanced different feminist politics and fought different reactionary movements. They also took opposed positions on the ultimate compatibility of Marxism and feminism and the uses of psychoanalysis for feminist politics. Macciocchi was born in the year that Mussolini took power, to anti-fascist parents living in the Lazio region. She would become an established journalist and an elected politician, though her early critical theory of fascism, which fuses Marxist, feminist, and psychoanalytical arguments, remains obscure and mostly forgotten. She was a member of the Italian Communist Party (PCI) and a follower of Gramsci, introducing his ideas to French audiences in Paris and Algiers and defending them against critics, including Louis Althusser. Her correspondence with Althusser in the late 1960s led to a significant rift with the PCI.10 By the 1970s, she was expelled from the party for her support for Maoism and the Cultural Revolution. Later in life, after meeting Pope John Paul II, she repositioned herself toward the Church and its teachings.

Though this late “conversion” is in some ways surprising, it is also true that Macciocchi always saw the Church and religion as being at the centre of Italian political life. Her earlier argument in La Donna “Nera” was that the Catholic myth of female sexuality – the virgin mother as the counterimage to the pitiful whore – provided the ideological-psychological basis for fascism. Mussolini entered a political terrain already set and significantly shaped by conservative institutions and ideologies. And he engaged women on this terrain, women who had lost their sons and brothers in war and wanted a politics that valorised and venerated death. A “martyred, baneful, and necrophiliac femininity” lie at the foundations of fascism, according to Macciocchi.11 Though she occasionally lapses into a simplistic view of women as “instinctually” submissive and prone to the irrational, much of her analysis focuses on what contemporary critics have called the “death cult” of fascism, and the ways that women assume the “character armour” of fascism. She took this last idea from Wilhelm Reich, who treated the rise of fascism as a sickness of sexual repression, inhibition, and anxiety.12 Like others in the Freudian-Marxist tradition, Macciocchi saw fascism as a kind of mass irrationalism, afflicting women in distinctive ways. She found in psychoanalysis the tools to explain how an aggressively masculinist project gains its surest support among women, even those who would be its victims.

The basic point, for Macciocchi, was that a Marxist analysis had to be slightly stretched to deal with the sexual politics of fascism. She emphasises that working women fared miserably under Mussolini’s regime. Wages for women dropped up to fifty percent. Women were dismissed from work, especially in the professions, and barred from the practice of medicine. They were prohibited from teaching at certain institutions and prevented from studying certain subjects. Women’s reproductive autonomy and agency was severely curtailed. They were even stripped of their gold, for instance on 18 December 1935, when Mussolini declaredThe Day of Faith and asked Italian wives to give their wedding rings to the State. It was just one month after the League of Nations had imposed sanctions against Italy for the invasion of Ethiopia and the regime was desperate for money and for a show of support. In Rome alone, fascists collected hundreds of thousands of rings. In Milan, they collected nearly as many. Even in New York, Philadelphia, and Chicago, thousands of women sent gold to the Duce, with estimates that the Italian government received up to $100 million in gold from women around the world. In return, women received little iron rings to wear in place of their wedding bands, sometimes engraved with Mussolini’s signature. They were used in remarriage ceremonies, to cement a woman’s second marriage to the state, seen by Macciocchi as a “mystic marriage under the sign of Death (war) and Birth (cradles).”13 Material conditions for women worsened under fascism, but their attachment to the regime was unfailing. Everyday life was shadowed by death. Mussolini spoke of “coffins and cradles” and exalted women as the eternal guardians of life and death. Psychoanalysis could account for the elements of fascist myth that excite our deepest psychological drives.

Even psychoanalysis had to be slightly stretched to account for the myth of female sexuality at the centre of the fascist unconscious. The coupling and comingling of life and death in the fascist unconscious was, for Macciocchi, powerfully shaped by the concrete institutions of the Church and the Family. Fascism was not a break with tradition, but its hollow veneration and instrumental activation. “The ‘emotional’ plague of fascism is spread through an epidemic of familialism” that demands women surrender their “to him who bears the whip.”14 Fascism is a specific conquest of the streets, but it is born in the family apparatus. Despite her differences with Althusser (“some professor, from his Parisian chair”), Macciocchi also repurposes his most significant concepts, writing: “the ideas that dominate the pillars of the ideological State apparatus, thanks to the joint forces of capitalism and fascism, pivot on familialism, anti-feminism, patriarchy.”15 These ideas are the “ritual practices” through which women “voluntarily accept the ‘royal attributes’ of femininity and maternity.”16 They are reinforced, for example, by “the four papal encyclicals which have ... been promulgated against women and their work, with a view to demanding from them nothing other than procreation, and as a consequence allowing them no divorce, no contraceptive pills, no abortion, and so on.”17 The point is that institutions and their ideologies build the “character armour” of femininity upon which fascism depends. Reich’s idea of “character armour” was itself a Freudian reconstruction of the Marxist idea ofCharaktermaske and referred to the hardened layers of subjectivity that formed in defence against pain and displeasure, which are endemic to capitalist patriarchy.18 Fascism spoke to women through the “character armour” of femininity. It allowed them to mistake that armour for power.

Andrea Dworkin was not a Marxist, nor did she believe that feminism could be fastened to Marxism. Macciocchi had criticised an “infantile ultra-Left” that believed the workers’ revolution would solve the problem of sexual oppression. And she challenged the Left not simply for its emphasis on production at the expense of reproduction, but for a fascism in reverse that seeks to purify from politics the struggles over reproduction. But Macciocchi had believed in the happy marriage of Marxism and feminism. Dworkin is a child of their divorce. Part of the polemic in Right-Wing Women is that it was unfortunately the Right – andnot the Left – that had been taking the concerns of women seriously, even if only white, middle-class, heterosexual Christian women were included in that category and what it offered was the false “security” of the household and a subordinate place within it.19 Psychoanalysis did not offer her much, either. Its normative subject was male and its formative site was the patriarchal family. More importantly, for Dworkin, the sexual conflicts that produce the personalities of men and women are not that deep, as suggested by the Freudian idea of the unconscious. All that sex and death is, in fact, right there on the surface.

Like Macciocchi, Dworkin saw conservative religious institutions and ideologies as a key point of contact between traditional conservatism and an activated Far Right. She profiled conservative women of Southern Baptist and Catholic origins, showing how each sought to convince women of the price they must pay for the privileges of male protection. Some of these women believed deeply in male supremacy. Others were more strategic in their counsel. None more than Schlafly herself, “possessed by Machiavelli, not Jesus” and singular among women of the Right for her cunning and force.20 Here is Dworkin on Schlafly, worth quoting and at length:

Unlike most other right-wing women, Schlafly, in her written and spoken work, does not acknowledge experiencing any of the difficulties that tear women apart. In the opinion of many, her ruthlessness as an organizer is best demonstrated by her demagogic propaganda against the Equal Rights Amendment, though she also waxes eloquent against reproductive freedom, the women’s movement, big government, and the Panama Canal Treaty. Her roots, and perhaps her heart such as it is, are in the Old Right, but she remained unknown to any significant public until she mounted her crusade against the Equal Rights Amendment. It is likely that her ambition is to use women as a constituency to effect entry into the upper echelon of right-wing male leadership. She may yet discover that she is a woman (as feminists understand the meaning of the word) as her male colleagues refuse to let her escape the ghetto of female issues and enter the big time. At any rate, she seems to be able to manipulate the fears of women without experiencing them. If this is indeed the case, this talent would give her an invaluable, cold-blooded detachment as a strategist determined to convert women into antifeminist activists. It is precisely because women have been trained to respect and follow those who use them that Schlafly inspires awe and devotion in women who are afraid that they will be deprived of the form, shelter, safety, rules, and love that the Right promises and on which they believe survival depends.21

Schlafly is depicted here as a dog-whisperer to “domesticated females” (again, Dworkin’s term). She is able to use women’s fears precisely because domesticated women are trained to follow those who use them. What she offers women is the promise of a world in which they remain safe and protected. It was a promise predicated on the “Machiavellian” view that it was “a man’s world”, and that it was the task of women to secure a place for themselves within it. For Dworkin, this promise contained the indirect admission of a world that is a hostile warzone for women. What Macciocchi called the “character armour” of femininity, Dworkin saw as the survival instinct. There was nothing irrational about it.

Dworkin, too, is a complicated figure. Her crusade against pornography now looks to be a complete disaster for the feminist movement and arguably its most consequential political defeat of the past 50 years. Her writing has been rightly criticised for its neglect of the powers and privileges that give white women a significant stake in white supremacy. While it is true that she does not deal with the role of white women in white supremacy, it is also her basic point in Right-wing Women that some women have a significant stake in male supremacy. She recognizes that “female antifeminism” takes shape in opposition to the interests of Black women, lesbian women, trans women, poor women, all sorts of women for whom the protections of the patriarchal family are unavailable. The question, for Dworkin, was not why some women will fight for their servitude as if it is their salvation. The question was whether feminism had something to offer women beyond a negotiated settlement with male supremacy.

Taken together, Macciocchi and Dworkin return sex to the centre of our current debates about fascism and the Right. By its own self-representation, fascism purports to be a genuine alternative to the Left and the Right, a “post-ideological” project to restore to the nation its unity and greatness. The truth, and what Macciocchi and Dworkin see so clearly, is that the Far Right activates conservative institutions (the church, the military, the family) and affirms bourgeois values (“survival of fittest”) to advance an authoritarian agenda. Beyond this, both women treat sex as a primary vector of fascisation.

