White Energy Workers of the North, Unite? A Review of Huber’s Climate Change as Class War

by Michael Levien

Matthew Huber, (2022) Climate Change as Class War: Building Socialism on a Warming Planet, London: Verso.

Mathew Huber (2022) Climate Change as Class War

The year-long American saga that culminated in the Inflation Reduction Act (IRA) underscored the difference between two ways of mitigating climate change at the national level. The first is elite climate policy in which wonks and technocrats come up with the smartest policies to incentivise private capital to invest in the right technologies. This is, ultimately, what we got with the IRA, which has been accurately characterised as the triumph of ‘green industrial policy’.1 The second is popular climate politics which seeks to build a broad political coalition for decarbonisation by tying it to social programmes that directly improve people’s lives. This is the idea behind the Green New Deal, which to a surprising extent made its way into the initial Build Back Better bill before Joe Manchin got his hands on it. Matthew Huber’s book Climate Change as Class War provides a powerful critique of the first while advancing a labour-centred version of the second.

Huber lands many good punches against what he calls professional-class climate politics. Building on the Ehrenreichs’ concept of the professional managerial class (PMC),2 Huber argues that PMC climate politics characteristically over-emphasises that class’ stock-in-trade: education and credentials. In their hands, climate politics thus becomes a matter of knowledge (communicating the science) more than one of power (tackling the class power of the fossil-fuel industry). PMC policy technocrats further internalise neoliberal logic with their obsession with pricing carbon – a policy that ultimately balances the carbon budget on the backs of working-class consumers. In its more radical manifestations, PMC environmentalism – degrowth being the main target here – espouses an ascetic ‘politics of less’ that has no resonance with working-class people who already do not have enough. This type of environmental politics, Huber argues, explains why the right has been able to mobilise the working class against the environment.

By way of alternative, Huber advances a theory of working-class climate politics which he dubs ‘proletarian ecology’. The starting point, developed over Chapters 1 and 2, is to recognise that industrial fossil capital is responsible for the vast majority of emissions. As Huber sketches with discussions of the cement and fertiliser industries – for the latter, Huber draws on some interviews with managers of a fertiliser plant in Louisiana – their carbon intensity is not a matter of greed but of the structural imperative to produce surplus value, and therefore will not be halted (as opposed to greenwashed) by any amount of shaming. Thus, ‘Climate change requires an antagonistic approach towardsowners of capital in the “hidden abode” of production’ (p. 106). The problem is that ‘the climate movement today – made up of professional class activists and the most marginalized victims of climate change – is too narrowly constructed to constitute a real threat to the power of industrial capital’ (p. 69).

This brings us to the bold and controversial claim of Climate Change as Class War: it is the working class (and organised labour in particular) that must be the main agent of radical climate politics, not the diverse coalitions of ‘marginalised groups’ – which includes Indigenous movements against pipelines and Black-led environmental justice organisations – who are currently the vanguard of the climate justice movement. What Huber calls ‘livelihood environmentalism’ only sees the working class as having environmental interests when their communities’ land, water or health are directly threatened (p. 195). Huber’s theory of proletarian ecology, by contrast, proceeds from the broader recognition that ‘a defining feature of working-class life under capitalism is profound alienation from the ecological conditions of life itself’ (p. 188). Thus ‘a working-class interest in ecology will emerge not from the experience of environmental threats, but from a profoundseparation from nature and the means of subsistence’ (pp. 181–2). Rather than defending bodies or landscapes, it will focus on the working class’s material interest in decommodifying the means of subsistence (p. 196).

Thus far, Huber appears to have merely redefined the means of subsistence as ecological to establish that there is a working-class interest in ecology. But how could the material interests of the working class concretely lead from class consciousness to climate consciousness? Huber admits that it is not obvious, but that it must come from linking ‘direct material improvements in people’s lives to climate action’ (p. 198). It would ultimately be up to political organisations ‘to name those improvements as measures taken to address the climate crisis’ (p. 198). It must be said that this ‘political education’ is left unelaborated. It is also in tension with Huber’s insistence throughout the book that direct material class interests will drive climate politics. It suggests, instead, the far more convincing argument that a left climate movement necessarily involves what Stuart Hall would call the articulation of climate and class (not to mention other types of struggle, to be discussed shortly). This is the messy work of politics, which is certainly conditioned and constrained by class structures, but cannot be read directly from them.

Huber advances two distinct strategies that he never harmonises. Chapter 5 elaborates the case for a Green New Deal, which follows quite directly from the case made thus far. The basic idea is that ‘positive and easy-to-understand material gains are the only path to mass, popular support for climate action’ (p. 199). In contrast to the politics of less, this agenda providesmore to the working class, whether through broad measures like universal healthcare or programmes that clearly combine climate and redistributive goals – such as free public transport or weatherising homes to reduce electricity bills. This ‘politics of life’ focuses, in Marxian terms, on social reproduction (p. 194). Because it requires the state to make the needed investments in social reproduction and green energy while also euthanising the fossil-fuel industry, it must necessarily involve an electoral strategy. Yet the lesson Huber draws from the failure of the Sanders campaign is that to achieve a Green New Deal, like the original New Deal, we need strong organised working-class power.

This leads Huber to conclude that unionised energy workers must be the key agents of climate politics. While the Just Transition discourse posits an alliance of workers and ‘frontline communities’ affected by fossil-fuel industries and climate change, it treats both as victims rather than as sources of power (p. 226). The environmental justice movement, Huber argues, has not succeeded in transforming the geography of environmental harm and does not have a theory of how to build a powerful coalition (p. 207). Indigenous-led direct protests against fossil-fuel infrastructure (for example, the DAPL, Keystone XL and Line 3 struggles) may sometimes stop a new project, ‘but fail to put much of a dent in the mass fossil fuel complex at the center of the reproduction of capitalism’ (p. 231). Student strikes and youth activism also have no leverage. Only the working class organised at the point of production has the disruptive capacity to make real gains: therefore, we need labour strikes, not school strikes.

Given the overall weakness of the American labour movement and the short timeframe we have to work with, Huber proposes that we concentrate efforts in one sector: electrical utilities. This sector is obviously central to the needed energy transition and has several benefits: it is highly unionised for the United States (24%), highly regulated, and strategically crucial to the functioning of capitalism. Huber’s vision is that organised electric-utility workers can use their leverage to force a transition to public power, democratising and socialising utilities, and from there push for a renewable energy transition. Huber cheekily calls this strategy ‘socialism in one sector’. While he recognises that energy workers’ unions in the US are currently far from radical, he spends the better part of his last chapter demonstrating that there once were militant electrical unions and that there still are in other parts of the world. Strangely, however, Huber ends the book without elaborating the connection between the politics of social reproduction advanced in Chapter 5 and the politics at the point of production emphasised in the remainder of the book. The first suggests a broad and indeed multi-class – effectively left-populist – coalition that would have an interest in things like free healthcare and lower electricity bills; the second a narrow workerism. Huber never resolves this ambiguity though ultimately leaves his eggs in the second basket.

The first strength of Huber’s book is its critique of elite environmentalism, which is largely convincing with the caveat that he is arguing against a strawman version of degrowth. While Huber appears correct about the dim political prospects for this position in the United States (and much of the world), I would still point out that he misconstrues degrowthers as advocating green austerity when its most sophisticated advocates are at pains to emphasise the centrality to their political programme of redistribution (withinand between countries) to raise the living standard of the majority.3 There is also the problem, as Geoff Mann observes,4 that there is also no evidence for the alternative assumed by Huber: that something like a green (socialist) modernisation can ultimately resolve the climate crisis by decoupling growth and carbon emissions.5 I am convinced by Huber’s argument – a second strength of the book – that a Green New Deal (or something like it) is the most likely-to-win left alternative to elite climate policy in the United States. Nevertheless, this argument requires neither his theory of proletarian ecology nor his argument that energy workers will be the vanguard of an energy transition – which are far less convincing.

The most obvious criticism that may be levelled here is that Huber dismisses the struggles of Indigenous and Black-led movements against fossil-fuel infrastructure and industries. ‘All these struggles are extremely important’, Huber weakly affirms on page 286, after making clear they have no place in his theory. Leaving no doubt that he believes such struggles are stuck in local particularism and therefore not the true agents of history, Huber doubles down on the classical Marxian postulate that only the proletariat – ‘the universal class’ – ‘has the capacity to look beyond the local, the parochial, and the community, to see humanity as a whole’ (p. 43). Huber’s high-modernist – indeed stageist – conception of socialism (buttressed by quotations from Kautsky throughout) leads him to dismiss any alternatives that emerge from such movements: ‘all efforts to recover a rooted and localized relation to nature ignore the very basic definition of working-class proletarian ecology: the lack of direct connection to the ecological means of life’ (p. 286). This is, of course,Huber’s definition and it is strange (PMCish?) to admonish social movements for their lack of adherence to an academic definition. While one can rightly debate the scale at which transformations of both the energy system and capitalism must be orchestrated, Huber’s assertion that the proletariat stands for a universal modern future while struggles emanating from other axes of oppression are essentially backward-looking parochialisms reproduces the most crass and teleological versions of Marxism (and nineteenth-century thought in general), flies against the wind of a century of history – in which most Communist revolutions were driven by peasant wars while Western workers turned reformist –, and ignores corresponding reconstructions of Marxism to account for the failure of the Northern proletariat to fulfil its historical mission. Third World and Black Marxism, the vast literature on the agrarian question, neo-Gramscianism and the vital Marxist-feminist work on social reproduction have expanded our conception of class struggle and taken seriously the interactions of racism and gender domination with capitalism. But Huber engages none of this, falling back into the simplistic position of emphasising class over race while ignoring the empirical reality of their interaction and avoiding the problem of their political articulation.

Given the strong political emphasis on anti-racism and Indigenous critiques of settler colonialism on the climate left – which respond to the very real imbrication of fossil-fuel industries with histories of racism and colonial dispossession – Huber’s emphasis on the agency of the overwhelmingly white6 energy workers of the United States will have no shortage of critics and is more likely to burn than build bridges. What makes this central argument of Climate Change as Class War more perplexing is that Huber providesno evidence that the energy proletariat of the Global North has any interest in, or even a latent tendency to organise around, decarbonisation. Given Huber’s belabouring of the point that material interests drive politics, he nowhere seriously confronts the fact that an energy transition will clearly put many workers – in coal and gas-fired power plants and also in the extractive sector, which Huber ignores entirely – out of work. Most estimates put the number at over a million or several million jobs in the United States.7 While these might be replaced in the aggregate with green jobs, an energy transition is almost certainly going to amount to deindustrialisation for many workers and regions. There is thus far more reason to believe that an energy transition isagainst many energy workers’ material interests. This is, of course, why ‘just transition’ advocates spend so much time elaborating the measures that would be required – job guarantees, transition assistance, early retirement, etc. – to cushion the blow.8 Their proposals are thus far totally inadequate to this truly daunting task and show no signs of being popular with energy workers. But Huber never even addresses the problem; he simply assumes it away.

Most fossil-fuel workers in the United States are white men without college degrees living in red or purple states. About 90% are non-unionised but nonetheless earn salaries in the upper five digits.9 The largest unions in the fossil-fuel sector (including the major utility workers’ unions) have historically fought environmental and climate regulation10 and, at best, espoused an ‘all of the above’ energy policy with a large focus on carbon capture. Although many energy unions are supportive of renewable energy with union contracts and the more progressive supported versions of Build Back Better (though critically without the binding renewable standards for utilities), they simultaneously support pipeline projects like Keystone and DAPL, warn about premature transition to renewables, and vehemently defend coal, oil and gas. In sum, they are fine with green investments because they bring additional (though often poorer-paying) jobs, but are immediately off board when there is talk of shutting anything down. It is understandable that workers should want to protect their jobs; it is harder to understand how Huber can interpret them as beingless parochial than those seeking to stop pipelines from both despoiling their territory and dooming Earth.