            Fascisation is reflected not only in the electoral success of right-wing parties, but also in the normalisation of extraordinary violence and everyday cruelty, the dramatic increase in economic inequality, the repressive desublimation of collective resentment and rage, the assault on participatory democracy at every level, and the strengthening of a racial regime of state terror. In the United States, specifically, fascisation is reflected in the lethal combination of imperialist war and nationalist agitation, in the decisive role of anti-democratic institutions (the electoral college, the filibuster, the Courts, the US Senate itself) in determining who holds power, in the outsized political influence of Christian nationalism and Catholic orthodoxy, in the wide discretionary powers given to highly militarized police forces, in the unregulated power of social media companies to profit by selling our “data” and spreading misinformation, in the mobilisation of an extra-parliamentary militia movement, in regular mass shootings in schools, places of worship, night clubs, cafes, newspaper rooms, yoga studios, and shopping malls. The United States has been a hothouse of gun violence and police terror for all of its history, but these are now the defining features of American culture. The largest arms-dealer on the planet, with control of nearly 40% of the global market share, the United States government and economy is greased by the violence that it exports around the world. These are not “post-ideological” developments, but instead point to the escalation and intensification of a protracted ideological project. This project is shaped by the real and perceived loss of power, what Wendy Brown has described as an aggrieved white male supremacism that is “wounded without being destroyed” and thus reliant upon women in a new way.22

3.

What does all of this have to do with Ashli Babbitt? And what do Macciocchi and Dworkin have to do with Babbitt, one of the guys, whose access to historically-male institutions was predicated on the ambiguous achievements of the feminist movement, whose descent into Q-anon conspiracism began with her hatred of powerful women like Clinton and Pelosi, whose petit-bourgeois political protest assumed an explicitly gendered pitch?We shake hands like men – this is a fantasy of agency and power, a fantasy of participation in the social-sexual contract, a fantasy of access to homosocial intimacy and its secrets, a fantasy of brotherhood and belonging. It is a trans fantasy that cannot avow itself as such, but also strangely admits its failure.Like men. Like the men who surrounded Babbitt at the Capitol, the men who helped her up and through the broken glass, and the men who swarmed around her after she fell to the ground. Who were these men anyway? Was not Babbittmore than a man in her death?

The martyrdom of Ashli Babbitt underscores Macciocchi’s argument about a “death drive” at the root of fascism and its peculiar expressions in women. It confirms Dworkin’s hunch that the new right-wing women would be the product of the feminist movement that they oppose. The concept and critique of femonationalism is important, but insufficient to the complexities of this situation. From a different direction, Moira Weigel coins the term “Authoritarian Personality 2.0” for those parts of the Right that have made a home online and among the powerful players in Silicon Valley.23 Weigel shows how these players, shaped by Big Tech and responsive to the material conditions of platform capitalism, have absorbed elements of the 1960s counterculture and its ideas about freedom. “AP 2.0” is not a program for the mobilisation of the masses, as fascism once was. It is the algorithmic identification and agitation of niche consumer markets. Weigel, a brilliant media historian, is alert to the gender dynamics that surface everywhere online and how media technologies have shaped our gendered lives offline. But she leaves the sexual politics of “AP 2.0” largely untouched.

Macciocchi warned that the failure to take “female antifeminism” seriously meant that the Left lacked the political clarity and feminist commitment necessary to defeat it. Dworkin worried that the Right was speaking to the concerns of (some) women, while the Left was distancing itself from the feminist movement.24 The current conjuncture, marked by mass death and disease, the affective efflorescence around new media, the re-domestication of women’s work, and the new familialism of the neoliberal period, will produce its own forms of “female antifeminism” across the political spectrum. Those schooled in the feminist tradition will hear the “resonance machine” that produces the Bruenigs and Barretts, along with the Babbitts. With the continent braced for the possible election of Marine Le Pen, the daughter of fascism in France, and this after President Macron’s own minister of higher education, Frédérique Vidal, declared “gender theory” part of an “Islamo-Leftist” threat to the Republic, we are poised to revisit these questions yet again. And we are primed to rediscover that a genuine antifascism, in theory and practice, requires a militant feminist politics.

Robyn Marasco is associate professor of political science at Hunter College and The Graduate Center at the City University of New York, the author of The Highway of Despair: Critical Theory after Hegel (Columbia, 2015), guest editor of a special issue ofSouth Atlantic Quarterly on “The Authoritarian Personality” and guest coeditor, with Banu Bargu, of a special issue ofRethinking Marxism on “The Political Encounter with Louis Althusser.”

 


 

  • 1. Appropriation is everywhere on the Right today, from the attack on “woke capitalism” to the bad-faith defense of free speech to the practice of popular protest. “Whose streets? Our streets!” – what was once a rallying cry of the Black Lives Matter movement has been appropriated by the Right, now heard at the “Unite the Right” march in Charlottesville, pro-police demonstrations in St. Louis, and at the Capitol riots. The “mash-up” and mimetic quality of right-wing discourse (and aesthetics) is an important part of its power today.
  • 2. Macchiochi’s La Donna “Nera”: Consenso Femminile e fascismo is out of print in the Italian edition. The book was never translated into English. A condensed version of her essay, “Les femmes et la traversée du fascisme” was published in Tel Quel in 1976, which was translated and published in the English-language journal, Feminist Review. The feminist historian, Jane Caplan, wrote a helpful introduction to Macciocchi’s essay and argument, which focuses on her simultaneous critique of “ultra-Leftism” and “ultra-feminism”. See Maria Antonietta Macciocchi, “La sexualité féminine dans l'idéologie fasciste,” Tel Quel, No. 66 (1976) 26–42 and “Female Sexuality in Fascist Ideology,” Feminist Review, No. 1 (1979) 67-82. See also Jane Caplan, “Introduction to ‘Female Sexuality in Fascist Ideology’,” Feminist Review, No. 1 (1979) 59-66.
  • 3. She writes: “I speak on behalf of those who have killed female anti-feminism, which has been artificially fed by male power, and which makes one woman the enemy for another. I speak on behalf of ‘extreme women’ – those who are thought too intelligent, too active, too militant, too generous, too courageous, and so on.” Macciocchi, “Female Sexuality in Fascist Ideology,” 81. Thinking about Ashli Babbitt, herself killed by a plain-clothed police officer, this seemed an inappropriate epigraph to the present reflections.
  • 4. Andrea Dworkin, Right-Wing Women: The Politics of Domesticated Females (New York: Perigee Books, 1983).
  • 5. Macciocchi does discuss Hitler and German fascism, but much of her analysis focuses on the Italian case, with reference to more recent examples in Pinochet’s Chile.
  • 6. See Holloway Sparks, “Mama Grizzlies and Guardians of the Republic: The Democratic and Intersectional Politics of Anger in the Tea Party Movement,” New Political Science, Vol. 37, No. 1, (August 2014) 1-23.
  • 7. Theodor Adorno et al, The Authoritarian Personality (London: Verso, 2019).
  • 8. Ugo Palheta, “Fascism, Fascisation, Antifascism,” Historical Materialism, January 7, 2021, https://www.historicalmaterialism.org/blog/fascism-fascisation-antifascism.
  • 9. Ibid.
  • 10. Maria Antonietta Macciocchi, Letters from Inside the Communist Party to Louis Althusser (London: New Left Books, 1973).
  • 11. Macciocchi, “Female Sexuality in Fascist Ideology,” 68.
  • 12. Reich developed the idea of “character armor” as a synthesis of Marx and Freud. The history of the concept is too extensive to reconstruct here, though it is worth noting that the early Frankfurt School pursues a different integration of Marx and Freud around the concept of the Charaktermaske. For an illuminating debate around these themes, see Kyle Baasch, “The Theater of Economic Categories: Rediscovering Capital in the late 1960s,” Radical Philosophy, 2.08 (2020) and the critical response from Asad Haider (forthcoming).
  • 13. Macciocchi, “Female Sexuality in Fascist Ideology,” 72.
  • 14. Ibid., 73.
  • 15. Ibid., 79.
  • 16. Ibid., 77.
  • 17. Ibid., 74.
  • 18. Reich ‘s idea of “character armour” has a significant bodily dimension and should not be interpreted exclusively or even primarily as a theory of personality. See Wilhelm Reich, Character Analysis, trans. Vincent R. Carfagno (New York: Farrar, Straus, and Giroux, 1972).
  • 19. While beyond the scope of my reading here, it is worth noting that Dworkin’s Jewishness was important to her own sense of identity and to her theory of male oppression and woman-hating. In 2000, Dworkin published Scapegoat: The Jews, Israel, and Women’s Liberation, which draws parallels between antisemitism and misogyny, defends Zionism, and defends a feminist vision of a “homeland” for women. It seems, to me, that Zionism offers a lot of what the younger Dworkin saw in the politics of right-wing women: a place where the Jewish people can be safe. At least in certain contexts, Dworkin renounced the dubious kind of “safety” that the Right promises and pursues.
  • 20. Dworkin, Right-Wing Women, 26.
  • 21. Ibid., 26-7.
  • 22. Wendy Brown, In the Ruins of Neoliberalism: The Rise of Antidemocratic Politics in the West (New York: Columbia University Press, 2019), 180.
  • 23. Moira Weigel, “Algorithmic Personalization and the Authoritarian Personality 2.0” (forthcoming in a special issue of Polity on The Authoritarian Personality).
  • 24. The right-wing radio personality, Rush Limbaugh, popularized the term “feminazi” and hurled at women like Dworkin, yet another instance of projection and disavowal on the Right.

Political Crisis and Constitutional Process in the Neoliberal Paradise: Chile’s 'Mega-election' and the Prospects for the Left

Andrés Cabrera1

“A crisis occurs, sometimes lasting for decades. This exceptional duration means that incurable structural contradictions have revealed themselves (reached maturity), and that, despite this, the political forces which are struggling to conserve and defend the existing structure itself are making every effort to cure them, within certain limits, and to overcome them. These incessant and persistent efforts (since no social formation will ever admit that it has been superseded) form the terrain of the ‘conjunctural’, and it is upon this terrain that the forces of opposition organise. These forces seek to demonstrate that the necessary and sufficient conditions already exist to make possible, and hence imperative, the accomplishment of certain historical tasks.”

Antonio Gramsci, ‘Analysis of Situations. Relations of Force’ (1933-34)

The ‘mega-election’ held on 15-16 May was one of the most seminal electoral events in Chile since the plebiscite of 1988, in which the Chilean people set the stage for the return to democracy in 1990 after 17 years under Augusto Pinochet’s military dictatorship.2

In general terms, the electoral results primarily meant a resounding defeat of the right-wing parties currently in office as a result of their performance in the context of a crisis of hegemony exacerbated by the pandemic situation. It also represents a drubbing for the centre-left, especially its centrist parties. At the same time, the election saw a significant advance for left-wing and independent candidates, with many of the latter coming from social movements and local organisations.

If the political event of October 2019 showed the radical rupture between the working classes and both the right-wing government of Sebastián Piñera and the political and economic establishment, the ‘mega election’ of May 2021 appears to confirm the complete undoing of Chile’s political party system inherited from the end of the dictatorship period in the late 1980s.

In view of this context, the article seeks to examine the specificity of the ‘mega-electoral juncture’, tracing both the changes produced by the ongoing crisis of hegemony and the behaviour of political and social forces that compete for dominant positions of power in the state.

More specifically, these notes will focus firstly on the ‘relations of force’ deployed by political actors in Chile since the ‘October explosion’ in 2019 onwards.3 In light of this chronological account, I will then analyse the electoral results of the elections of 15-16 May, especially the results of the Constitutional Convention election. Finally, I will outline some possible political scenarios for the Chilean crisis in the next few months.

            Given that politics is always a contingent and dynamic matter, especially when a period of ‘organic crisis’ emerges, it is important for the purposes of this article to look back on the sequence of political and social events triggered in Chile from the ‘October explosion’ 2019 to the ‘mega-election’ of May 2021.

In general terms, this turbulent period can be punctuated in terms of the following six critical junctures. First, the event of October 2019 and the beginning of the exercise of the state’s emergency powers. Second, the agreement of the main political parties in November 2019 to hold a plebiscite on a new constitution to replace the one instituted on 11 September 1980. Third, the arrival of the pandemic in March 2020 and its ensuing impact on both the health of the population and the economy. Fourth, the overwhelming victory of the ‘Approve’ option in the plebiscite on 25 October 2020. Fifth, the rupture between the right-wing government and Congress as a consequence of legislative disputes around the pension system. Sixth, the complete implosion of Chile’s party system, as demonstrated by the ‘mega-election’ of May 2021, especially if we consider the results of the elections for the Constitutional Convention. Both the electoral defeat of the right-wing parties and the electoral advance of left and independent forces are further expressions of the crisis.

Of course, these processes are not causal in any simple sense. On the contrary, they are plagued by multiple and unexpected contingencies – a sort of ‘interregnum’, in which ‘morbid phenomena of the most varied kind come to pass’. These crucial aspects of the Chilean political context will be discussed in greater detail in what follows.

From the October explosion of 2019 to the mega-election of May 2021

In early October 2019, the Chilean right-wing government of Sebastián Piñera increased metro fares in the capital city, Santiago. Within hours of the government announcing the measures, high school students launched a campaign against the fare rise, calling on users to jump the barriers of metro stations. As in other contemporary Chilean historical contexts, the role played by the student movement and the government’s response were decisive aspects in shaping the crisis.

On 18 October, Piñera’s government invoked the state security law to quell the protests against the fare hike, which rapidly grew in terms of both the number of students involved and popular support. Simultaneously, the government confirmed that the new public transport prices would be maintained. Within hours, social unrest spread throughout Santiago, giving rise to political violence, lootings and riots. Even the metro network, one of the most representative symbols of Chilean modernisation, suffered extensive damage. The overwhelming majority of stations were affected by arson and vandalisation.4

The police response and the exercise of the state’s emergency powers to guarantee public order under the dictatorial constitution of 1980 were deployed against the masses. Chile’s president declared a state of emergency in Santiago and other regions of the country for the first time since the dictatorship (1973-1990). As a result, the army returned to the streets for the first time in three decades. Despite this, social unrest broke out everywhere in the country.

Certainly, no one could imagine that the most elementary political decision taken by a committee of experts on the prices of public transport would become the main issue leading to the emergence of the Estallido de Octubre [‘October explosion’], that is to say, Chile’s most remarkable politicalevent in almost five decades.

Chile had been widely celebrated by the international economic establishment as a model of successful neoliberal modernisation accompanied by a stable democratic system.5 This myth was even peddled by Piñera just a few days before the October uprising, when he stated that Chile was an “oasis of stability” compared to its neighbouring Latin American countries.6 The emergence and consequences of the ‘October explosion’ not only discredited these optimistic interpretations but also revealed the magnitude of the crisis.

In the initial aftermath of the 'October explosion', there were not only massive protests throughout the country against Piñera’s government, but also multiple outbreaks of street fighting, numerous cultural and artistic responses, and police and military repression, with more than a dozen dead and hundreds of people suffering eye trauma from projectiles shot by the security forces.7 There was also a resurgence of historic demands that had grown over the course of the past decade, especially since the uprising of 2011 led by the university student movement. One of them, the demand for a new Constitution, had an early impact on public opinion.

By that point, Piñera and his government had lost the legitimacy to find an institutional solution. Therefore, on 15 November, the bulk of the political forces in Congress was left to find a consensus on the main official proposal to try to bring to a close the mass mobilisations and overcome the crisis triggered almost a month before.

The arrangement, titled ‘Agreement for Social Peace and a New Constitution’, proposed a plebiscite for April 2020 to decide whether the Constitution created in 1980 under the military dictatorship should be maintained (‘Reject’) or, on the contrary, be replaced by a new one (‘Approve’). Among the most important points of the agreement were the provisions regarding a second ballot in the plebiscite to define what type of body should draw up the new constitution and the requirement that the constitutional rules must be approved by two-thirds of incumbent members.

The latter was the most problematic issue in the negotiations because right-wing forces could block any substantial transformation if they won only a third of the seats in the Convention. This caused disagreements on strategy among the left-wing parties with representation in Congress. For instance, the Communist Party decided not to participate in the negotiations and the Frente Amplio, a new left-wing coalition created in 2017 from the uprising of 2011,8 split internally.

The agreement represented an advance for transformative and progressive forces, one which would be confirmed in the subsequent elections. However, it did not bring about the end of the popular movements.

A little over a month before the plebiscite (originally set for 26 April), the pandemic arrived in Chile. At that moment, the constitutional process had been recognised by the vast majority of political and social forces as the main institutional mechanism to try to resolve, or at least appease, the underlying crisis of hegemony already revealed in Chile by the political event of October 2019, even for those political parties who had initially rejected the ‘Agreement for Social Peace and a New Constitution’.

In the course of the legislative dispute, three remarkable demands from the feminist movement, indigenous groups and independent sectors were integrated into the constitutional electoral proceedings: gender parity between men and women, reserved seats for the indigenous peoples, and fewer barriers to the participation of independents. This guaranteed that the constitution would be written by an equal number of men and women (with a minimum ratio of 45%-55%), would include a significant participation of the indigenous peoples (17 out of 155 seats), and would involve more independent candidates not affiliated to any political party. As we will see later, these political reforms would be decisive for understanding the composition of the Constitutional Convention after the 15-16 May election.

Despite these favourable amendments, the right-wing government was able to push through authoritarian measures. A few weeks after the arrival of the pandemic, Piñera proceeded to implement the second form of the state of exception (‘catastrophe’), which remains in force at the time of writing. With both a constant strict lockdown and a permanent curfew, the masses were pressured to leave the streets.9

At the same time, an important segment of the population, those who work in informal jobs, were forced to continue working despite the spread of the virus because they needed to provide for their families. Consistent with the logic of a neoliberal ‘subsidiary state’10 and the ideology of a right-wing government, Piñera injected public funding focusing on the lower classes and rejected the introduction of a universal basic income equivalent to the cost of living in Chile.11

Between March and October 2020, the government was able to resist and manage the first wave of the pandemic (with a peak in June) but suffered internal political turbulence as a result. Proof of this was the fourth and fifth change of Piñera's cabinet in less than two months (June-July).

As the plebiscite of October approached, it was relatively clear that the ‘Approve’ option would obtain a comfortable victory. This led to the fragmentation of the right, in which some parties and leaders tactically opted to change sides and advocated approval of a new constitution. By contrast, the broad spectrum of opposition forces, from the traditional centre-left parties to left-wing organisations and social movements, all lined up behind the banner of ‘Approve’.

On 25 October 2019, the ‘Approve’ option received an overwhelming majority with 78% of the votes. The preference for the Constitutional Convention (‘the second ballot’) received a similar percentage (79%), confirming that the new constitution would be written by a specially established body.12

Thus, transformative political forces won a resounding electoral victory, confirming that the yearnings for change that had inspired the ‘October explosion’ could translate into electoral breakthroughs. The Constitution of 1980 had been defeated at the polls and a new one would be drafted by the Constitutional Convention. But what the distribution of power within this constitutional body would be still needed to be confirmed.

Beyond the electoral battlefield, the progress of certain pieces of legislation through Congress worsened the crisis of hegemony and governance in Chile, especially in the twelve months following April 2020.

The main issue that exacerbated the political conflict in Congress related to the pension system based on individual capitalization. The so-called Administradoras de Fondos de Pensiones (AFP) are a core structural element of the Chilean financial system designed and implemented during the dictatorship regime in 1980 along with other neoliberal reforms.

Since 2016, the Chilean pension system has been widely criticized by citizens who have demanded both ‘the end of the AFP system’ and ‘decent pensions’.13 Naturally, after the 'October explosion' of 2019 and the arrival of Covid-19, public discontent with the pension system has increased. The AFP system is broken in terms of social legitimacy.