The crux is that, while energy workers may possess structural power, Huber offers no reason why they would direct that power towards an energy transition that would put many of them out of work. Huber’s short discussion of the history of energy unions fighting for classic union goals in Chapter 7 does nothing to explain why they would wield their class power to fight climate change. Even if one could build union power in the electrical-utility sector, what is the plan to effectively counter the political backlash from coal, oil and gas workers (only 5.6% of whom are unionised) or those in the carbon-intensive industrial sector? How can the left counter the sway of Trumpism among energy workers when a part of its appeal is that it does address their material interests in prolonging the fossil-fuel industry? Strangely, though Huber ventured into a fertiliser plant in Louisiana to talk with its managers to flesh out his theory of ‘industrial fossil capital’, he did not appear to talk to any workers in the ‘hidden abode of production’ to test out his theory of proletarian ecology.11 The result is that Huber embraces, on purely dogmatic grounds, a political agent that has shown no empirical tendency to fight climate change, while dismissing the groups that have. He never seems to ask himself: who has more interest in shutting down the fossil-fuel industry – workers earning almost $100k in it, or those being literally killed by its pollution?

It is easy to be the critic and very hard to advance a positive theory that can inspire a fight against overwhelming odds. Huber is not wrong in suggesting that strikes give workers a particularly potent form of leverage, but he is wrong that movements without that power have never won anything. More broadly, failure is overdetermined and the failure of one strategy is not evidence for the success of another. It would certainly strengthen the climate movement to have organised labour on board, but it is almost certainly mistaken to assert that energy workers are going to be the vanguard of an energy transition. Huber simply avoids grappling with the far more likely scenario of an extreme political backlash from fossil-fuel workers in parts of the energy system that cannot transition. While the climate left should address itself to such workers (and the many other people living in regions dependent on fossil-fuel industries), this necessarily involves the formidable challenge of figuring out how an energy transition could be in their interest, or at least made palatable enough to avoid the reactionary political dénouement that has so far been the legacy of deindustrialisation in the United States (a task that is far more difficult when it is the central government and environmentalists rather than greedy automobile companies destroying blue-collar jobs). It also involves thinking a lot more than Green New Deal advocates have done so far about how to envision a low-carbon future in such a way that it could feasibly resonate with the rural and small-town working class where Trumpism has found such fertile ground. But there is also the danger of spending precious time organising a group that is likely to be stubbornly recalcitrant while dismissing natural allies. In an advanced capitalist country with a complex class structure that is thoroughly imbricated with racism, reverting to orthodoxy is no substitute for the hard work of mapping the terrain on which a winning political coalition for climate justice could be built.

References

Aronoff, Kate 2022, ‘The Bitter Triumph of the Inflation Reduction Act’, The New Republic, 8 August, available at: <https://newrepublic.com/article/167337/bitter-triumph-inflation-reduction-act>.

Aronoff, Kate, Alyssa Battistoni, Daniel Aldana Cohen and Thea Riofrancos 2019, A Planet to Win: Why We Need a Green New Deal, London: Verso.

Bureau of Labor Statistics 2021a, Union Membership (Annual) News Release, available at: <https://www.bls.gov/news.release/archives/union2_01222021.htm>.

Bureau of Labor Statistics 2021b, May 2021 National Occupational Employment and Wage Estimates, available at: <https://www.bls.gov/oes/current/oes_nat.htm>. 

Cha, J. Mijin, Vivian Price, Dimitris Stevis and Todd E. Vachon with Maria Brescia-Weiler 2021, Workers and Communities in Transition: Report of the Just Transition Listening Project, Labor Network for Sustainability, available at: <https://www.labor4sustainability.org/jtlp-2021/jtlp-report/>.

Climate Justice Alliance 2019, Just Transition Principles, available at: <https://climatejusticealliance.org/wp-content/uploads/2019/11/CJA_JustTransition_highres.pdf>.

Ehrenreich, Barbara and John Ehrenreich 1977, ‘The Professional-Managerial Class’, Radical America, 11, 2: 7–32. World, London: Windmill.

Jacobson et al. 2015, ‘100% Clean and Renewable Wind, Water, and Sunlight (WWS) All-sector Energy Roadmaps for the 50 United States’,Energy & Environmental Science, 8, 7: 2093–117, available at: <https://web.stanford.edu/group/efmh/jacobson/Articles/I/USStatesWWS.pdf>.

Mann, Geoff 2022, ‘Reversing the Freight Train’, London Review of Books, 44, 16, available at: <https://www.lrb.co.uk/the-paper/v44/n16/geoff-mann/reversing-the-freight-train>.

Martin, Nick 2021, ‘Decolonize the Lithium Boom’, New Republic, 12 May, available at: <https://newrepublic.com/article/162350/decolonize-lithium-boom-indigenous-rights>.

Meyer, Robinson 2022, ‘Biden’s Climate Law is Ending 40 Years of Hands-Off Government’, The Atlantic, 18 August, available at: <https://www.theatlantic.com/science/archive/2022/08/climate-law-manchin-industrial-policy/671183/>.

Mildenberger, Matto 2020, Carbon Captured: How Business and Labor Control Climate Politics, Cambridge, MA: The MIT Press.

Niarchos, Nicolas 2021, ‘The Dark Side of Congo’s Cobalt Rush’, The New Yorker, 31 May, available at: <https://www.newyorker.com/magazine/2021/05/31/the-dark-side-of-congos-cobalt-rush>.

Pollin, Robert and Brian Callaci 2019, ‘The Economics of a Just Transition: A Framework for Supporting Fossil Fuel-Dependent Workers and Communities in the United States’, Labour Studies Journal, 44, 2: 93–138.

Schmelzer, Matthias, Andrea Vetter and Aaron Vansintjan 2022, The Future is Degrowth: A Guide to a World Beyond Capitalism, London: Verso.

Sicotte, Diane M., Kelly A. Joyce and Arielle Hesse 2022, ‘Necessary, Welcome or Dreaded? Insights on Low-carbon Transitions from Unionized Energy Workers in the United States’, Energy Research & Social Science, 88 (102651): 1–10.

Footnotes

  • Michael Levien is Associate Professor, Department of Sociology, Johns Hopkins University, Baltimore, MD, United States of America. email: levien@jhu.edu
  1. See Meyer 2022 for a celebratory analysis and Aronoff 2022 for a critical one. While Green New Deal advocates also call for a green industrial policy, they argue it must be coupled with a redistributive socioeconomic programme not only because it is desirable but also because it is necessary for building a popular coalition for climate action (see Aronoff, Battistoni, Cohen and Riofrancos 2019).↩︎

Interview with Robert Meister

by Giulia dal Maso

I first met Bob Meister in Sydney in 2013. I had just started my PhD on the topic of Chinese financialisation and I was struck by Bob’s ability to articulate Marxist categories, techniques of finance, philosophical reflections and politics. I then had the opportunity to meet Bob in other occasions, academic conferences, activist laboratories in Italy and elsewhere. Over these last years, Bob’s contribution has been essential to reflect on the transformation of capitalism in its financialised form. Bob not only encourages us to rethink the politics of justice through the spectrum of capital accumulation and dis-accumulation, but it offers way to use temporality and liquidity – the preferential tools financial capital use for its own reproduction – as a form of counterpower. In this interview, I asked him about his intellectual trajectory and how we can start approaching justice as a “financial option?”

GDM: Hi Bob, it is a great opportunity to be able to do this interview. I think everyone should know more about your work and become familiar with your argument that finance and the way finance works should be used to revise historical injustice and rethink new political actions. At this juncture, in which capitalism is increasingly financialised, the definition of new political perspectives is increasingly urgent.

To better understand this most recent development of your work, I'd like to start by exploring your intellectual trajectory, how you developed the argument for your first book Political Identity: Thinking Through Marx1 and how much this was influenced by Marxism.

RM:Political Identity tried to learn from Marx himself, as someone thinking through the expansion of capitalism from within, rather than engaging with the Marxism that followed. I began it after graduating from college in 1968, demonstrating at the Chicago Democratic Convention, and moving to England as a draft resister; it went to press in 1989 as the Berlin Wall was falling. The intervening years spanned the global success of anti-imperialist liberation movements by the 1970s to the collapse in the 1980s of the Soviet-style communist states that had prevented those movements from being suppressed. By 1989, my project was to draw on Marx’s own practice—as a writer and reader—to arrive at an anticapitalist politics from within the emergence and apparent triumph of capitalism’s own self-understanding. So, I largely resisted pulling out of Marx a body of doctrines, conclusions, as though he were writing primary texts expounding “Marxism,” as such. Instead, I grappled with the fact that Marx provides mainly secondary texts on the thought of Hegel, Bauer, Smith, Ricardo, Tocqueville, Proudhon, etc., which he reads—often in tandem with their critics--as the self-understanding of a situation that they purport to comprehend (as if they were doing so from outside). Marx asks through this approach what a situation (world) needs to realise orconfess about itself in order to remain as it is. When and how could such confession, rather, constitutes acritique—demonstrating why it can’t just keep on going, and politicising the changes that are already underway? When and how can following through on a critique transform a situation throughconversion? InPolitical Identity, I see Marx’s reading non-Marxist writers, often focused on their disagreements with each other, as effectively decoupling confession from critique, conversion—there by blurring the transformative potential of an emerging situation’s understanding of itself. That was my starting premise.

GDM: Very interesting. I see how a dialectical approach prevails in this line of thought.

RM: My contribution was then to take Marx’s sources (some of whom are now familiar only because he quotes them) as a basis for reconstructing the debates of the 1970s and ’80s to make them available for a similar mode of analysis—Hegelian objects, as it were, that, when read together, reveal something more than what they say. I did this, first, with mid-twentieth-century philosophical literature on freedom as freedom of mind, which is largely about how the process of coming to get what we want is both undermined and enabled by the process of coming to want what we get. The 1960s Left critique of this (“liberation as consciousness-raising”) resulted in various forms of standpoint theory, so I was able to reconstruct Marx’s joint critique of Hegel and the Left Hegelians along these lines. My next topic was the democratic theory of institution-building—both normative and empirical—and, here again, I reconstructed the objects of Marx’s critique (Hegel, Tocqueville) through mid-twentieth-century debates on pluralism, participation, and cooptation. Here, again, I showed how the transformative potential of democracy to mobilise demands for the reversal of historical injustice is converted into a machinery for manufacturing consent by making the confession of an evil past the precondition for decoupling interests from identities going forward. My last broad topic, following Marx, was the critique political economy—here attempting to reconstruct Marx’s critique of Smith and Ricardo out of post-Keynesian account of the relation macroeconomics and international trade in the context of energy crisis, stagflation, cartelisation, and so forth. I didn’t then have a theory of financialisation—its conceptual foundations were still being laid out in the ’80s —but I ended up describing much of Marx’s “economics” (for example, the labour theory of value) in the aftermath of Keynes as a critical theory of the accounting techniques necessary to instantiate a distinction become macroeconomic stabilisation and microeconomic (market) equilibrium.

You asked, originally, whether this book was influenced by Marxism. The short answer is that it confronts, in the spirit of Marx, a set of literatures to which most Marxists are politically and culturally allergic. That’s what my new book does with the financialisation literature. So, in a sense, the earlier project continues.

GDM: So let's go through this gradually though, because there is a lot. I think is truly remarkable the fact that you've followed a strong continuity in your methods and reflections, but, at the same time, your work has always had the capacity to deal with contingency.

RM: Speaking of contingency, I’ve also learned some things since them. I absorbed Lacan and Bataille as a way of complicating my Marxist Hegelianism. I thought about the projection and introjection, transpersonal conceptions of subjectivity, read a lot of theology and psychoanalysis, studied law, and much later some sociolinguistics. Most importantly, perhaps, I’ve updated Marx’s reading of political economy to incorporate, not only Keynes himself, but the broad approaches to financial theory that led from his concept of liquidity preference to the valuation of financial derivatives, and especially of options.

GDM: And all of these elements started appearing in your following bookAfter Evil.2 Here, you worked along the concepts of temporality and justice. The concept of transitional justice, in particular. Drawing from your influential teachers: Michael Walzer, John Rawls, Isaiah Berlin, Robert Nozick who worked around the issue of distributive justice, in way you reversed their analysis. So, can you speak about the temporality of justice and injustice, how you link it to the temporality of capital accumulation and dispossession and its perpetuation in relation to cumulative injustice, how do you employ these analyses in your most recent work?