With a right-wing government that has consistently defended the application of austerity policies and the impoverishment of the lower and middle classes, political resistance was inevitable. This came in the form of a proposal by deputies to allow the population to withdraw 10% from their pension savings. From a political perspective, this measure has effectively been the worst and most desperate policy since the start of the pandemic given the impact on the future of pensions.14

Sebastián Piñera and his government opposed the withdrawals in their three legislative procedures. The first (June 2020), second (December 2020) and third (May 2021) withdrawals of 10% were thus approved and enabled by Congress. Most of the deputies that supported the government opposed the President’s strategy and voted in favour of the withdrawals. In Chile’s extreme presidential system, the government had never lost an absolute majority in Congress since the return to democracy in 1990.

The last hope harboured by Piñera and his government to try to regain popularity and reverse what could be a historic defeat for the right in the mega-election was the rapid and efficient vaccination process against the Covid-19 pandemic. This hope was strengthened when Chile became the world leader in terms of Covid-19 vaccination rates in February 2021.15 However, the government’s wishful thinking was not borne out in reality. Chile proved that a high vaccination rate does not in fact guarantee an immediate decrease in the infection rate and deaths associated with Covid-19.16 The arrival of the second wave of the pandemic in Chile subsequently meant that the ‘mega-election’ was postponed from 24-25 April to 15-16 May.

The mega-election of May: collapse of the party system and electoral victory of the left-wing and independent forces

As part of a crowded timetable of electoral events between 2020 and 2022, the ‘mega-election’ of May combined three different elections on the same date: those for mayors and councillors, governors, and delegates to the Constitutional Convention.

Before election day, there was a clear consensus that the latter vote would dominate the three-way electoral confrontation because it would define the relative weight that traditional and newer political forces will have within the Constitutional Convention that will begin to draft a new constitution in late June 2021.

The decisive electoral battle to participate in the Constitutional Convention had overshadowed the analysis of the other two electoral contests that took place at the municipal and regional levels. The reason for this was that the Convention election represented the later stage of the constitutional process originally triggered by the social uprising that emerged in October 2019. However, once the results were known, it was clear that the 'mega-election' as a whole demonstrated a complete collapse of Chile’s political party system inherited from the end of the dictatorship period in the late 1980s.

As mentioned in my introduction, the electoral results of 15-16 May meant a resounding defeat of the right-wing forces currently in office as a result of their performance in the context of a crisis of hegemony, which was exacerbated by the pandemic situation. The elections also saw a severe drubbing for the centre-left, especially of its centrist parties, but at the same time a significant advance for left-wing and independent candidates, with many of the latter coming from social movements and local organisations.

Although right-wing political parties recognised before the ‘mega-election’ that the complete discrediting of Sebastián Piñera would negatively impact their vote, in no case did they expect to obtain less than a third of the votes. This was a decisive aspect for the right-wing coalition Vamos por Chile, especially in the election of delegates to the Constitutional Convention. Due to the 2/3 rule established in the agreement of November 2019, the right-wing parties would have been able to block any substantial transformation if they had obtained at least a third of the seats in the Convention (52 out of 155 delegates).

However, the right-wing recorded its poorest electoral performance since the return to democracy, obtaining only 37 seats in the Constitutional Convention and only 20% of the total votes. This fell far short of the numbers required to control the discussion within the Constitutional Convention (34%) and was much closer to the percentage received by the ‘Reject’ option in the plebiscite of October 2020 (21%).

Although the election of Convention delegates is unprecedented in the country, it is possible to compare these results with the parliamentary election in November 2017 as the D'Hondt method was used in both cases (except for the 17 seats reserved for indigenous peoples in the Constitutional Convention). On that occasion, the right-wing list won 72 seats, accumulating 38% of the vote. By contrast, in the ‘mega-election’ of May 2021, this coalition lost 35 seats and 18% of the vote, respectively.

Likewise, the political parties of the traditional centre-left were also severely defeated in the ‘mega-election’, especially in the election for the Constitutional Convention, in which the Lista del Apruebo obtained 25 seats and only 14% of the votes. In the parliamentary election in 2017, the centre-left parties gained 57 seats and 34% of the vote. Compared with the May 2021 election, they lost 32 seats and 20% of the vote. Here, the most dramatic fall was represented by thePartido Demócrata Cristiano, which went from having 14 seats in the Chamber of Deputies to only 2 in the Constitutional Convention. The results for thePartido Por la Democracia (from 8 to 3) and thePartido Radical (from 8 to 1) reflect a similar trend. The only centre-left party that was able to maintain its position was thePartido Socialista, which reached 15 seats in the Constitutional Convention, losing only 4 seats in comparison with the 2017 election .

On the other hand, the left-wing coalition called Apruebo Dignidad, which unites thePartido Comunista and theFrente Amplio, consolidated its political position as the second strongest group within the Constitutional Convention and overcame the centre-left. This list obtained 28 seats and 18% of the vote. At the same time, thePartido Comunista and theFrente Amplio achieved important victories in the municipal and regional elections. The most emblematic victory for the communists was in the Santiago municipality, where the candidate Irací Hassler, a 30-year-old feminist political economist, defeated the right-wing incumbent, Felipe Alessandri. ThePartido Comunista had never won this post before.

The big winners of the Constitutional Convention election were the independent candidates. This heterogeneous group gained 48 seats, in which 3 main lists led the votes: La Lista del Pueblo (27 seats and 16% of the vote),Independientes No Neutrales (11 seats and 7% of the votes) andSocial Movements and other independent lists (10 seats and 14% of the votes). Although independent from the political parties, they are mostly situated on the centre-left and the radical left. At the same time, most of this group have actively participated in the street protests that have emerged in Chile during the last decade from feminist, environmental, and local political movements, among others, and particularly from the ‘October explosion’. These independent candidates succeeded by feeding anti-establishment and reformist sentiments, on the one hand, and taking advantage of the approval of the independent lists by Congress, on the other.

A further notable aspect is the victory achieved by the candidates who competed for a place in the 17 seats reserved for 10 indigenous peoples. In total, they received 5% of the votes for the Constitutional Convention. Their inclusion will facilitate a discussion of some historical demands of these peoples within the Convention such as territorial autonomy and plurinationality.

Finally, it is important to mention that the gender parity reform has made it possible to elect a gender-balanced Constitutional Convention (77 women and 78 men) for the first time.

What next?

As in other historical and political contexts in which a crisis of hegemony becomes apparent, the collapse of the party system runs in parallel with a trend towards the fragmentation of political forces vying for positions of power. Proof of this is the distribution of power that the traditional and emerging political forces have assumed in the Constitutional Convention that will begin in Chile in a matter of weeks.

Although the left-wing and independent forces dominate the Convention, no single bloc alone has the 2/3 majority to impose its ideas and political programmes. Therefore, the transformative forces must make all possible efforts to reach mutual agreements in order to create a constitution that encourages people to participate and engage in political discussion, on the one hand, and moving on from the extreme neoliberalism reproduced in Chile, on the other. 

The first two challenges that will test the capacity of the transformative forces for agreement will be the elections for the posts of president and vice-president and the creation of standing rules for the functioning of the Constitutional Convention. The work of the Convention is expected to take 9-12 months. At that point, the Chilean people will be asked to ratify or reject the newly drafted constitution in a new plebiscite.

In parallel to the work of the Constitutional Convention, the political parties are already preparing for the next electoral battle for the presidency and Congress in November 2021. In fact, just three days after the ‘mega-election’, the political forces had to register their candidacies to participate in the presidential primaries that will be held on July 18. Only the right-wing and left-wing coalitions presented their candidates by the deadline, whereas the centre-left was unable to do so.

Currently, these two coalitions are best placed to win the presidency, which will be crucial in terms of obstructing or promoting the progress made by the Constitutional Convention. In fact, the left has not had a better chance of winning the presidency since the victory of Salvador Allende in 1970. Securing the presidency will depend on left-wing leaderships and the transformative forces within the Convention performing well in the coming months.

Image: "Plaza de la Dignidad" bypslachevsky is licensed underCC BY-NC-SA 2.0

References

Barlett, John 2021, ‘Chile emerges as global leader in Covid inoculations with “pragmatic strategy”’. The Guardian, February 28. Available at:https://www.theguardian.com/global-development/2021/feb/28/chile-covid-inoculations-vaccines-strategy

Cristi, Renato 2017. ‘The Genealogy of Jaime Guzmán’s Subsidiary State’ in Hayek: A Collaborative Biography. Archival Insights into the Evolution of Economics. Part IX: The Divine Right of the 'Free' Market, edited by Robert Leeson. London: Palgrave Macmillan.

Dardot, Pierre; Guéguen, Haud; Laval, Christian and Sauvêtre, Pierre 2021, Le choix de la guerre civil. Une autre historie du néolibéralisme. Quebec: Lux Éditeur.

Harvey, David 2005, Brief history of neoliberalism. Oxford: Oxford University Press.

INDH 2019, ‘Situación de los Derechos Humanos en Chile en el Contexto de la Crisis Social’, Instituto Nacional de Derechos Humanos. Available at:https://bibliotecadigital.indh.cl/handle/123456789/1701

Klein, Naomi 2007, The Shock Doctrine. The Rise of Disaster Capitalism. New York: The Penguin Press.

McDonald, Brent; Tovar, Miguel and De La Cruz, Armando 2019. ‘“It’s Mutilation”. The Police in Chile Are Blinding Protesters’. The New York Times, November 10. Available at:https://www.nytimes.com/video/world/americas/100000006795557/chile-protesters-shot-eye.html

Mander, Benedict and Statt, Michael 2021. ‘Chile’s lauded vaccine rollout fails to save it from Covid surge’. Financial Times, April 8. Available at:https://www.ft.com/content/89992bc9-051a-42b5-8be0-60edad4165cb

Mayol, Alberto and Cabrera, Andrés 2017, Frente Amplio en el momento cero. Santiago: Catalonia.

Taylor, Marcus 2006, From Pinochet to the ‘Third Way’: Neoliberalism and Social Transformation in Chile. London: Pluto Press.

- 2002, ‘Success for Whom? An Historical-Materialist Critique of Neoliberalism in Chile’. Historical Materialism,10.2: 45–75.

UNHR 2019, ´Report of the Mission to Chile. 30 October – 22 November 2019’. Office the High Commissioner, United Nations Human Rights. Available at:https://www.ohchr.org/Documents/Countries/CL/Report_Chile_2019_EN.pdf

Vargas, Roberto 2019, ‘La implosión de la ciudad neoliberal’, Pléyade, Número especial / Diciembre. Available at:https://www.revistapleyade.cl/la-implosion-de-la-ciudad-neoliberal/


 

  • 1. Director of Fundación Crea. PhD researcher in Sociology at Goldsmiths, University of London.
  • 2. The vote was held on 5 October 1988. The ‘No’ option (rejecting the proposed candidate, Augusto Pinochet) won 55 percent of the votes. The ‘Yes’ option received 44 percent.
  • 3. Here I am not seeking to offer a comprehensive interpretation of the historical causes that would explain the political event of October 2019. To explore the full complexity of this entire cycle, we would need to examine the structural changes deriving from the military coup d'état against the socialist government of Salvador Allende on 11 September 1973, and the subsequent paradigmatic transition from ‘the Chilean road to socialism’ to ‘the Chilean highway to neoliberalism’. Here, it will suffice to mention that over the last decade, the Chilean context ‘has reached maturity’ in at least four key ‘structural’ and ‘superstructural’ dimensions: the neoliberal model (economic), the constitutional order (juridical), the ‘bi-coalitional’ consensus (political), and social subjectivity (ideological).
  • 4. These events have also been characterised as ‘the implosion of the neoliberal city’. See Vargas 2019.
  • 5. For analyses of the Chilean neoliberal ‘experiment’, see: Taylor 2002; 2006, Harvey 2005, Klein 2007; Dardot, Guéguen, Laval and Sauvêtre 2021.
  • 6. The recent protests in Colombia, which emerged at the end of April 2021 and were directed against increased taxes and the health care reform proposed by the right-wing government of Iván Duque, are just another symptom of the contradictions that Latin American countries are experiencing, before and after the arrival of the pandemic.
  • 7. Two important reports that describe the human rights situation in the context of the crisis are UNHR 2019 and INDH 2019; see also the documentary video report focusing on people blinded by the police in McDonald, Tovar and De La Cruz 2019.
  • 8. Mayol and Cabrera 2017.
  • 9. The last mass political demonstration was held by the feminist movement on 8 March 2020, in the context of International Women's Day.
  • 10. Cristi 2017.
  • 11. The unemployment rate reached close to 20% in mid-2020 as a result of the economic fallout of the pandemic. A year later, a World Bank report would also indicate that 2.3 million middle-class people were on the verge of poverty.
  • 12. It is important to highlight that turnout in the election was only 51%, and that the participation rate would fall again (to 43%) in the mega-election of May 2021. Since the return to democracy in 1988, the rate of participation had steadily decreased, reaching a low of 34% in the municipal elections of 2016.
  • 13. Some studies have indicated that around 80% of the elderly population that receives a pension from this system earns less than the minimum wage, therefore a large number of these individuals are actually below the poverty line.
  • 14. To put it in other terms, social security savings are largely solving the economic difficulties of the middle and lower classes. Considering the entire cycle, it is interesting to speculate about what proportion of this withdrawal of money from the pension system was ultimately destined for banks as Chilean families used pension funds to repay loans and debts. The situation could be said to reflect the Žižekian interpretation of cynicism as a form of ideology at this juncture: all workers who have accumulated funds in their accounts (the author included) know perfectly well that withdrawals constitute dire public policy because they will directly impact their future pensions. Nevertheless, workers say: “I want my money, right now!” This popular demand has now passed all the institutional and political hurdles, confirming its social legitimacy.
  • 15. Barlett 2021.
  • 16. Mander and Stott 2021.

On Understanding Our Needy World through SF and Utopia/nism

An Epistemological Introduction

By Darko Suvin 

Why did the heathens tremble and the peoples imagine inanities?

  • Psalm 2

The catastrophe is that things just go on as before.

  • Walter Benjamin, Central Park

When no hope is left, one has to follow one’s principles.

  • Old miner in Brassed Off (dir. Mark Herman, 1996)

0. Categories

For a forthcoming book of mine dealing with science fiction (SF) and utopia/nism, I opted for an approach that I call political epistemology. It attempts to fuse a reflection on how we understand what we think we understand (which in humanities or arts one calls texts, whether musical, pictorial or verbal…) with an emancipatory political stance that leads to focussing on contradictions and splits in meaning and the body politic.

Looking at the essay-chapters of that book of mine (still seeking a publisher), Disputing the Deluge, I wondered what makes them part of the same argument, that is, how do the various parts and levels of a longer text feed back into and reinforce one other? Inevitably, through categories illuminating and, one hopes, largely justifying the whole. (Once and for all, I do not mean that categories must be explicitly presented as a system anywhere in such a text, though many texts that owe allegiance to scholarship or systematised knowledge may do so.) Categories are, up to a point and perhaps obliquely, always present in a text. But their being teased out and understood by a reader also ought to illuminate the main nodes of the text, making it richer and clearer. These nodes are mostly, as Jameson put it, ‘formal peculiarities of … narratives’,1 with all the rich thickness of artistic cognition, which then may, in a preface or conclusion (or indeed a loyal review), be thinned down to the ideational or notional skeleton indispensable for an overview. How does one pick the categories needed for understanding? They must not be too many – to my mind, using more than circa five main categories confuses the memory of reader and writer alike – and it would be economical if they reinforced one other. The rest is situational wisdom, what the Germans call Fingerspitzengefühl, an intuitive flair for the situation in the text (on the author’s side) and of the book (on the reader’s side).

I shall, here, concentrate on a few categories needed for understanding or cognition, which, in my case – since I explicitly claim that the ideal horizon and cases of SF and utopia/nism are cognitive – means that I wish to understand cognition or cognise understanding. I trust this can be done without falling into a vicious epistemic circle. However, it needs to remain an abbreviated overview for who’s fleshing out, I must regretfully often refer to other works of mine (based upon insights by many other people).

1. Knowledge, frames, structures of Feeling

1.1 What do I understand by ‘knowledge’ or ‘understanding’? And what is the function of us intellectuals as their bearers? Let us start from our dire class situation, where most of us live by our work, that is to say are objectively a part of the working people against whom a more and more stringent class war from above is being waged by our rulers, capitalists and their henchmen. Today, we live in a perverted ‘knowledge society’ where brainwashing images and words have polluted the very structure of our perception and experiencing. Useful knowledge and perniciously fake knowledge are closely intertwined, and any realistic understanding must include a detoxification and deprogramming of hegemonic understandings. Knowledge as use-value for living is being evicted by knowledge as exchange-value for profits, with its logical end in ‘smart bombs’ for mass killings, or ‘smart’ online work that may serve as a stopgap but finally increases alienation as against sociability. This is why I cannot see how a civil life can survive without first establishing a great deal about how we know what we believe we know. In other words, there is no way around focusing on some knots within our understanding, formalised as a political epistemology.

        I adopt the definition of epistemology as the theory of human knowledge, preoccupied with the latter’s possibilities and limits, with the analysis of propositional and metaphoric (and thus logical and affective) cognitive systems, and in particular with the critique of language and other sign systems as concrete consciousness.2 Epistemology speaks to ‘how do we know what we (think we) know’ not in terms of individualist psychology but of the collective conditions that make knowledge possible. It stages, on a theoretical level, an encounter of knowledge, art, science, and liberatory politics which started out together in practice, and, at its best, mediates between theory and a return to practice: who, and in whose interests, decides the meaning of terms and what they enable or disable?

            Now, any epistemic tool defines its object-types and its subject-wielders as something and to (for) something: it allows an access to the world of signifying and finally of significant potential actions. We must realise, as both Lenin and feminists did, that epistemology does not function without our asking the political question ‘In whose interest?’. Interests and values decisively shape all perception: it was Marx's great insight that no theory or method can be understood without the practice of social groups to which it corresponds. Thus, our answers can be found only in a feedback loop with potential action. As Vico argued, whatever we cannot intervene into, we cannot understand; it follows thatthe epistemological and the political intertwine.

            To advance in this lush jungle of opinions and prejudices, I need to begin with two foci: on categories and on structures of feeling. Categories first.

1.2 I see categories as frames. Understanding and action proceed by means of groupings into kinds of things: a pine is a tree, a plant, and so on. All seeing is seeing-as (Wittgenstein), in categories. The always-already existing frames are cultural mega-presuppositions, latent in all the resulting positions. How am I going to see or understandX without them? As a rule, there is a set of concentrically embedded frames that determine thisX. My operative frame is SF and/or the horizon of formulatingutopia. A given story is inside such a framing. Outside of it, it is not readable. You can register, but not read with understanding, an opening line likeThey landed in the light of the blue sun if you don’t know the presuppositions it carries. This line, if you’ve never read SF, makes no sense. But what does it mean when framed? Easy: we are in another solar system, and not in ours where the sun is yellow; and the inhabitants of the planet can be anything the author pleases, except that they are always analogies of our hopes and fears, utopian or anti-utopian. The opening feeds into what the theoreticians call a reading protocol for this kind of story. How do you understand it? By reading a lot of this stuff with interest! If you are a fan, you won’t wonder. But if you’re not? After five sentences like this, you’ll get lost because you don’t know which category – to begin with, which literary genre – you are in. Surrealist or nonsense poem, weird disturbance of sight, an experiment by malevolent Lovecraftian gods?