RM: Sure. As a student, undergraduate and graduate, between 1964 and 1973, I was a witness to some major debates that define a liberal political thought 50 years later. One side, essentially, argued thatstructural justice could be reconciled with democracy only if historically oppressed identities were not mobilised to reverse their cumulative disadvantages, so that only forward-looking arguments against such gaps remain; the other side addressed historical injustice, but its remedy must be limited to direct compensation of victims by perpetrators without regard to ongoing beneficiaries, and thus to questions structure and democracy. These were the views my teachers and my presence in their classrooms, even then, was as a Marxist, concerned with the beneficiary question (class relations), and also with when and how confession of persistent and compounding historical inequality could become something more than an unburdening of democratic regimes from responsibility for injustices in the past. All of this eventually played out inAfter Evil, which compares the role of human rights discourse in the age of post-Cold War capitalist globalisation to earlier versions of the rights of man that created tension between the rise of capitalism and the promise of democratic revolution. In post-’89 humanitarian discourse, the apparent tension between resolving historical injustice and advancing structural justice disappears. Why? Because justice itself is now seen to have an essentiallytransitional (that of “transitional justice”), which is to enable moral consensus that the past was evil by imposing a political consensus that the evil is past. Here, the cumulative effects of historical injustice are no longer considered to be a structural problem subject to democratic challenge because the injustice itself is consigned to an earlier time. This means that beneficiaries of past evil who are no longer called up to justify it will be allowed to continue to accumulate the gains accruing from past evil without appearing to perpetuate it.

GDM: This is a strong, materialist turn in the development of your work. Could you please elaborate on this?

RM: So, here’s what capitalism now claims to be: a period historical evil (originary dispossession) for which someone was to blame, followed by an extraordinary run of good luck, for which no one is to blame. What’s left are cumulative benefits on one side, and residual trauma on the other. The beneficiaries of capitalism are free to recognise that unresolved trauma is disabling—it prevents capitalism’s victims from making better, more realistic, choices going forward because they are still stuck in the past. And, because this psychic disability has no necessary link to their accretion of material advantage, acknowledging it can alleviate the anxiety of ongoing beneficiaries about having to disgorge their continuing gains as though they might as well have been perpetrators of the originary injustice. You then have a capitalism in which compounding inequality no longer seems to need a justification, provided that the persistent trauma that it leaves is confessed and, somehow, addressed. This is a main argument inAfter Evil.

GDM: So, from here can we move to the argument of your last book, which isJustice Is an Option: A Democratic Theory of Finance for the 21st Century.3 So how shall we understand the claim “Justice Is an Option?“ Can you elaborate on the double meanings it conveys focusing on the way the theory of options in finance can serve as an analytical frame to understand the development of financial capital accumulation. How can this break capital’s tendency to perpetuate historical injustice… What advantage/ breaking point does finance offer here?

RM: Sure.Justice Is an Option spells outs what historical beneficiaries inAfter Evil ultimately got: it was political protection of the liquidity of the financial vehicles—the assets—through which their benefits can be cumulative. This protection can be described, and valued, in the language of options theory: maybe as a call option allowing them to harvest whatever financial upside attributable to inequality as such; maybe as a put option shielding them from downside risk to associated with political and financial volatility as such. Such options arethemselves financial assets, adding value to a portfolio over and above whatever underlying assets they may be used to hedge or leverage. Their availability tends to have a ratchet effect on pre-existing inequality, widening it in periods of volatility that might otherwise tend to narrow it. So, in theJustice book, I return, for the first time in decades, to my liberal teachers and begin to talk about how they disregarded the value added by the optionality that allows accumulation to continue to compound. If the character and value of cumulative (historical) injustice can be described as an option, so too, can its remedy: historical justice. Hence,Justice Is an Option.

GDM: OK, for everyone to understand, I think it's important that we explain options theory by referring it to an historical event, which you did. Thinking about the financial crisis, you showed how option theory could have served governments to play against capital markets, by means of retaining the power on the assets we saved through public money and thus the wealth that was not adequately redistributed after 2008.

RM: Let me answer by contrasting my “option” view with the “loss/reparation” approach to historical injustice. The first is the view that historical injustice is essentially theloss (often traumatic) of something that you had for which you should be compensated. If the injustice could (except for trauma) have been extinguished by immediate compensation, we get thereparations view--that not paying compensation is a further injustice on which interest compounds--the more ancient the injustice, the more unjust it is due to compounding.

Now, what do I mean when I say that justice is an option? I mean is that the present value of the past is contingent on what happens next, and that it can fluctuate with how rapidly and widely things are changing, rather than simply increasing with the passage of time. So, unlike the passage of time, which always happens next, a change in volatility that affects options pricing is can be affected by what we do. The key chokepoint here is the liquidity of the asset markets through which wealth accumulates and compounds. And democracy can bring about capital disaccumulation by creating asset market illiquidity—which why democratic movements often pull back if they fear there will be no asset values left to redistribute were they to succeed. It also means, as I argue, that capital markets can suppress democracy by threatening to become illiquid unless political risks subside. So, liquidity crisis is now an autoimmune response to any threat we might make because capitalism threatens to destroy its own liquidity unless we give up. This is presently how capital market can benefit from the threats we pose to them, and my book proposes way for us to think about, and possibly to harvest, those gains.

GDM: Well, because there is the issue of capitalism shorting itself, right? So, betting on its own previsualised failure and take this to leverage further and future value. You wrote “shorting is the immune system of capitalism,” which is very, extremely powerful definition.

RM: Yes, so, in a way, this is my contribution to the Left’s self-understanding of its own political failure, and of the possibilities for its future success. Now, let me now zero in on the relationship between optionality and liquidity at a conceptual level. The thing that we as Marxists need to understand is that, in a monetary economy (unlike a barter economy), the exchange of goods for money occurs in two ways: one is that it's a swap of liquidity for utility, where you're exchanging money that you happen to have for a commodity that some other person happens to have. Here, the market value of the commodity is supposed to be, on average, equivalent to the money price. OK. But, then, how does one get the money one doesn’t happen to have—or, for that matter, the commodity? Either can come from an exogenous source, but, in capitalism, the source of each could also be, at least partly, endogenous: for example, the commodity purchase of the commodity could be financed by “borrowing” the money from the seller and pledging the commodity itself as collateral. And the seller could help the borrower to repay the loan by agreeing to repurchase the collateral at a discount (thereby collecting future interest) or at a premium (thereby locking in a future profit). Here, there is no difference between borrowing money and lending collateral—but the valuation of the commodity as collateral—how much you can borrow against it (or be paid for lending it) will almost always be different from its market price at any given moment, because it will reflect the volatility of that commodity price over time. Why? Because a lender against collateral, unlike someone raising cash by selling, must always be concerned with the variance (volatility) of prices rather than their present (or, even their average) level. The spread between pricing the commodity as collateral and the collateral as commodity is the liquidity premium of money relative to that commodity. And, in many markets, you canpay that premium as the price of anoption. So, for example, you can finance the purchase of a car as a commodity by borrowing against it as collateral, but there will be a spread between the price you pay and how much you can finance. A money-back guarantee—the option to resell at its original price—will cost you more than you would pay for the car itself. My book extends this way of thinking (options theory) to macroeconomic aggregates. The literature on this suggests that a fully financialised macroeconomy would be one in which a purchase and sale of commodities on the one hand is also a purchase and sale of collateral on the other. For this to work, you would need a “derivative” market in options, seen as purely financial assets the pricing of which will fill in the gaps by allowing liquidity premium to be continuously priced and monetized.

GDM: And we have seen how the issue of collaterals has been at the centre of the re-purchase agreements (repos), shadow banking interchanges, flows of capital that have been at the roots of the financial crisis exchanged and that reflected the way in which money has been exchanged in very asymmetrical and hierarchical way, bypassing regulation, and taking advantage from the turbulence inherent to capitalism.

RM: My theoretical intervention in the new book is to focus on the liquidity premium as a macroeconomic that applies to government bailouts (guarantees) of major financial markets, and, indirectly, the financial system as a whole. It’s all still based on the difference—and links between—exchanging liquidity for things and borrowing liquidity by lending things, which lies at the heart of finance. And financialisation is essentially the idea that the creation of money is the same as shorting collateral. What we learned in the financial crisis of 2008 was just that, or so I argue in the book.

GDM: Absolutely, and can you refer to this specific mechanism? I mean really retrace that moment of the financial crisis in which we witnessed what you are describing, touching on the public private divide and role, which is also at the core of this power struggle. Because, if we think that some of the assets of the banks that were threatening to blow themselves up like suicide bombers, weren't saved by the Fed, they wouldn't have survived, and no one would have survived… But the bailout (tax payers’ money) in the end mainly benefitted and leveraged the value of the same capital markets assets that were doomed to fail; it went to the advantage of who created the crisis, perpetuating a condition of historical and cumulative injustice.

RM: This is where options theory is illuminating. What we are talking about, when we are talking about options theory, is the degree to which capital markets can be endogenously funded, which is to say the degree to which they are grounded in the purchase and sale of collateral—essentially long and short positions that are, in theory, reversible at a price. What was revealed in the financial crisis of 2008, and again in 2020, is the following stylised story:If (1) commodities have been assetised; (2) assets have been collateralised; (3) collateral is shorted to create liquidity to finance assert markets;then liquidity support of the financial markets becomes increasingly continuous with price support of the broader asset markets. In other words, this is very different from simply bailing out the banking system in particular—it’s about capital accumulation as such, and who pays, and gets paid, for it to continue.

I’m not the only one who noticed this revelation. Three academic fields were created, or resuscitated, because of it. The first now calls itself “critical macrofinance.” It sees that shadow banking, which was the source of the crisis, issuing money by essentially shorting supposedly “safe” collateral on a pre-refundable (repo-based) basis, and that had to be backed. The Fed did this by means of repo, which is to say that it was issuing liquidity by shorting its own debt, and thus acting as a shadow bank for the shadow banking system. Asecond academic field, “modern monetary theory,” has taken on new life based on a similar analysis: it says that, if repo is what the Fed must do to back the shadow banking system (and it’s been happening since before the Fed-Treasury Accord of 1951) why distinguish between the Treasury and the Fed? Or, for that matter, between government spending, government lending, issuing money (and then recapturing it through taxation and government borrowing)? Let’s nationalise, rather than subsidise these functions, and then redirect them to promote GDP growth and other public goods. Athird big field, entirely new since the Great Recession, is the set of ideas surrounding cryptocurrencies, which responds to the collapsing distinction between the Fed’s liquidity support of financial markets and its support of asset values generally, and to the increased interdependence between central banking and shadow banking. Well, once the issuance of both cash and collateral have been reimagined as state subsidies for capital accumulation, the state’s role can be further narrowed, provided that the secure payments system ostensibly protected by law can be better protected by cryptographic protocols.

Well, all of this is based on understanding, with varying degrees of clarity, that the sale and repurchase of safe collateral is indistinguishable from the issuance of money, and that the liquidity creation and collateral creation are the same thing. This was something that I gradually realised only after 2008, as I was publishing After Evil: that themechanism by which the beneficiaries of past injustice get to keep their gains is state support of the asset market liquidity. Once we see the cumulative value of past injustice to be both accessible and vulnerable because it is held in assert form, the cost of maintaining its liquidity can be repoliticised so that historical justice is back on the agenda.

GDM: It’s a very big deal! Linking to that, I’d like to talk about the role of the state. What should be their function according to your vision? As you were saying, after the GFC, they acted in the defence of financial markets to guarantee liquidity —by allowing the future appreciation of the frozen assets, and, in a way, states were the ones that were wrong in not claiming the premium for the people, yet they are the only institutions that could have the potential to do so. Do you see them as legitimate actors, and see their political legitimacy bound to their redistributive power? Toni Negri, Sandro Mezzadra and Brett Neilson,4 think that the state is not powerful enough to confront contemporary capitalism and so it is time to reopen politically a perspective of radical transformation, what do you think about this?

RM: Yes, and noticing the extent of state support for the liquidity of appreciated assets is a powerful way of illustrating the weakened role of the state within capitalism. But there’s a flip side to this, which is that state support for financial market liquidity is not automatic. It’s contingent on democratic forbearance at precisely those moments when finance is most vulnerable to democratic challenge, and when it must threaten to lose confidence in itself if state is unwilling to pledge “whatever it takes” to restore that confidence. It becomes safe for financial leaders to confess that inequality and injustice will rise as a result, only after this acknowledgement of inevitable “pain” has been delinked from a systemic critique. Now this is a very big deal if you want to understand the relationship of class and capital to political insurgency.