However, this operative frame can only come into being because it grows out of a matryoshka-style embedding into wider frames. The widest one, for our purposes, would be ‘human collective understanding/s of common reality’ and a middle one ‘imaginative literature’ or ‘fiction’. The widest one can be briefly summarised, freely following Lakoff and the Eleanor Rosch school, as ‘Thought is embodied, imaginative, and a gestalt’. First, human understanding begins with perception, bodily movement, and situated physical and social experience. Second, ‘those concepts which are not directly grounded in experience employ metaphor, metonymy, and mental imagery’. Third, the concepts (I would prefer to call thempropositions) are not atomistic but have an overall structure in dynamic feedback between particular and general imaginative structures. This view of understanding implies an axiomatic commitment to the existence of a common world, which necessarily places constraints on human imagination, as well as to the existence of a shared though constantly changing knowledge of that world.3 As Putnam provocatively put it, meaning is not in the mind – but in mind’s interaction with world.4

Thus, categories are our indispensable cognitive tool. Of course, when seeing X, different people will not only see it in slightly different ways and use slightly different categories to understand the seen, but there can be outright illusions, frauds, and mass hysterias (example: UFO sightings in USA; or today, Trumpism and other forms of fascism 2.0 as bearers of mass salvation). Furthermore, some categories are graded and with fuzzy boundaries (example: a tall person) and others may have clear boundaries (example: bird) but also a graded spread, so that some members are better or worse examples of the category.5 But this model of seeing is linguistically unavoidable, in good part automatic and unconscious, and ideologically fortified as the norm.6 True, categorising can be, like almost everything, abused for purposes of pedantry and/or dogmatism. However, it is potentially a deeply philosophical cognitive pursuit: it determines the Possible World of a text.

1.3 Yet one more tool is needed to explain deep ideological and epistemological oppositions between large human groups when it comes to categorising: class interests and their divergence. A crass example is under all our eyes: in a pandemic such as the current Covid-19 one, a very large majority of people wants their superordinated community (here the state) to take as an absolute priority their survival; a small minority, as a rule, less than 5%, takes as an absolute priority their profits – and using national chauvinism and other demagogic illusions, they can enlist maybe 30% of people to follow them, as Hitler and Trump did. The reigningdoxa or common sense can be built up into huge and apparently seamless systems of fake categories, of which the most important in late capitalism is the social Darwinism coursing from Rockefeller Sr. to Trump.7 A wonderful example is the brief 1984 kerfuffle in the US press that Lakoff reports,8 based on the report by Robert Half Inc. – described in Google as the world’s biggest accounting firm, with a revenue of 6 billion US$ in 2019 – that US office employees steal on average 4 hours 22 minutes per week from their employers by malingering. When you compare this with Marx’s labour theory of value, by which almostall profits from capital originally come from appropriating a major part of the workers’ labour-power (that is, unpaid working hours in comparison to what they actually produce), the divergent class interests become quite clear. The categories collide.

        The richest way to understand them is to use Williams’s ‘structures of feeling’ or structures of experience, as I have often attempted in my work.9 According to this theory, all artistic works – and more fuzzily, one could infer, all our systems of understanding – embody an overriding epistemological framework that rests on a ‘structure of feeling’ or of experience, differentiated by period, generation, and in cases of acute social tension by class groupings, making for hegemonic, nostalgic, and oppositional horizons as well as for different ‘semantic figures’, that is, forms and conventions.10

2. On the collective understanding of shaping words

Let me, therefore, advance from the outermost frame of any collective understandings of common reality as just argued – always bearing in mind there can be competing collectives – and restrict political epistemology here to the already daunting domain of understanding or cognition in words (language).If Disputing the Deluge, in seeking out what we need for collective and personal salvation, arrived finally at the need of a fusion between an organised plebeian political upsurge and depth utopian energies, it would seem useful to propose here some initial, necessarily laconic theses ona method for radical utopian cognition. They are an amendable initial view and stance. They re-produce – that is, both repeat and advance from – some of my writings of the last quarter century.

It follows from my brief discussion of Williams that cognition is not only open-ended but also codetermined by the social subject and societal interests looking for it: its horizons are multiple. Not only is this legitimate, it is unavoidable and all-pervasive. The object of any praxis can only be ‘seen as’ that particular kind of object from a subject-driven standpoint and bearing that is personal but also collective. If you want to be Master of your Company, you have to treat profit-making concepts as raw material on the same footing as profit-making labourers and iron ore. Bourgeois civilisation’s main way of coping with the unknown is aberrant, Nietzsche once argued, because it transmutes nature into concepts with the aim of mastering it: that is, it turns nature only into concepts and furthermore makes a more or less closed system out of those concepts. It is not that the means get out of hand but that the mastery – the wrong end – requires appositely wrong means. The problem lies not in the Sorcerer’s Apprentice but in the Master Wizard.

2.1.Premise

In both our presuppositions and our positions, a double cognitive movement is necessary: destruction (deconstruction) of old ways of thinking, focussing on useless interpretation of key terms; construction of dialectically flexible, usable meanings for such terms, having a constant denotative core along with a pulsating (expanding and shrinking) periphery of connotations. The rhythm and direction of the pulsations is historically contingent and situational, it too is subject to phronesis (practical wisdom) rather thantheoria.

        Our tools as essayists are, no doubt, notional; they are regulative ideas. However, I shall argue in 2.2 below that, in all richer cases, they rest on ametaphor (in the widest sense of a trope). They are all initially located in the imagination, but ‘imagination becomes reality when it enters the belief of masses’ (Marx, slightly tweaked).

              All understanding carries its own delight, of a piece with its end to make life easier and more pleasant. Cognition – artistic, scientific or any other – is a joy and pleasure, it fuses logic and emotions. It is always an imaginative synergy between Pascal’s ésprit géometrique, the intuitive ésprit de finesse, and last not least (in what today seems a somewhat archaic metaphor), the ésprit du coeur or emotional wisdom. If emotions are tools for understanding the world,11 they can be right or wrong, clear or muddied, just like any propositional or notional system: another highly important but usable and misusable tool or faculty.

A first axiom: the survival of Homo sapiens sapiens has precedence over the profit principle.

2.2. Cognitive acts in words

First, cognitive acts in words (often called ‘discourse’ in French theory) are not closed or walled off – simply a combination of discrete linguistic units – but rely on an interplay of identification (what is presented as being in singular: Peter, this table, the fall of Rome) andpredication (a quality, a class of things or a type of relation) in any sentence or proposition: who or what relates how toX. Was the fall of Rome to supposed barbarians, which we take to have ended the slave-owning system, a terrible crash or a refreshing renewal, a palingenesis? For whom was it either or both?

               Second, when dealing with sentences, Frege’s Sinn und Bedeutung12 are best translated as sense and meaning, avoiding the huge minefield of competing uses of “reference”: sense operates  through relationships within the sentence language correlating the identification function and the predicative function, while meaning refers to the Possible World of the text, where ‘language is directed beyond itself’.13A text’s propositions and metaphors always arise ingiven situations, and Sartre would add within our freedom to understand situations,14within an imagined community; in all poetry or narration they imply, shape, and in turn presuppose a Possible World on the analogy of what we imagine is ‘our world’, and only within it do they have a meaning

        Third, cognitive acts in words are sometimes seen as divided into two distinct sub-ensembles: propositional and metaphoric. But this seems to me outdated semantics, based on linguistics à la Benveniste, for meaning encompasses very much also all connotations, implications, affects, echoes, and analogies of the so-called propositional content. There isno ‘said as such’15 – unless, perhaps, for specific narrow purposes, as in much specialised philosophy. Conversely, every true metaphor is a dialectical contradiction: in each metaphor kinship appears where ordinary vision or ruling common sense sees none, in what stricter philosophers like to dub a ‘category mistake’.16 This ought to induce us to use categories prudently.

        Between the beginning and the end of any unit of cognition-in-words the reader may understand something, in the best cases a novum – a new event or existent – by induction from experience. His take on the world in which he acts or is being acted upon is modified by the experience of other possibilities, of Possible Worlds.

        A second axiom: human nature abhors meaninglessness.

2.3. On dialectical totalities

Pre-industrial totality was ideally stable; it could accommodate slight or at any rate non-structural, changes in the fashion of Tomasi di Lampedusa’s slogan in TheLeopard (Il Gattopardo): ‘everything changes [in politics] in order to remain the same [in economics]’. Such totality was then perverted by Gentile and Mussolini into the ideology of ‘totalitarianism’, meaning total organisation of society by the state from above, fusing the politics and economics; Nazism brought this to perfection, while Stalinism largely came to follow a kindred idea, equally bloody if more productive in technologically backward societies. Both were centrally aspiring to a kind of divine perfection, perhaps relevant to times before the Industrial revolution and its new normality of disconcerting change within one lifetime, beginning with the Napoleonic wars: not to speak about the following revolutions in technology and cognition, in perfectly evil feedback with bigger wars. Shocked by all these politics, Arendt and the liberaldoxa of postmodernism not only rightly refused them but also threw the baby out with the bathwater, logically ending in ‘weak thought’ (pensiero debole).

        It is much more economical to wash and grow the baby: that is, to retain the concept of strategic, flexible, and imperfect totalities.17 ‘Strategic’ means shaped by deep and cognitively argued macro-situational necessities; ‘flexible’ means changeable in extension and intension; ‘imperfect’ means not only unfinished but, in principle, unfinishable dualities and multiplicities. No image or notion is graspable except as such a (provisional!) historical totality. Thomas More’s great insight, philosophical and literary, was to formalise such a totality in his Book 2 of Utopia as a happy and virtuous country and counter-universe organised in politico-economical categories, not simply a moral fable about a piecemeal problem as were his Polylerites, Achorii, and Macarenses in Book 1,18 estranged into abstract generality rather than into sociopolitical analytics.