GDM: Well, financial capital has financialised everything: state, first of all, politics, the very traditional political struggles have been financialised because, in some of your arguments, that was even Occupy Wall Street, other strikes, strikes against debt, in particular student debt. These events have been instrumentally used in capitalism, which has found way to leverage itself and bet against its own threats. All of this doesn't leave much opening for traditional form of politics, right? It seems that every kind of attempt would be deemed to failure. And, so, we need a new political reckoning, because the only way to get around this and to fight would be to use finance as a tool to fight against financial capital political domination, but aren't there some risks in thinking about resistance through finance? At the beginning of your book, you state that “the political resistance touches the heart of capitalism only when financial system itself becomes a site of struggle” and then you declare your intention to transform financial liquidity into an object of political contestation. This really points at the current process of financialisation. Could you expand on this passage? Maybe reflecting on this political momentum. Given that, so far, finance has been a tool for economic and thus political domination, isn’t it hazardous to see it as one of the main tools we must manage to exert resistance?

RM: Well, here again, I go back to Marx as an example. He had a theory about how capitalism as a mode of production, and how production growth endogenously funds consumer markets—until it doesn’t. He showed producing wage-earners how much of this in their hands, and how vulnerable it can be to collective action. I'm looking at capitalism as a mode of accumulation as well, and how it endogenously funds itself by supporting the valuation of assets as monetisable collateral. So, I am trying to develop a sense in which people's understanding of their power over the collateral in their hands creates a kind of choke point in the system that can potentially leverage capital's increasing ability to previsualise its own collapse. This is a potential site of political power, but only if and when we understand how potential actions affect the liquidity of assets that are always already pledged in financial markets. The collateralised student debt is something I looked at in 2011: there are many other examples.

GDM: What kind of knowledge/counter knowledge production does this political project entail? Do you think that to achieve this new struggle everyone should be financially literate? I mean… should we teach options theory in school? And then maybe social political movements should claim it to use it subversively? And how can we do that to make people aware?

RM: Well, Marx wroteCapital. It's a difficult book, at time quite academic, but it could be reduced to pamphlets that made people see that capitalism is a system in which the endogenous financing of mass production depends on them to finance mass consumption by selling labour power that cannot be pledged as collateral to get cash. So,Capital is a book that showed people what it looked like to economists for them to feel the way they do. But, in a sense, it also empowered them to subvert the liquidity of commodity markets, and thereby crash the market for producer goods. I'm trying to write a book that reveals the same thing to the objects of financialization. Now, Marx’sCapital was pamphletised for the working class… And people don't read books today, so I guess..

GDM: So we are doing this interview….

RM: …we're creating blogs, we're talking about what it feels like to look like you're a market for financial products, rather than consumer goods, and how this relates to the creation of new asset classes. We both know Dick Bryan in Australia, who is talking about the unionisation of on-call workers focused on the assignation of their cell phone contracts for collective bargaining.5 And, at a macrolevel, we know that critical macro finance now argues that the shadow banking system won’t fund green development unless it can be turned into an asset class that can be fully collateralised by being politically de-risked. Some of them suggest that, if shadow banking can't finance green development, then we can’t have shadow banking and must go back to the model of war financing by the state that brought victory in World War II. I would pose a more directly political question: what if the suicide bombers on Wall Street are holding the green development hostage until the shadow banking can politically ensure the assets it creates, thereby putting states on the hook for repressing demands for historical justice as to save the planet?

GDM: Thinking about Mark Carney’s role in driving investments transition from brown (dirty) to green assets, the paradox is that sustainable finance has been created to rescue the financial system from the threats of climate change, and thus to translate climate risk into stability risk. In a way green assets have already been de-risked through premium mechanism, which is now calledgreenium…. Green bonds offer investors thisgreenium, so they already have a kind of added de-risking to them as financial instruments. But then green bonds lose their “greenness” feature by being collateralised as any other assets.

RM: We need to re-politicise what the endogenous funding of social justice and green development would look like. In parts of the book, I imagine a hypothetical justice-granting state that could extract the liquidity premium from financial markets threatening their own collapse by essentially taking a call on capital appreciation when they recover which could be reinvested to reverse inequality, investing in green infrastructure, and so forth. Leading thinkers on global macro finance has estimated the premium that financial institutions should have paid for their bailout from the Great Recession as well over $8 trillion, which could have been used to fund a call option on the recovery of asset values above a specific amount that might, but need not have been, capped. In 2018, Adam Tooze estimates the liquidity to have been a multiple of what was done for capital markets during the Great Recession—perhaps three times as large.6

Elsewhere in the book, I recognise that we don't have a justice-granting state, which is why the liquidity premium was given away rather than collected in 2008, and why nearly three times as much in asset price support was given away in 2020, no objections raised, because financiers were not to blame for Covid. How, then, can we harvest the liquidity premia that demands for historical justice generate in capital markets. Perhaps we can develop a kind of mutual fund of allied social movements that are all invested in the potential illiquidity produced by other. There is also platform socialism, and its close counterparts in the world of crypto. If I think back to some of my book on Marx, I now wonder whether we're at a transformational moment and how the issues of liquidity and valuation can be used here.

GDM: Well, this calls for a very political rethinking, both to debunk the myth of crypto and to face the risks we incur to in imagining a powerful state.

RM: Well, yes. And the state we have is currently not powerful enough to threaten the liquidity of capital markets. During the period of stagflation in the 1970s, Minsky proposed an alternative to financialisation, before it happened: nationalising the capital markets. The most radical MMT people, like Hockett and Omarova, are basically recommending a return to this proposal after 40 years of asset market appreciation has occurred. I don’t know what would have happened to the forces benefitting from financialising if another path had been taken forty years ago. To me, however, a more serious question is how to harvest and redirect the value that was created. And, first, we have recognised that it's not all fictitious, not in the same sense that nothing would be lost if it was gone. That said, there is nothing natural or inevitable about the widening spread between asset value growth and growth in output and income. You could call it fictitious, in the sense that its existence is contingent on political choices that could have been made differently. There is, thus, an opportunity for new responses in different times.

GDM: Yes, we should also create opportunities out of turbulence …. Related to that, can we have a few last reflections on the issue of labour? Labour has been deeply destabilized by financialisation in these last thirty years, in two ways: decoupled from the core of capital valorisation, finance, and, at the same time, re-coupled as one of its components, through financialisation of the personal revenue of workers and households. The new political subjects have been defined as speculative subjects; I am thinking for example about the work Michel Feher, Marina Vishmidt but also the recent book by Aris Komporozos-Athanasiou.7 Can, in your own view, a new political subject be understood as a speculative subject, a subject able to take advantage of that political and social and economic contingency and turn capital into its own advantage?

RM: I think the question needs to be understood politically as a relationship between horizontal power and vertical power. I look back at the power of the labour movement to sabotage capital accumulation and threaten disaccumulation through a general strike that would crash the value of capital accumulated in the form of producer goods. A century ago, this called for an analysis of the vertical power of organised labour in forming or deposing governments, and how this bears on the power those governments can subsequently exert over capital.

But today’s relationship between organised labour and the market in assets and credits is now completely different than it was for Marx, especially because wage labourers could not, in theory, finance consumption by borrowing against wage goods they had purchased or by collateralising labour they had not performed. Today, credit markets stretch aggregate consumption far beyond what present wage levels would support, financial products (such as loans and insurance) are an important component of household consumption budgets, and many wage-earning households rely more on credit generated from increases in the value of their homes than from on any hope of increased pay. Today, these various household debts are repackaged as collateral in credit markets, after having been themselves financed by bonds that are secured in other ways. Activists today need to be more aware of their impact on the securities market, and also of the degree to which it could be secured by political repression. At some point, there will need to be vertical activism to resist the degree to which the horizontal activism can be repressed.

GDM: Do you see also the possibility of creating collective ownership on assets? I mean, for instance, Corbyn was also talking about the possibility of creating collective shareholding of certain companies or corporations.

RM: I think such proposals are valuable insofar as they are subversive of accumulated wealth. But they can become alternatives to confronting the process of accumulation, rather than ways of leveraging it and subverting it. I look back to the literature in the ’60s and ’70s on the “development of underdevelopment” that indicated intensified levels of social interaction outside the economic system. The anthropologist Clifford Geertz called this “involution” and showed how it subsidised the export economy in post-colonial Indonesia. I’m concerned that in alternative economies, the creation of more demanding, more time-consuming, alternatives to paid jobs can function as implicit subsidies for the mainstream economic system and as drivers of financial accumulation, rather than as ways of subverting it.

GDM: Indeed, these local, bottom up, alternative economic activities often risk being subsumed. And, so, finding ways of subversion and hacking at the roots of the working of capital accumulation, using the opportunities that liquidity and money issuance offer, seems to me a more productive strategy.

RM: And, unfortunately, the alt-right, which is horizontally subverting democracy in many countries, especially my own, has now connected to a kind of vertical partisan politics, which is, at least partially, protecting it from being repressed. This is something that the Left used to be able to do more effectively than it now does. We must learn how to do that again.


  1. Meister, R. (1990),Political identity: thinking through Marx, Cambridge, Cambridge University Press.

Ukraine and Great Russian power: Christian Rakovsky versus Joseph Stalin, 1922-23

Roger D. Markwick

Soviet Ukraine … can be rightfully called “Vladimir Lenin’s Ukraine.” … He was its creator and architect,’ declared Russian President Vladimir Putin, three days before he launched an illegal invasion of Ukraine. In Putin’s mind, Ukraine is an illegitimate state: the bastard offspring of the 1917 Bolshevik revolution. ‘Modern Ukraine’, Putin vehemently asserted, ‘was entirely created by Russia or, to be more precise, by Bolshevik, Communist Russia.’i

Putin is right in one respect: the formation of the Ukrainian Socialist Soviet Republic (UkSSR) on 10 March 1919 and its formal incorporation into the Union of Soviet Socialist Republics (USSR) on 30 December 1922 gave Ukraine 72 years of unprecedented status as a territorially defined and internationally recognised nation state (notwithstanding the vicissitudes of the Second World War). However, the formation of the UkSSR and its incorporation into the USSR was a tortuous process, which reveals a great deal about Bolshevik thinking about nationhood in general and Ukraine in particular, a question that was to be intimately tied to the rise of Stalin and the fate of the October Revolution. A key protagonist in the debates about the status of the minority nationalities in the lead up to the formal declaration of the USSR was Christian Rakovsky (1873-1941), the Bulgarian-born Bolshevik who on 19 January 1919, at the height of the civil war, had been nominated by Lenin to be president of the Soviet Ukrainian Provisional Government.ii

Three years later, with Lenin grievously ill, Rakovsky took up the cudgels in favour of a federated USSR as opposed to Stalin’s Russian Soviet Federative Socialist Republic (RSFSR) dominated model. For Rakovsky, at stake in the Union was the principle of the right of nations to self-determination, which he argued should be the founding principle of the Soviet Union. Stalin thought otherwise, surreptitiously embedding Great Russian derzhavnost’ (super-state), that the dying Lenin had denounced, as the bulwark of a centralising, increasingly autocratic state, as Rakovsky predicted. In doing so, Stalin laid the time-bomb of national irredentism and chauvinism that would ultimately tear the USSR apart and unleash Putin’s Great Russian imperial war against a ‘little Russia’ vassal of NATO imperialism.iii


Tsarist Russia was ‘a prison house of nations’ (Tiur’ma narodov), railed Vladimir Lenin. For Lenin, the liberation of imprisoned nations, ‘The Right of Nations to Self-Determination’, was intrinsic to the socialist programme. He stressed, in particular, the ‘right of Ukraine’ to form an ‘independent state’, although whether Ukraine would actually achieve this was impossible to predict. In other words, it would depend upon specific historical circumstances.iv

Rakovsky’s approach to Ukrainian nationalism and statehood certainly evolved in accordance with specific historical circumstances, or, more precisely, with the course of the socialist revolution, domestic and international, in the wake of the October Revolution. In the life and death context of civil war, class struggle trumped national self-determination. Indeed, as war raged in 1919, Rakovsky repudiated Ukrainian nationalism, given the ‘weakness and anaemia’ of the Ukrainian proletariat, as a dangerous concession to counter-revolution and Western imperialism.v Declaring that the ethnographic differences between Ukrainians and Russians were ‘in themselves insignificant’, Rakovsky rejected any ‘danger of Russification under the existing Ukrainian Soviet authority’ as ‘entirely without foundation.’vi For him, the best guarantee of Ukraine’s future was the victory of the international socialist revolution, in the first instance in Germany. ‘Ukraine is truly the strategic nodal point of socialism’, Rakovsky declared. Accordingly, ‘The Ukrainian revolution is the decisive factor in the world revolution.’vii

For Rakovsky, the end of the Civil War and the introduction of the New Economic Policy (NEP) in 1921 facilitated Soviet Ukraine asserting its political and economic autonomy both internationally and domestically.viii These circumstances opened the way for Ukrainian independence from Soviet Russian party and state institutions, which he increasingly championed in that year. Addressing the VI Congress of the Ukrainian Communist Party on 10 October 1921, he asserted ‘It is necessary to grant more independence to the Ukrainian organs, especially to those that are unified (with the Russian), because the others are already independent.’ix Pivotal in this regard were independent Ukrainian foreign relations and trade. Accordingly, Rakovsky regarded the January 1922 signing of a Ukrainian-Turkish treaty as a major diplomatic accomplishment.