        ‘Total’, in this discussion, does not mean all-exhaustive, nor that everything is to be planned from above and violently enforced, as Cold War propaganda insinuated. Many major SF and utopian writings are open-ended totalities. Indeed, every poem, story or book is an invitation to the readers’ cognitive participation and re-membering. Any totality has inbuilt contradictions which make for changes, glacially slow or explosively sudden. The art of planning, of being ready for the unforeseeable future, is to find the dominant contradiction.19

A third axiom: strategic, flexible, and imperfect totalities are the only thinkable cognitive acts.

3. Some transitive foci of utopia/nism: around anti-utopia

From a number of categories under which the cognitive investigations of SF and utopia/nism can be grouped, I can here dwell only on freedom vs. destiny, some further aspects of anti-utopia, and our salvational choice: violence vs. care. The first of these three foci leads into some further delving into anti-utopia and the third follows logically as its upshot.

3.1. Freedom and destiny: the arbiter actant

As Marx clarifies in Capital,Volume 3, in the sphere of material production – which is under the sway of necessity – ‘[freedom] can consist only in … the associated producers govern[ing] the human metabolism with nature in a rational way. … The true realm of freedom, the development of human powers as an end in itself, begins beyond it. … The reduction of the working day [in material production] is the basic prerequisite’.20 I speak of freedom in our unhappy epoch where millennial class society is breaking down yet redoubles its tenacious hold in its death throes (to which I shall return under the rubric of repressive intolerance), while the truly free society of the associated producers cannot yet be born. In this most dangerous interregnum of ours, the arts and imagination in general register deeply and durably both the disalienated horizons and the fullness of human alienations. As an extraordinary passage by Simmel has it: ‘the intellect is egalitarian and as it were communist’, for its contents are both generally communicable and, if correct, generally shareable ‘by every  sufficiently educated mind (Geist) … and the potential infinity of disseminating theoretical imaginations has no influence on their meaning, [so that] they exclude private property’.21 Simmel is  probably echoing, with more prudence in more complexly alienated times, Plato’s equally astounding proposition in Meno that any slave is capable of understanding geometry.22 Centrally, disseminated fiction’s contract with the reader is ‘not just egalitarian … [but constitutive of] the story-teller’s art itself. The moral of the very act of fabulation was the equality of the intelligence’.23 Such astriving for freedom through understanding, assumed from Aristotle to Rousseau as a natural human right though often unnaturally suppressed,is here discussed within ‘word art’, literature in the widest sense of all oral and written instances, and taking as its pars pro toto narrative agents, with a focus on theactant as arbiter.

Among the structurally necessary functions of narrative agents, as pioneered by Vladimir Propp and Claude Lévi-Strauss and worked out in many variations from Étienne Souriau to Yuri Lotman, the most important for the narrative horizon and the outcome of events is the actant as Mandator or Arbiter. Usually called Destiny, as the Greek ananke it was a religious (mythical) notion fusing violent power with transcendent necessity, best codified at the outset in the Oedipus myth and plays. But historically hegemonic necessity may change, as already foreshadowed by Sophocles’s Antigone, nostalgically loyal to the old values, and in overtly subversive fashion by Aeschylus’s Prometheus, for the moment – a long historical age of class society – bound. Thus, the opposition of freedom and destiny can be used as one key to the interplay of the posited intra-textual and the presupposed extratextual elements of narration.24 This interplay varies according to the writers’ and readers’ structures of experience and feeling about force relationships in history. In what I call metaphysical genres like horror or heroic fantasy – and ever more so in myth – Destiny is sovereign; in early bourgeois ‘realism’ and SF it is not – characters and its actions, successful or failed, are decisive. This means that the SF plot is typically open or ‘epic’, where the plot of metaphysical genres is typically closed or ‘mythic’.25

            In the Middle Ages, Destiny was subsumed under the equally capricious and numinous monotheistic God.26 But the corrosive hegemony of bourgeois individualism downgraded Destiny and annexed it to the – more or less typical – individual conflict of the Protagonist’s vs. the Antagonist’s wills and forces. This was, in a way, a huge liberation from under an idealised Mycenean (later feudal) Lord (anax, Dominus). Such a liberation was foreshadowed in the best Athenian rebels: from the quite explicit and programmaticalPrometheus Bound to the less monolithic but still exemplaryBacchae. But this latter play already prefigures the downfall of the free aspect of the polis, overwhelmed by the slave-owning empires, whose defeat finally bred Christianity as a realtertium datur: slavery, oppression, and misery on Earth, freedom, equality, and bliss in the heavens. This illusory compromise collapsed with the dominance of merchant capitalism. Modern SF after Verne and Wells, at its best, shared the liberatory aspect of bourgeois realism – nothing is foreordained, it all depends on the situation and the actions within it, mainly by our Protagonist: Ursula Le Guin’s Shevek, or Philip K. Dick’s Hoppy, or the Strugatsky brothers’ explorer hero with many names. At any rate, from the nineteenth century on, the ideological master code of industrial society became History as Destiny and Power, I found in a depth in investigation of SF in the United Kingdom between 1848 and 1885.27 True, an open ending does not, again realistically, lead to necessary success: within the spread of SF horizons between eutopian and dystopian, it may well lead to utter defeat. But the defeat is as a rule causally explicable and contingent rather than destined: it can be undone by other actions and/or other situations, in the same Possible World or other ones.

            What happens to Destiny in these last three or four decades of boundless financialised imperialism, under the new hegemon of existential anti-utopia (registered early on by some of us, most prominently by Jameson)? It is omnipresent and inescapable as its grimmest ancestors were, from Zeus and Yahweh on, it punishes by death and torture as they did, but it has also grown actantially invisible – a hidden yet powerful God, not posed or explicit but presupposed and structurally necessary in order to make readable sense of the stories. In what one should concede is a masterpiece of monolithically successful inculcation by massified means, anti-utopia instils its theology tacitly. It is the system of feral social Darwinism where the strong man fights and the weak man dies, the allegorical ‘Man’ standing both for machismo and for entire human groups and classes.28 As usual, the Nazis’ ‘racial’ theory, flying in the face of the fact that there are no races within the speciesHomo sapiens sapiens, carried this system to its ultimate and clearest extreme; however, in their situation of incomplete hegemony the Arbiter had to be biologised and enforced by both open and hidden mass murder. It is much more economical for globalised capitalism to enforce it by misery plus tacit assumptions that cannot even be noticed by the mass reader or TV consumer, though ongoing structural violence causes tens of millions of premature deaths, while tens of thousands of outright murders whenever rebellion rises are an indispensable complement.

This, as it were, Destiny degrades power struggles between people into total inhumanity, well emblematised in the SF militarists’ predilection for ‘Bugs’ or Bug-Eyed Monsters, that have to be squashed as rats or bacteria (pardon me, viruses) – see Heinlein at his most virulent in Starship Troopers and the movie adaptation by Paul Verhoeven. The old adage ‘hate the sin not the sinner’ is swept into oblivion, physical repression by hunger, untreated pandemics or the bullet is getting to be the order of the day. Going Marcuse one better after the demise of the welfare state, we have to update his 1960s concept of repressive tolerance intorepressive intolerance, sometimes masquerading as repressive quasi-semi-demi-tolerance. If God and communism are dead, everything is allowed, we do not really need all those silly parliamentary masks anyway, Twitter and violence suffice (personifications: Trump, Bolsonaro, and the mini-dictators in size but not cruelty from the East European bosses Orbán and Kaczyński to general el-Sisi and the hereditary Kim).

3.2. Anti-utopia as norm: closed horizon and infiltrating form

US SF, as a whole, was, for four decades, from the New Deal on, sociologically based on an ascending middle class that began rapidly falling behind, falling down in power and confidence, and falling apart; and in particular, on the intellectuals (the apprentice ones from roughly 13 to 25 years, and the adult ones after that age). The closing of the Golden Age of SF and its implied utopianism can be precisely dated to ca. 1974,29 the end of the anti-war and Black protests in the USA and the beginning of an initially slow but soon strengthening Right-wing offensive. US SF was always ideologically ‘two-souled’, and it was further hollowed out both by the Zeitgeist and by a well-funded turn to militarist fiction.30 True, feminist utopias held on significantly longer and were in the 1980s joined by the best cyberpunk, since both had important and active constituencies – US and European feminists, as well as the new media and internet intellectuals of the globalising North. But these two important dissident movements proved too isolated for a successful counter-offensive, especially since SF was getting downgraded into a poor relative of Tolkien, Conan, and horror fantasy.31 This made for a social-Darwinist reduction of history to a point-like eternity where only quantities matter and fashions change, squarely aimed at expunging the indelible ‘amphibiousness’ of a utopia that participates in the present and in the (possible) future.32

            Intellectuals are two-souled, oscillating between the rulers and the ruled, the exploiters and the exploited; this can be registered in US SF, as I’ve discussed elsewhere.33 I saw the opposed poles as being a destructive soul focussed on adolescent fears, technological fixes, violence and war – exactly like today’s Trumpists – and a cognitive soul focussed on salvation, where truth shall make you free (if you recognise and practice it). In other words, the intellectual’s need for freedom and control over one’s own product, in order simply to ply his or her trade, may be oriented either toward a liberatory hybrid between citoyen and comrade, or toward dreams of a new ruling class in their own image. The latter can be well seen in their grasping for alternative yet quite hierarchical power systems, pioneered by the ambiguous Francis Bacon and the more resolutely closed Tommaso Campanella, where the adumbrated worlds are either a rigid lay monastery or a rigid research science set-up.34 Utopias by intellectuals (are there any other ones?) also demonstrate a taste for closing systems, as Roland Barthes found, or more precisely an anti-cognitive ideological aspect, fortunately, in the best cases, recessive rather than dominant.35 All these were easily squelched by commercial capitalism and absolutism, well shown by More’s fate as an epochally significant but failed political heresiarch; and his ‘first new image of the role of the intellectual’ since Augustine of Hippo, the glimpse of humanists as a new ruling class, was definitively downgraded by the industrial grande bourgeoisie36 which created the prevailing image of utopia as synonym of the impossible and ridiculous.