Enter Stalin

While Rakovsky was increasingly asserting Ukrainian independence, the fraught issue of the constitutional relations between the constituent republics of an emergent Soviet Union was brewing. ‘Great Russian’ derzhavnost’ was rearing its ugly head in Moscow, driven by Commissar of Nationalities, Joseph Stalin. He elaborated his ‘unitarist’ approach to Soviet federalism in an unpublished note to Lenin in June 1920: ‘Our Soviet form of federation suits the nations of Tsarist Russia as their road to internationalism … These nationalities either never possessed states of their own in the past or if they did, long ago lost them. That is why the Soviet (centralised) form of federation is accepted by them without any particular friction.’x

Friction, however, did soon emerge, igniting a clash between Stalin and Lenin over the status of Soviet national minorities: ‘autonomisation’ versus ‘independence’. Stalin argued that national ‘autonomy does not mean independence and does not involve separation.’xi Lenin insisted, however, that the right of Soviet minority nations to independence and self-determination, including the right to secede from the Union, was sacrosanct. In essence, this was a clash between imperial Russian super-state derzhavnost’ versus socialist internationalism. Rakovsky, like Lenin, took the latter stance, in defence of an independent Soviet Ukraine. And, like so many of the leading Bolsheviks who confronted Stalin, he would eventually pay the ultimate price.

Soviet international relations exposed this divide between the ‘centralist’ Stalin and the ‘federalist’ Rakovsky. In January 1922, a Russian Central Committee commission, which included Stalin, Rakovsky and RSFSR Foreign Affairs Commissar Georgy Chicherin, proposed abolishing republic foreign-relations commissariats in favour of one RSFSR Commissariat of Foreign Affairs (Narkomindel), which would be a prelude to the incorporation of the republics into Russia. The Ukrainian Narkomindel unequivocally rejected this proposal which, like the commission itself, came to nought.xii This of course was not end of the matter. ‘Autonomy’ was once more on the agenda with the appointment of Stalin as Russian Communist Party (Bolsheviks) [RKP (b)] General Secretary in April 1922.

The form that the future Soviet federation should take was the focus of a special Politburo commission established in August 1922 to scrutinise relations between the Russian Federation and the five republics of Ukraine, Belorussia, Georgia, Armenia and Azerbaijan. At the commission, Stalin argued for ‘autonomisation’, on which basis their key commissariats, such as defence and international relations, and their political police would be incorporated into those of the Russian Federation. De jure, these five states would have been reduced to, in Moshe Lewin’s words, ‘mere administrative units of a centralised Russian state.’xiii

The ailing Lenin was unaware of Stalin’s proposal until Rakovsky personally alerted him. Rakovsky’s subsequent attempt to postpone the commission meeting until October 1922 was rejected, thwarting any direct intervention by Lenin. Instead, Stalin wrote to Lenin defending his autonomy proposal against that of the ‘genuine Ukrainian (nefal’shivyi ukrainets)’ Rakovsky, as Stalin sarcastically put it.xiv Lenin, however, immediately after meeting with Stalin on 26 September, rejected ‘autonomisation’ under the Russian Federation in favour of a ‘Union of Soviet Socialist Republics of Europe and Asia’: ‘A new structure, a federation of republics possessing equal rights.’xv While ostensibly retreating, however, Stalin manoeuvred for the Russian commissariats to retain their prerogatives. In a note to Lev Kamenev, Stalin labelled Lenin’s stance a ‘deviation’: ‘national liberalism.’xvi

Rakovsky directly challenged the threatened ‘liquidation of the republics.’ In a memorandum dated 28 September 1922, he argued that party congresses, not the commission, should make the final decision on the structure of the Soviet Union. For Rakovsky, constitutional guarantees of republican rights were the most appropriate means to ensure an effective federal government.xvii The following month, he publicised his continued concerns about the de facto subordination of the republican commissariats to their Russian counterparts.xviii

War on great-Russian chauvinism’

Rakovsky’s consternation about the independence of the republics foreshadowed the clash between Stalin and Lenin on the vexed question of ‘great-Russian chauvinism’ that erupted in October 1922 following the so-called ‘Georgian incident’. After Stalin’s representative Sergo Ordzhonikidze struck one of the leaders of the Georgian Communist Party, the ailing Lenin found the strength to declare ‘war on great-Russian chauvinism.’ In a note to Kamenev, he insisted ‘absolutely that the Union TsIK [Central Executive Committee] be chaired in turn by a Russian, Ukrainian, Georgian etc. Absolutely!’xix

In December, on the eve of the declaration of the USSR, Lenin dictated a programmatic statement apologising for his failure to address the ‘notorious problem of autonomy’ and calling for the defence of ethnic minorities from the ‘Russian bully (russkaia derzhimorda)’ and denouncing Stalin’s ‘fatal role’ in fuelling ‘great Russian imperial ideology (velikoderzhavnichestvo).’ Stalin’s bullying velikoderzhavnichestvo was at the heart of Lenin’s call for the removal of Stalin as Party General Secretary in his political ‘testament’, which the dying Lenin dictated at the end of December 1922 – beginning of January 1923. Lenin’s ‘Letter to the Party Congress’ was supposed to be discussed at the upcoming April 1923 Twelfth RKP(b) Congress, the focus of which was to be the national structure of the USSR.xx

While Trotsky held his fire at the Twelfth RKP(b) Congress, Rakovsky did not: neither on the national question nor on its ominous implications for the Soviet political system. Now, for the first time, he publicly held Stalin to account.xxi Knowing of Lenin’s unequivocal stance on the centrality of the national question, in November 1922, Rakovsky had advocated the establishment of a second chamber for the All-Union government representing the nationalities.xxii Stalin initially opposed Rakovsky’s proposal but finally relented. The Soviet of Nationalities was established in February 1923, but the precise basis on which it would be formed was fiercely contested at the Twelfth RKP(b) Congress.

For Stalin, seemingly positioning himself as the champion of Marxist class politics, ‘the national question’ was secondary to the ‘primary task’ of ‘strengthening the rule of the workers.’xxiii For Rakovsky, invoking Lenin, at this juncture in Soviet and world history the national question had surged to the fore, except at the party Congress where it had been relegated to the ‘tail end’, he lamented. ‘On the national question we are making fatal mistakes’, Rakovsky declared to the assembled Congress delegates. In fact, he feared that if the national question was not handled with 'sensitivity and understanding', it could even trigger ‘Civil War’, endangering ‘the foundations’ of both Soviet Russia and the Communist Party. 'Soviet power' itself was imperilled. Accusing the delegates of underestimating the significance of the national question, he asked rhetorically ‘why’ it was being raised for a ‘third time?’ ‘Because,’ he answered himself, ‘the more we pose it the further we get away from a communist understanding and solution of the national question … We have a deep prejudice’, he continued, ‘one that is all the more dangerous because it is a communist prejudice, … because this prejudice conceals our ignorance on the nationalities question’. Dismissing the widely shared view that the national question had been resolved by the October Revolution, so that ‘we all stand for internationalism’, he warned that the ‘union (smychka)’ between the workers and peasants was in danger. ‘National development of the separate, autonomous and independent republics and oblasts,’ he argued, was pivotal for the 60 million ‘non-party’, ‘non-Russian’, ‘peasant masses with their aspiration for a national life, for their own national culture, for their own national state’ to find common ground with communist, working-class internationalism.xxiv

Accusing Stalin of seriously underestimating the gravity of the national question, Rakovsky pinpointed the growing divorce between the Party and the ‘state apparatus’ as the fundamental driver of national tensions within the Union. A ‘narrow executive bureaucratic psychology’ had begun to prevail in the ‘central state organs’, which following Lenin, he described as a ‘melange of a tsarist and bourgeois apparatus, smeared with soviet and communist myrrh, but only on the forehead and nothing else.’ In dealing with the ‘central administration,’ he went on to argue, the republics are ‘forced to wage … a struggle for survival’ as the Russian Commissariats for their own ‘convenience’ usurped the republics in the realms of the ‘National Economy, Labour and Finance.’ Indeed, Rakovsky pointed out, the Russian Central Executive Committee had assumed responsibility for ‘building the Union’ without any input from the other republics. Again, Stalin was in Rakovsky’s sights. Specifically, Stalin’s proposed version of a ‘two-chamber’ Union government which disproportionately represented the RSFSR, thereby institutionalising the disenfranchisement of the other republics. Rakovsky’s response was greeted with ‘applause’: ‘we must take away nine-tenths of the power of the All-Union Commissariats and hand them over to the national republics.’xxv

Rakovsky did not object to Stalin’s proposed ‘two-tier’ government. What he opposed was Stalin’s sleight of hand whereby ‘each of the 15 autonomous republics and oblasts of the RSFSR’ would have the same number of votes for the All-Union Central Committee as Ukraine and Belorussia. As a result, the RSFSR would secure at least 280 Central Committee deputies out of total 360, thereby denying the ‘democratic nationalism’ Stalin ostensibly espoused.xxvi Rakovsky moved that no one republic, by which he meant the Russian Republic, have more than two-fifths of the delegates in the upper chamber. Rakovsky’s motion was dismissed by Stalin as ‘state fetishism’. It was voted down.xxvii

Internationalism clearly motivated Rakovsky’s forthright defence of the rights of the Soviet republics against Russian Republic domination. For him, nothing less than the fate of the socialist revolution, East and West was at stake. As he put it in a motion he proposed to the Party Congress:

Only the strictest agreement between our policy on the national question within the country and that policy which we propagate on the national question in our state and party line outside the borders, can give the Soviet Union and the Communist Party the moral authority and the principled sincerity which will make them, in the broadest sense, the base for the struggle of the world proletariat with imperialism.xxviii

Needless to say, Stalin again spoke against Rakovsky’s amendment, which also was defeated.xxix

Dead-handed centralism’

A ‘colossal break (kolossal’naia lomka)’ was how Rakovsky condemned the establishment of the USSR in December 1922 in his speech to the national section of the Twelfth Party Congress on 25 April 1923. It was an acrimonious session, separate from the Congress plenary, punctuated by barbed exchanges between Stalin and Rakovsky. The verbatim transcript of the session, in which Rakovsky invoked Lenin’s critique of ‘autonomisation’, remained secret until 1991.xxx In answer to Stalin’s theses on the national question, Rakovsky proposed two key amendments. First, to focus on the national question in the West, not only the East as Stalin wanted. Second, the creation of a second chamber of the USSR Central Executive Committee exclusively representing the Union republics. In doing so, Rakovsky aimed to thwart Stalin’s attempt to ensure Russian dominance by giving equal weight to the autonomous nationalities that constituted the RSFSR. Stalin’s manoeuvre to insinuate ‘autonomisation’ in another guise.xxxi

The latter amendment provoked particularly fiery debate. Stalin’s claim that the February 1922 RKP (b) Central Committee Plenum had already rejected Rakovsky’s proposed Soviet of Republics, was bluntly rejected by him: no specific ‘two-chamber structure’ had been endorsed. When debate on the question was shut down, immediately after Stalin scathingly rejected alleged constitutional ‘machinations (makhinatsiia)’, Rakovsky exclaimed: ‘This is the most fundamental question!’.xxxii Although some delegates spoke in Rakovsky’s support, notably Mikhail Frunze, he was a largely ‘isolated’ figure at the Congress. Already, it was ‘dangerous’ to challenge the General Secretary.xxxiii

But challenge Stalin the Ukrainian leadership did at the June 1923 RKP (b) Central Committee conference dedicated to implementing the decisions of the Twelfth Party Congress. Rakovsky, having stressed the Union should be a ‘federation’, took offence at Stalin giving federation a ‘more centralist twist’: ‘I consider that we Ukrainians are no less communist than Stalin.’xxxiv Nevertheless, in reply, Stalin went so far as to accuse Rakovsky and his comrades, such as Mykola Skrypnyk, of effectively championing a ‘confederation’.xxxv

Stalin had the final word. The resolutions adopted at the Twelfth Party Congress and the Central Committee Conference and Stalin’s speeches in support of them, committed the Union to ‘forms’ of ‘nationhood that did not conflict with a unitary central state:’ ‘national territories’, ‘languages’, ‘elites’ and ‘cultures.’xxxvi

It has to be understood that in combatting Stalin’s advocacy of what Rakovsky feared was a resurgent Great Power derzhavnost’, in the guise of a Russia dominated Soviet Union, he was increasingly on-guard against the emergence of a governmental bureaucracy that would stifle Soviet democracy and republican national independence. Stalin’s menacing grip on party and state in the late 1920s drove Rakovsky into the Left Opposition led by Leon Trotsky (August 1927), resulting in his eventual expulsion from the CPSU (December 1927) and internal exile in Astrakhan (January 1928). From exile, Rakovsky elaborated his thinking on Stalinist bureaucratisation in his seminal statement on ‘The “Professional Dangers” of Power’ (6 August 1928).xxxvii

But just before Stalin removed Rakovsky as head of the Ukrainian government in July 1923, Rakovsky foreshadowed these dangers specifically in relation to national independence in the USSR.xxxviii Emphasising that ‘the October revolution only began to resolve the national question. It did not solve it,’ he reaffirmed ‘the right of individual republics to secede from the Union on their own initiative.’ And he unequivocally repudiated any suggestion that the ‘Soviet republics should merge into one centralised state’ as having ‘nothing in common with communism.’ While repudiating absolute ‘decentralisation’, and warning against ‘national and provincial separatism’ as ‘one of the most dangerous means employed by the counter-revolution’, he categorically rejected ‘dead-handed centralism’ as the ‘enemy’ of ‘Soviet power.’ Anticipating his subsequent critique of emergent Stalinism, Rakovsky warned of the threat of the rise of a ‘separate estate of officials who joined their fate to centralisation itself.’ ‘If political life becomes the privilege of a small group of people, then obviously the working masses will not be involved in controlling the country and Soviet power will always lose its most important support. Communists will always fight resolutely against such centralisation.’ Against the threat ‘dead-handed centralism’ posed for ‘multinational states’ he invoked Lenin’s antidote of ‘democratic centralism’. From this perspective,

State development within each Soviet republic … should take place on foundations which allow for an overall control and general plan, but which do not exclude the widest civil, administrative, economic, financial and cultural autonomy of individual republics and areas … To overstep either way could only have a crippling result.xxxix

In essence, Rakovsky discerned the crippling, bureaucratic brutality manifest in Stalin’s drive to centralise power in his own hands, in the first place by subordinating the non-Russian nationalities to the Moscow authorities. Right up until his removal as head of the Ukrainian government, Rakovsky continued his rear-guard fight against Stalin for the rights of the USSR’s republics to be enshrined in its first ‘Lenin constitution’ (1924), not least against the Union Central Executive Committee exercising authority over the congresses of republic soviets: ‘The sovereignty of the individual republics of the Union is restricted only by the limits specified in the treaties and only within the limits of the Union’s jurisdiction!’, he protested unsuccessfully.xl

Rakovsky’s ‘New Era of Soviet Development’, drawing inspiration from Karl Marx’s analysis of the proletarian state in the 1871 Paris Commune, was, as Pierre Broué asserted, truly a ‘veritable manifesto against the bureaucracy, and a decisive stage in the development of a Marxist theory of bureaucracy.’xli It was a manifesto against Stalin forging a centralised, multi-national state on his road to his great-power centric ‘socialism in one country’, a doctrine that would drive the inveterate internationalist Rakovsky into the ranks of the anti-Stalinist Left Opposition.

Nationalizatsiia

After 1923, as Terry Martin has argued, the national structure of the USSR was no longer up for public debate, notwithstanding Rakovsky’s private protestations. Henceforth, through to the very end of the Stalin period, ‘nationalizatsiia’ (Stalin’s preferred term, which subsequently became ‘korenizatsiia’ - ‘indigenization’), shaped policy towards established, large, national territories, e.g., ‘Ukrainizatsiia:’ principally, the fostering of national languages and the forging of national elites. Nationalizatsiia adroitly cemented the national territories into a Moscow-centric Soviet state which incorporated ‘national identity’ into an overarching all-Union ‘socialist culture’ thereby surreptitiously disarming any perception of Russian great-power hegemony. Stalin deemed the newly fledged USSR a ‘federation’ (having falsely accused Rakovsky of proposing a ‘confederation’). It was a Stalinist fiction. The territorial nationality structure hammered out in 1923, not the December 1922 constitution as such, forged a hyper-centralised, ‘multiethnic’, unitary state, which while it denied Russia distinct territorial status and its own communist party, de facto made the Russians ‘the Soviet Union’s state bearing people.’ National republics such as Ukraine had no more political and economic powers than Russian regions (oblasti), as Rakovsky feared.xlii

Nevertheless, a decade later, nationalizatsiia began to be curtailed out of concern that it was undermining the unitary Soviet state. In December 1932, Ukrainian nationalism was blamed in part for the onset of the grain procurement crisis. Thereafter, Russian language, nationality and culture were resurgent, Union-wide. By 1936, Russians were ‘first among equals,’ a trend that would be accelerated in the wake of victory in the Great Patriotic War (1941-1945). Nevertheless, in the post-Stalin period nationalizatsiia simultaneously proceeded apace with russifikatsiia, fuelling an explosive, contradictory, mix of Russian political dominance in the guise of the Soviet Union and korenizatsiia of nomenklatura elites in national territories, such as Ukraine and Belarus. With the faltering of Gorbachev’s perestroika reforms in the late 1980s, the ‘national communism’ of the Ukrainian territorial nomenklatura rapidly found common purpose with anti-communist, anti-Soviet nationalism, and national independence. A prelude to the final scuttling of the USSR almost 70 years after its formation, in which ex-Ukrainian Communist Party Secretary Leonid Kravchuk played a central role.xliii

A century ago, Rakovsky had warned of the dangers the ‘dead-hand of centralism’ posed to the self-determination of the national republics and to the Soviet Union itself. And he warned of the emergence of a bureaucratic elite that had a vested, material interest in such centralisation. Given the tumultuous times in which the USSR was established, he feared that failure to address ‘the national question’ could tear the Union apart in the immediate future. Rakovsky underestimated the capacity of Stalin to hold the Union together by brute force and by fostering territorial state-political elites that not only had a vested interest in the Union status quo, but eventually also in national, anti-communist independence. Nevertheless, Rakovsky’s guiding principle that the USSR would only survive by the internationalisation of the October Revolution or not at all was ultimately vindicated, catastrophically.


First published as ‘Die Ukraine und die großrussische Macht – Rakowski gegen Stalin, 1922-23, in Marxistische Blätter, 1_2023, pp. 87-95. Translated from the English by Prof. Dr Joachim Hösler. Kindly republished here with the permission of the responsible editor, Lothar Geisler.

Notes

i Address by the President of the Russian Federation, 21 February 2022, http://en.kremlin.ru/events/president/news/67828

ii Pierre Broué,Rakovsky ou la Révolution dans tous les pays (Paris: Fayard), p. 144.

iii Roger D. Markwick, ‘“Orthodoxy, Autocracy, and Nationality”: Putin’s Remaking of Imperial Russia’, Arena Quarterly, No. 10, June 2022: https://arena.org.au/orthodoxy-autocracy-and-nationality-putins-remaking-imperial-russia/

iv ‘The Right of Nations to Self-Determination’ https://www.marxists.org/archive/lenin/works/1914/self-det/;See also: Ditte Gerns, ‘Lenin und das Selbstbestimmungsrecht der Nationen,’ in Marxistische Blätter, 1_2023, pp. 81–87.

v Khristian Rakovskii, ‘Tezisy po ukrainskomu voprosu (19.11.1919g.),’https://www.historians.in.ua/index.php/en/istoriya-i-pamyat-vazhki-pitannya/2897-andrij-zdorov-tezi-z-ukrajinskogo-pitannya-khristiyana-rakovskogo-1919-r-publikatsiya-dokumentu

viIzvestiia 3 January 1919, in Christian Rakovsky.Selected Writings on Opposition in the USSR 1923-30, edited with an introduction by Gus Fagan (London: Allison & Busby,1980), p.24; Cherniavskii G.I., Stanchev, M.G., Tortika (Lobanova), M.V.,Zhiznennyi put’ Khristiana Raskogo (Moskva: Tsentropoligraf, 2014), pp. 124–25.

viiIzvestiia 26 January 1919, in Rakovsky.Selected Writings, p. 24. Rakovsky’s emphasis.

viiiZhiznennyi put’, pp. 134, 136.

ix Rakovsky.Selected Writings, p.28.

x Cited in Moshe Lewin,The Soviet Century, Gregory Elliot (ed.) (London: Verso, 2016), pp. 19-20

xi Cited in Ibid, p. 20.

xiiZhiznennyi put’, pp. 14243.

xiiiSoviet Century, pp. 2021.

xivZhiznennyi put’, p. 166.

xv Cited in Ibid, p. 167. Lenin’s emphasis.

xvi Ibid;Soviet Century, pp. 2223.

xviiSoviet Century, p.24;Zhiznennyi put’, p. 166.

xviiiKommunist 18 October 1922, inZhiznennyi put’, p. 168.

xix Kommissiia 6 Oktiabria,https://istmat.org/node/26881#_ftn3; Soviet Century, pp. 245.

xxSoviet Century, pp. 2531. See V. I. Lenin, ‘Letter to the Congress’:https://www.marxists.org/archive/lenin/works/1922/dec/testamnt/congress.htm

In early March 1923, Lenin suffered his second stroke and could no longer write or dictate anything. His last text, ‘Rather less, but better’ of 2 March, appeared in Pravda on 4 March 1923.

xxiZhiznennyi put’, p. 165.

xxii Ibid., p. 169.

xxiii Rakovsky.Selected Writings, p.34;Dvenadtsatyi s”ezd RKP (b), 17-25 aprelia 1923 goda. Stenograficheskii otchet (Moskva: Izd. Poli. Lit., 1968), p. 649.

xxiv ‘Speech to the Twelfth Party Congress’, Rakovsky.Selected Writings, pp. 7981;Dvenadtsatyi s”ezd, pp. 576-78. For the basis of the policy ofsmytchka see Gert Meyer:Studien zur sozial-ökonomischen Entwicklung Sowjetrußlands. Die Beziehungen zwischen Stadt und Land zu Beginn der neuen ökonomischen Politik (Köln: Pahl-Rugenstein, 1974).

xxv Rakovsky.Selected Writings p. 84;Dvenadtsatyi s”ezd, pp. 57982.

xxvi Rakovsky.Selected Writings, pp. 867;Dvenadtsatyi s”ezd, pp. 65758.

xxvii Rakovsky,Dvenadtsatyi s”ezd, pp. 657-58; Stalin, Dvenadtsatyi s”ezd, pp. 65960.

xxviii Rakovsky.Selected Writings, p. 85; Rakovsky,Dvenadtsatyi s”ezd, pp. 65657.

xxix Stalin,Dvenadtsatyi s”ezd, p. 657.

xxx XII S”ezd RKP (b) stenogramma zasedaniia sektsii s”ezda po natsional’nomu voprosu 25 aprel’ia 1923 g.,Izvestiia TsK KPSS, 1991, No. 3, pp. 17172.

xxxiZhiznennyi put’, pp. 176–77.

xxxii Ibid., pp. 1778.

xxxiii Ibid, pp. 17981;Soviet Century, pp. 1218.

xxxivChetvertenoe soveshchanie TsK RKP (b) s otvetsvennymi rabotnikami natsional’nykh respublik i oblastei 12 iunia 1923 g (Stenograficheskii otchet) Moskva: 1923 [Moskva: INSAN, 1992), p. 270.

xxxv Stalin, I.V. ‘Zakliuchitel’noe slovo na IV soveshchanii TsK RKP (b) s otvetsvennymi rabotnikami natsional’nykh respublik i oblastei 12 iunia 1923 g. pp. 33536,https://c21ch.newcastle.edu.au/stalin/t5/t5_25_4.htm#p78

xxxvi Terry Martin, ‘An Affirmative Action Empire. The Soviet Union as the Highest Form of Imperialism’, in Ronald G. Suny & T. Martin (eds),A State of Nations: Empire and Nation-Making in the Age of Lenin and Stalin (Oxford: Oxford University Press, 2001), p. 73.

xxxvii ‘The “Professional Dangers” of Power’, Rakovsky.Selected Writings, pp.124136;https://www.marxists.org/archive/rakovsky/1928/08/prodanger.htm

xxxviii ‘A New Era of Soviet Development’, Rakovsky.Selected Writings, pp. 88105.

xxxix ‘A New Era of Soviet Development’, p. 103.

xlZhiznennyi put’, p.189.

xliRakovsky ou la Révolution, p. 213.

xlii Martin, ‘An Affirmative Action Empire’, pp. 735, 7980. On the policy of Ukrainisation see Andreas Kappeler,Kleine Geschichte der Ukraine (München: C.H. Beck, 2022), pp. 18897.

xliii Taras Kuzio,Ukraine: Perestroika to Independence, 2nd edition (London: MacMillan Press, 2000), Ch. 9.