            Enter, at the turn of our twenty-first century, anti-utopia, a subject so new and so important that it will bear revisiting. My thesis is that anti-utopia as horizon and form is a major novelty, related to the fact that its original bearers are not only and not primarily professional intellectuals but professional politicians, the state apparatus of violence and its embedded think-tanks. Anti-utopia is the latest crown for the ruling classes’ repressive tradition, evolving in my generation from welfare-state pseudo-tolerance into intolerance. Intolerant repression was always the material truth of violent power. Lately, it ranges from refusal of money and careers for deviant thinkers, proclaimed unthinkably confused and/or dogmatic (!), to incarceration (probably the case for a great majority of officially assumed ‘terrorists’, if we are to judge from the US criminal justice as applied to the poor, beginning with the visible ‘others’ of women, Blacks, and immigrants). It ends with assassinations, so frequently instanced in US politics by the Kennedys, the leadership of the Black Panthers’, Martin Luther King, Malcolm X, and many humbler people under the media radar. Anti-utopia is the horizon that holds that all central power and ideological pillars are untouchable, like Yahweh: I am that I am; but it is also the vector of intolerant repression in order to eternalise the ruling system as the best possible one. The ruthless saturation of imaginary space in an eternal present makes anti-utopia’s grip very powerful indeed.

            A revealing light is thrown on the genesis and form of anti-utopia, and on its rise to the age’s doxa or common sense crowding out Destiny, by the new political ontology of the US ruling class – and to a degree all rulers of its allied and even enemy states – after 9/11. In this oligarchic ontology, imagination directly issues into factual states. Whether the US federal government really feared a worldwide ‘Islamist’ insurrection or simply used this as a godsent opportunity to invoke ‘Homeland security’, creating in 2002 the titanic eponymous department, what it also excogitated and engaged upon was the evilnovum of ‘a parallel ... extra-legal universe’.37This was an alternative, largely secret and hidden world obeying new procedures of violent power and creating new spaces for it: on the one hand ‘extraterritorial rendition networks, prison archipelagos, and secret “black site” facilities’, on the other, ‘indefinite detentions, military tribunals, and executive circumventions of national and international law’ permitting planned kidnappings and killings of anybody the central security agencies deemed important enough.38 This parallel world in the interstices of our everyday one ruthlessly jettisoned not only basic principles of international law but the whole of lay theory and practice of humanist-cum-liberal history and culture; that is, it jettisoned the revolutionary citoyen values in favour of a blend of slave-owning empires, colonial subjugation, the Holy Inquisition, and strictest World-War-type secrecy and disinformation. It is the best empirical approximation to Lovecraft’s vague but malignantly powerful Dark Gods.

            Two factors seem to me central here: first, the establishment of what Elaine Scarry calls an alternative universe with different permissibilities – ‘different bases for fact, standards of proof, evidentiary parameters, rights, procedures, penalties, guarantees, and expectations’.39 It fits well the urge of rulers in late capitalism for the state of exception or a de facto martial law, applicable at will and in piecemeal fashion. This was theorised most clearly by the Nazi legal theorist Carl Schmitt, undergoing a revival at those times, and observed also by Judith Butler within a critical Agambenian frame. However, Butler goes one important step further, noting that it is ‘a paralegal universe that goes by the name of law’.40 For the second defining factor of the existential anti-utopia systematically developed from within the nuclei of our ruling classes – and zealously followed by (sad to say) very many intellectuals right down to a tacitly new understanding of dystopia as cynically inevitable – is that this new universe is not openly affirmed, as in its four historical predecessors identified above and their culmination in Nazism; on the contrary, it propositionally and axiologically splits off from the official universe, still ruled by publicly accessible contracts and remaining in force for the docile masses of the ruled (in the more affluent North, at least) insofar as they remain exploitable or otherwise usable. The secret world works by covertly yet systematicallyinfiltrating the overt one, in which it is revealed first by macro-events that cannot be denied (but can be misnamed), such as the mass bombings from Afghanistan and Serbia to Syria or Libya, and then by the occasional courageous whistle-blower, who is made to pay dearly: from Frank Snepp (CIA, 1977) and Mordechai Vanunu (Israeli nuclear weapons, 1986) to John Kiriakou (CIA 2007), Chelsea Manning (US Army, 2010), Edward Snowden (NSA, 2013) and so on.41 Were there space, I would undertake to show that existential anti-utopia is the left hand of darkness, whose right hand is the incessant murderous warfare of late capitalism which has never stopped from 1914 on. It is indeed warfare that in our Capitalocene first clearly grew into the substitute for liberatory politics and the unacknowledged economical pillar of the system.42

            I concluded, in my ‘What Existential Anti-Utopia Means for Us’,43that anti-utopia was a targeted and embattled ideologico-political use of a closed horizon to render unthinkable both the eutopia of a better possible world and dystopia as an awful warning about the tendencies in the writer’s and readers’ present. Anti-utopia stifles not only the right to dissent but primarily the desire for radical novelty – in brief, it dismantles any possibility of plebeian democracy. This was a world-historical novum by which the ideologico-political development of capitalism, that had all along produced fakenovums galore, morphed by the beginning of twenty-first century into this encompassing monster – existential anti-utopia as a super-weapon. One of its pillars was the Cold War misuse of 1984, whose ambiguities, weaknesses, and plain errors44 allowed its use for proving that any alternative to capitalism would be even worse. I think Orwell himself would be horrified by the horizon of a world where all people and human possibilities existed only as adjunct exploitable labour for profit or as mercenary servants.

3.3 Violence vs. care: an ending in creation

I could think of several worthy ways in which to end an article on these concerns, but one stark dichotomy seems most useful: the one between Violence and Care in relationships between people, including their metabolism with nature.45 On the side of Violence is Class Power and Embedded Science, on the side of Care is Liberating Knowledge.46 Violence, as part of the semantic cluster of ‘power in operation’,47 is one keyword of any political epistemology. I have discussed it at some length,48 concluding that power (Macht) is inherent in any interhuman situation or politics, whereas violence (Gewalt) is predicated on the manifold tensions between and inside groups or classes of dominators and dominated. I defined as violence psychophysicallesion of people, usually with irreversible traces, deviating from the hegemonic British sense of ‘opposition to legal power’.49 Economic harm to commodities or other property may well be destructive and punishable, but it constitutes violence only if it leads to wounds, hunger, or similar. Capitalism can only exist by means of a ceaseless and pitiless ‘primordial accumulation’ violently ruining the lives of entire subordinate classes, as exemplarily posited in Marx’s pages on sixteenth-century England and re-actualised byRosa Luxemburg even before the World Wars and other globalisations. The permanent violence needed for the accumulation of capital was consubstantial with militarism. Much the largest amount of violence is to be found in ripe capitalism due to high-technology wars which have in the twentieth century caused at least110 million deaths;50 I would include within the ambit of violence severe psychic lesions, from prolonged stress to terror, which victimises hundreds of millions. While all violence is contemptible, it can be divided into individual, group, and state violence against people, and, as a rule, state violence towers above the group one by a factor of circa 2,000 to 1. Mutually reinforcing causal factors of violence are state violence, omnipresent everyday alienation in work conditions and its repercussions on all human relationships, as well as other forms of ‘structural’ or ‘systemic violence’ – such as extreme poverty leading to death by hunger and/or avoidable diseases, at present threatening more than three billion people.

Are there situations when violence is justified, and if yes, for what ends and in which measure?

First, not all violence, whatever its excuse may be, is permissible: for example, killing civilians in declared or undeclared wars, or any torturing. All violence testifies to a profound sickness of the system and persons generating and using it. Nonetheless, self-defence is recognised by most historical systems. If it aims to counteract and minimise societal violence as a whole and to diminish its causes, this may justify counter-violence. I have come to the conclusion – as finally did Thoreau, Martin Luther King Jr., and even, it seems, Gandhi – thatcounter-violence is not so hurtful as the want of it. When individual and communal human rights are routinely violated, oppressed people can and should react, first by using their power of disbelief, in order to recognise the disinformation and cultural lies used to keep them in their place, and then by coming together in collective action. For,central to and constitutive of violence is a denial of personal psychophysical integrity and therefore of freedom as a basic human need and right. It amounts to an overt or covert racism that classifies certain types of people as not Us but Them, so that inhumanity in their regard can be masked, denied, and induced as normal. In particular, counter-violence is inescapable in situations involving armed repression by the police, military or private mercenaries. A strict differentiation between justifiable and unjustifiable violence then becomes mandatory; it necessarily centres on state-militarised repression but should also include reactive groups and individuals internalising the institutionalised violence. Even when forced counter-violence is permissible, it is fraught with long-range dangers, so that keeping it to the necessary minimum must remain a permanent objective.

The central argument has been most memorably formulated in the final two articles of the Jacobin Declaration of the Rights of Man and Citizen of 1793: 

Article 34: The societal body is oppressed when any of its members is oppressed. All members are oppressed when the societal body is oppressed.

Article 35: When government violates the rights of the people, insurrection is the most sacred right and the most indispensable duty of the people and of any part of the people.

In conclusion, I would go further and claim that violence and creation (poiein), are the two opposed poles of power. All creation, the domain of de-alienation, relates to people and values. It does so directly ascare, and indirectly asunderstanding about situations and the causes of events. Taking a cue from Ricoeur’s note that human beings are “designated as a power to exist”,51 I would tabularise the following alternatives:

VARIETIES OF THE POWER TO EXIST

 

UNDERSTANDING/SEEING