In memoriam: Simon Clarke (26/3/1946 – 27/12/2022), his Marxism and contribution to the political economy of labour

Gregoris Ioannou*

Simon Clarke was both a scholar of social theory and Marxian thought with deep knowledge of the classic texts and an empirical sociologist analysing contemporary labour relations. He was a political economy scholar whose analysis traversed the macro, meso, and micro levels, situating employment within institutions, labour markets and class relations connecting dynamics operative in local, national, and international settings. He used with ease both quantitative and qualitative methodologies and was able to follow, critique and contribute to both the fields of economic and social sciences which he conceived as an integrated whole. Clarke was a scholar that could situate the object of his study in the broader intellectual universe, that could contextualise knowledge in history, and identify the origins, boundaries and limits of sciences and disciplines, theories, and schools of thought. A committed Marxist always, but neither of the ‘one-dimensional’ and dogmatic type, nor swayed by the post-Marxist intellectual fashions that sprang out in different times during the era of left-wing retreat in which he lived his academic life. 

Simon Clarke, who had an economics background, begun his career as a sociologist through the critique of structuralism, that was a mainstream trend in the 1970s. He subsequently engaged in a thorough study of classical political economy tracing the roots and development of modern economics and sociology as a discipline. In his 1982 book Marx, Marginalism and Modern Sociology, he offered an overview of the intellectual foundations of political economy, liberal social theory and Marxian thought situating modern sociology in its wider historical trajectory. He illustrated the role of ‘marginalism’ in defining and shaping modern economics and critiqued its reductionism and narrow scope, weak conceptual basis and irrational outcomes, and its naturalisation of capitalist social relations. Clarke argued that modern sociology was able to become an autonomous discipline because it could “study forms of social action that could not be comprehended by economics: it could embrace all those phenomena that could not be reduced by the dogma of self-interest” (1982: 230). Yet, modern sociology, as established on its Weberian basis, rests on the same ‘social liberal’ ideological foundations as marginalist economics and implicitly accepts key presuppositions of marginalism, such as the ‘abstract individual as the starting point’ and the ‘separation of economy and society’ which itself shapes the character and imposes limits on what sociology is and what it can do. 

Clarke argued that it is Marxian thought that can move beyond the bounds of modern sociology as it can build on Marx’s devastating critique of the conceptual foundations of liberal social theory and offer a comprehensive and integrated understanding of social relations through the theories of alienated labour, the value form, and commodity fetishism.  Yet Marxism, at least in its orthodox version, failed to realise this potential because it neutralised the critical power of Marxian thought by “assimilating it to the political economy and the materialist conception of history” (1982: 238). Orthodox Marxist economism narrowed down the theory of value into a measurement of exploitation, neglected the constitutive role of labour and consequently alienation and commodity fetishism, conceptualising socialism as a ‘mere change in property relations’ and was thus ultimately unable to sufficiently challenge marginalism. Right-wing revisionist Marxism accepted the marginalist critique of the labour theory of value and sought thus improvements within capitalism while Lenin and, subsequently, Soviet Marxism in the context of the failure of international revolution, sought to ground Marxist philosophy of history and political economy into a ‘science’ that was essentially a canonised ‘eternal truth’ insulated from the need of empirical evaluation. 

Lukacs and, later, Western Marxism and the school of critical theory attempted to bring alienation and commodity fetishism back into the centre, but the notion of ‘reification’ they developed was essentially based on Simmel’s inversion of means and ends, and Weber’s conflict between instrumental and value rationality respectively, rather than Marx’s notion of ‘alienated labour’, and were thus unable to bring a breakthrough. Clarke insisted that the way beyond the antinomies of modern sociology, seeking to reconcile the subjective rationality of capitalism with its objective irrationality by abstracting the concept of the individual and the concept of reason, was Marx’s theory of alienated labour. And that “the contradictions of capitalism do not derive from the contradiction between one form of reason and another, whether between formal and substantive rationality, or between capitalist and proletarian reason, but from the contradictions inherent in the irrationality of alienated forms of social production.” (1982: 252). If Marx was naïve in his optimism “that socialism would inevitably arise out of the spontaneous development of the contradictions of the capitalist mode of production”, Clarke concludes, “the tragedy of Marxism, in both its Leninist and its Western variants, was that it abandoned Marx’s faith in the ability of the working class to achieve its own emancipation” (1982: 255). 

Clarke applied the perspective he developed in the study of 19th and 20th Century history. In 1988, he published Keynesianism, Monetarism and the Crisis of the State in which he elaborated further the theoretical framework he built connecting political economy frameworks such as liberalism, Keynesianism and monetarism with concrete historical developments such as the economic depressions and crises, the formation of the national state and the international system of states, the major wars and revolutions, post war reconstruction and the Marshall Plan, industrial relations and welfare regimes. This was also the time of the Conference of Socialist Economists which evolved into the journal Capital and Class. Clarke contributed substantially to the debates on the Marxist theory of state and the utilisation of Marxian tools to the analysis of the changing environment in the last quarter of the 20th Century. “Monetarism like all state ideologies that have preceded it, is a fundamentally contradictory ideology” but it is also “the ideological expression of fundamental changes in the form of the state, that have reflected, and reinforced, the massive political defeat of the working class” (1988: 353). The divisions within the working class were exploited and exacerbated by capital and the state, which gradually reimposed ‘the rule of money’ and while the political form of the post-war Keynesian class-collaboration settlement survived, its substance did not, rendering it effectively ‘an empty shell’. 

In 1994, Clarke published Marx’s Theory of Crisis, probably his most famous book, translated subsequently in several languages and signalling his consolidation as an internationally known Marxist theorist. In this ‘magnum opus’ monograph, he articulates a Marxian framework for the understanding of capitalist crises as a normal phase in the process of capital accumulation. Clarke argued that, while disproportionality, under-consumption and the falling rate of profit are relevant in determining the vulnerability of capitalism to crisis, “the underlying cause of all crises remains the fundamental contradiction on which the capitalist mode of production is based, the contradiction between the production of things and the production of value, and the subordination of the former to the latter” (1994: 195). The periodic over-production crises indicate the objective limits of the capitalist mode of production but cannot on their own destroy capitalism. The destruction of existing products and productive forces, the capture of new markets and over-exploitation of old markets, removes obstacles and allows the development of the forces of production, but only for opening the way for bigger, longer, and more destructive crises ahead. The ‘limits of capitalism’ however do not make the abolition of capitalism inevitable. The tendency of repeated accumulation crises constitutes the ‘weapon’ with which ‘the bourgeoisie will bring their own death’ – we should never forget however that as Marx-Engels said in the Communist Manifesto it is the organised proletariat that ‘holds this weapon’. 

By the early 1990s, Clarke was an established academic, still working with some like-minded scholars at the University of Warwick, at a time when ‘labour studies and industrial relations’ were beginning to be pushed out of Sociology Departments into Business Schools and be fashioned as ‘Employment Relations and Human Resource Management’. It was then that he begun a fruitful collaboration with a group of young Russian scholars who were studying the impact of the collapse of the USSR, happening at the time, on the labour field and industry of Russia. This major empirical research project led to the establishment of the Institute for Comparative Labour Relations (ISITO) and resulted in numerous collaborative publications throughout the 1990s accounting for the weak workers’ movement in Russia, the changes in industrial enterprises, labour relations and the shifting forms of industrial conflict, the restructuring of employment and the formation of a labour market, household strategies of survival and finally the development of capitalism in Russia.    

The research on labour relations in Russia, which subsequently expanded to also cover China and Vietnam, attempted to engage in debate labour economics and sociology with their different methodologies and diverging bodies of evidence. Although constrained by what data could be made available, the project employed both quantitative and qualitative methods (multivariate analysis and ethnographic case study reports) and accumulated over time a vast body of data. By the late 1990s, Russia had a relatively developed labour market with high labour mobility and a high degree of wage flexibility. These attributes co-existed with poor job creation and persisting wage inequality and thus contrasted with the orthodox economists’ belief that wage and employment decisions are determined by the interaction between supply and demand in the external labour market. It was the interaction of social groups with conflicting interests (such as senior and middle management) that ultimately shaped wages and employment outcomes. There was thus nothing unique with Russia, Clarke argued as “the conflicts which permeate the post-Soviet enterprise can equally be found in any capitalist firm. The difference is simply that in Russia the economists’ theories have been tested to the limit and beyond” (1999: 12).

The resounding failure of the imposition of deregulation and labour market flexibility, resulting in the suffering of the Russian people was the basic lesson of the outcomes of neoliberal shock doctrine. While substantial residues of Soviet institutions, Soviet culture and Soviet practices remained even in the most capitalist of contemporary Russian enterprises, Clarke did not see these as producing a distinctive feature in the developing Russian capitalism. More important, in his view, was the relative absence of class conflict, which could not be explained by a Russian culture of fatalism or other ideological factors. This he concluded was a result of the “incomplete subsumption of labour under capital” which diffuses class conflicts “through the structure of management appearing primarily in divisions within the management apparatus rather than in a direct confrontation between capital and labour” (2007: 242).

Simon Clarke’s contribution to Marxian thought and labour studies has been immense. As a social theorist, he set an example of how to analyse specific issues and themes without losing sight of the bigger picture and of how to examine abstract ideas holistically and in relation to their concrete historical contexts. As a Marxist, he taught us how to disentangle ideology from science, how to understand both the proximity but also the distance between politics and knowledge and how to use Marxian tools to understand the contemporary world. As a labour studies scholar, he demonstrated how systematic and meticulous empirical research can feed back into theory, how employment relations are at the heart of political economy and how class struggle retains its centrality even when it is suppressed, defused, or deformed. Simon Clarke will be remembered by his numerous students and his work will continue to guide those who study the workings of capitalism, the politics of class and the making of history.   

 

References: 

Clarke, S. (1982) Marx, Marginalism, and Modern Sociology, Macmillan

Clarke, S. (1988) Keynesianism, Monetarism and the Crisis of the State, Edward Elgar

Clarke, S. (1994) Marx's Theory of Crisis, Macmillan

Clarke, S. (1999) The Formation of a Labour Market in Russia, Edward Elgar

Clarke, S. (2007) The Development of Capitalism in Russia, Routledge

A complete list including refereed articles can be found on Simon Clarke's publications page: http://homepages.warwick.ac.uk/~syrbe/Publications.html

*Gregoris Ioannou is currently a Lecturer of Employment Relations and HRM at the Centre for Decent Work, University of Sheffield Management School and was one of the last PhD students of Simon Clarke. 

Heinrich Contra Teleology: A Commentary on Heinrich’s Materialist Reconstruction of Marx’s Early Life

book

A Review of Karl Marx und die Geburt der modernen Gesellschaft [Karl Marx and the Birth of Modern Society] by Michael Heinrich

Darren Roso

Independent Researcher, Melbourne, Australia

darrenroso@gmail.com

Michael Heinrich, (2018) Karl Marx und die Geburt der modernen Gesellschaft. Band 1: Biographie und Werkentwicklung: 1818–1841, Stuttgart: Schmetterling Verlag.

Abstract

Michael Heinrich has written the most important biography of Karl Marx’s early life to appear in the English-speaking world to date. The work is historically and philosophically rich and thoughtful; he has produced a non-teleological reading of Marx that will shape any new debate about Marx’s critique of political economy, critique of politics, and materialism.

Keywords

Michael Heinrich – Karl Marx – Hegel – biography – Germany

Of course, we now know that the Young Marx did become Marx, but we should not want to live faster than he did, we should not want to live in his place, reject for him or discover for him. We shall not be waiting for him at the end of the course to throw round him as round a runner the mantle of repose, for at last it is over, he has arrived. Rousseau remarked that with children and adolescents the whole art of education consists of knowing how to lose time. The art of historical criticism also consists of knowing how to lose time so that young authors can grow up. This lost time is simply the time we give them to live. We scan the necessity of their lives in our understanding of its nodal points, its reversals and mutations. In this area there is perhaps no greater joy than to be able to witness in an emerging life, once the Gods of Origins and Goals have been dethroned, the birth of necessity.

— Louis Althusser, On the Young MarxAlthusser 2005, pp. 70–1.

A Review of Revising the Revolution

book

: The Unmaking of Russia’s Official History of 1917 by Larry E. Holmes

Barbara C. Allen

Associate Professor, History Department, La Salle University, Philadelphia, Pennsylvania, USA

allenb@lasalle.edu

Larry E. Holmes, (2021) Revising the Revolution: The Unmaking of Russia’s Official History of 1917, Bloomington, IN: Indiana University Press.

Larry E. Holmes’s scholarship has largely revolved around histories of Soviet education and centre–periphery relations.Professor Emeritus of History at the University of South Alabama, Holmes has published For the Revolution Redeemed: The Workers Opposition in the Bolshevik Party, 1919–1921 (Holmes 1990), The Kremlin and the Schoolhouse: Reforming Education in Soviet Russia, 1917–1931 (Holmes 1991), Stalin’s School: Moscow’s Model School No. 25, 1931–1937 (Holmes 1999), How Ordinary Russians Experience Their Lives and World: A Report of a Participant-Observer (Homes 2008), Grand Theater: Regional Governance in Stalin’s Russia, 1931–1941 (Holmes 2009), War, Evacuation, and the Exercise of Power: The Center, Periphery, and Kirov’s Pedagogical Institute 1941–1952 (Holmes 2012), and Stalin’s World War II Evacuations: Triumph and Troubles in Kirov (Holmes 2017). He has made Viatka, which was called Kirov for much of the Soviet period, the focus of several works. For this book, he returns to his dissertation topic about the historiography of 1917 but with a regional dimension characteristic of his subsequent work. Early in his career, Russian archives were not available, so this is a much richer study than he could have accomplished when he first began his work as a historian. Holmes carried out research in archives in Moscow and in the Kirov region. His sources include archival records of Istpart, its publications, and leading individuals involved with it; published memoirs, diaries, documents, statistics, and conference proceedings; histories of 1917 published in the 1920s; and significant secondary studies.

The focus of Revising the Revolution is how Istpart (the Commission for the Collection, Study, and Publication of Materials on the October Revolution and History of the Communist Party) wrote and presented the history of Bolshevik Party activity in 1917 in the political centre of Russia and in one province, Viatka, from 1920 until about 1929 to 1931. The primary tension in Istpart’s work was between writing scholarly source-based history and advancing the Communist Party’s political goals. Its personnel initially saw these goals as complementary, but it was not long before personal rivalries and disagreements about sources’ reliability created conflict among Istpart’s personnel over its mission. Holmes adds a dimension to our understanding of Istpart’s irreconcilable tasks by studying relations between the central Istpart in Moscow and the local branch in Viatka. The local branches of Istpart in the provinces exhibited a range of activity and relations with the centre. Holmes finds that the Viatka Istpart local often ‘sharply disagreed [with the central Istpart body] over how best to write a historically factual yet politically useful history of 1917’ (p. 3). Istpart historians in the centre and in the provinces initially believed they could do both, but increasingly found they could not. Created in 1920, Istpart was dissolved in 1929, although its influence lingered on into 1931.

            Personal rivalries were baked into Istpart’s formation. Vladimir Ilich Lenin in summer 1920 charged Mikhail Nikolaevich Pokrovsky with the responsibility for leading the creation of an official history of 1917 and told him to work together with Mikhail Stepanovich Olminsky, whom Lenin had appointed to lead a Gosizdat (State Publishing House) commission on the party’s history.For Pokrovsky’s biography, see Enteen 1979. While Pokrovsky sought ‘original scholarship’, Olminsky proposed ‘work with a popular appeal’ and sought to publish Old Bolshevik memoirs (p. 14). When Olminsky got his way, Pokrovsky departed but continued to influence Istpart. In 1921, the Party Central Committee subordinated Istpart to it, but Istpart’s role still diverged from that of the CC’s Department for Agitation and Propaganda. Founded in 1922, the Istpart journalProletarskaia revoliutsiia published both memoirs and scholarly articles. Marxist historians affiliated with Istpart believed that a broad array of primary sources ‘would necessarily portray the Bolshevik party as a progressive force in history’ (p. 17).

            A critical point was reached when Gosizdat published the third volume of Leon Trotsky’s collected works in 1924; this concerned 1917 and came out on the seventh anniversary of the Bolshevik seizure of power. According to Holmes, ‘Trotsky’s rambling and egregiously self-serving preface [“Lessons of October”] created an immediate sensation’ (p. 18). Written quickly, it omitted mention of Stalin and heightened the differences between Trotsky on the one hand and Zinoviev and Kamenev on the other. The ‘literary discussion’ followed.See Corney (ed.) 2016. For some of his discussion of the central Istpart’s work, Holmes relies upon Telling October: Memory and the Making of the Bolshevik Revolution (Corney 2004), but he is more concerned than Corney with exploring the relationship between the central Istpart and the regions, especially Viatka. Istpart found, but agreed not to publish (until 1925), a 1913 letter from Trotsky to the Menshevik Nikolai Semenovich Chkheidze in which Trotsky called Lenin ‘a professional exploiter of all that is backward in the Russian labor movement’ (p. 19). Proletarskaia revoliutsiia in 1925 published attacks on Trotsky’s version of history.

            Olminsky and his supporters drove much of the personal conflicts within Istpart, by Holmes’s account. Although partially paralysed and mute from a stroke he suffered in 1922, Olminsky very actively instigated and escalated conflicts with others. Vladimir Ivanovich Nevsky, who had worked in the Petrograd branch of Istpart since its beginning, was a primary target, because Olminsky regarded the Petrograd Istpart as a potential usurper of the role of the central body in Moscow. The Petrograd branch had its own journal, Krasnaia letopis, founded by Nevsky, which elevated above memoirs the publication of archival documents and scholarly articles based on archival research. Adding fuel to the flames,Krasnaia letopis published extensive source criticism of memoirs that had been published inProletarskaia revoliutsiia. Olminsky objected that documents such as those from tsarist police archives did not reveal the full extent of the party’s work and reach.

            Nevsky was particularly critical of work being done by regional Istparts, which often did not employ trained historians and archivists or people who knew other languages. Nevsky’s position won out at the April 1923 Istpart conference, but he was reined in by the Petrograd party organisation which put so many restrictions on Istpart’s work in the city that Krasnaia letopis could publish little other than memoirs. Nevsky left Petrograd to work in the Moscow Istpart organisation, but continued to write archive-based history with the apparent approval of Istpart, having circumvented Olminsky, who published inProletarskaia revoliutsiia ‘an ill-tempered review’ of Nevsky’s work (p. 24). Nevsky was compelled to leave Istpart to become director of the Lenin Library in Moscow, where he regained some favour by publishing a biography of Lenin.

            Istpart suffered from lack of personnel and resources and insufficient expertise among its staff, even after it was placed under the CC’s authority. When the Lenin Institute was founded in 1923, it competed effectively against Istpart for CC resources. Moreover, Istpart had to surrender over 25,000 documents to the Lenin Institute from 1923 to 1928. Finally, the Institute gained control of Istpart in 1928.

            Regional Istparts came into and went out of existence depending on the availability of funds from regional party committees to which they were subordinated, and from the CC. By the end of 1921, there were 21 regional Istparts; by mid-1922 there were 72. There were 39 in 1923, 56 in 1924, 72 in 1925, and 86 in early 1927. The number fell to 38 in October 1928. Many never carried out any work, or else passed through long periods of inactivity. Often only one person staffed a regional Istpart and that person usually had additional responsibilities in agitation and propaganda (agitprop), so could only devote part of their time to Istpart. Because they received funds not from the central Istpart in Moscow but from regional party committees, they did not necessarily feel an imperative to follow the central Istpart agenda. Unfortunately for Istpart, agitation and propaganda were higher priority missions for regional party committees, which directed few resources to historical work because many local officials and members found Istpart’s work ‘boring’ (p. 39). Local Istparts often were unable to collect and preserve documents. By 1924, the central Istpart demanded only central coordination of important revolutionary anniversaries, but otherwise endorsed ‘localization [raionirovanie] of Istpart’s work’ (p. 37).

            Viatka’s Istpart numbered among those created in 1921 but it only began carrying out significant work early in 1924, when Aleksandr Abramovich Novoselov (born in 1902, and a party member since 1920) became its head. With only seven years of formal schooling, he was a party activist rather than a professional historian or archivist, yet he prioritised the collection of documents for the local archive, the erection of commemorative markers and statues, and the writing of history that reflected the actual course of revolutionary events in Viatka rather than a narrative imposed from the centre. Novoselov faced challenges including few resources, other demands on his time, and the inability to mobilise work in rural areas. Party personnel discarded records rather than follow instructions to select and preserve important ones, because they did not care about historical documentation. Nevertheless, according to Holmes, ‘from 1924 to 1927 Viatka’s Istpart played a major role in the observance of the 1905 revolution and the tenth anniversary of the 1917 revolution’ (p. 43). Novoselov’s role in these projects reflected his personal inability to reconcile the goal of historical scholarship with a narrative that served the party’s political goals, and his attention fluctuated between the two purposes. Holmes perceives Novoselov as torn between his training as a propagandist and his duty to Viatka Istpart’s ‘scholarly mission’ (p. 69).

            In January 1925, Olminsky’s poor health forced a restructuring of the central Istpart, of which Semen Ivanovich Kanatchikov became director. Kanatchikov sought to use Istpart as a weapon against Trotsky and his supporters, and sacrificed historical accuracy to wield the past as an ideological tool. He had an ally in Istpart secretariat member Feodosiia Drabkina in these efforts. He and Drabkina ordered local Istparts to accentuate the activity of the Bolshevik Party in 1905 and 1917, no matter how few Bolsheviks had operated in their locality in those years. Most Istparts gave lip service to their demands, although Ukraine notably objected to the instruction to ignore or downplay the influence of Taras Shevchenko, its national poet. Olminsky’s numerous allies appealed on his behalf to the CC, and Olminsky wrote directly to Stalin about Kanatchikov’s alleged leadership weaknesses. Moreover, Kanatchikov came under attack in summer 1926 for supporting the opposition led by Zinoviev and Kamenev. In August 1926, Sergei Ivanovich Gusev (Drabkina’s spouse) replaced Kanatchikov. A new directive followed to not overlook non-Bolshevik parties’ activity in the localities and to point out the role of spontaneity where it was a factor.

            Holmes devotes two chapters to Istpart’s work on the anniversaries of the 1905 and 1917 revolutions. Early plans assumed it possible for regional commemorations to conform to a template of how the revolution of 1917 developed in St Petersburg and Moscow. But regional Istparts, most notably that in Viatka, did not obey. In Viatka, Social-Democratic Bolsheviks had played minor roles, so its commemoration had to centre in its narrative the activities of other political parties to have content relevant to the local area. This emphasised the moderation of SD forces in Viatka. Moreover, peasants in the countryside around Viatka ‘did not seek land but rather political equality and lower taxes and did so using peaceful means’ (p. 53). The Viatka Istpart’s weak compliance with the centre’s instructions was typical. The central Istpart could not prevent local Istparts from issuing ‘a heterogeneous mix of accounts’ (p. 53).

            In the mid-1920s, Communist Party historians, though partisan in favour of the Bolsheviks, recognised that many SD party organisations remained united in early to mid-1917, that Bolsheviks were surprised by the February Revolution, and that there was much ‘conditional support’ in spring 1917 among Bolsheviks for ‘the Provisional Government as long as it pursued socioeconomic and democratic reforms’ (p. 55). These historians elevated ‘spontaneity … as the major dynamic of 1917’ (p. 55).

            Holmes cites Aleksandr Gavrilovich Shliapnikov as an example of a party historian who ‘produced most interesting work on 1917’ (p. 56), for he scrupulously wrote his narratives based on documents not only produced by the Bolshevik Party but also those of other parties, in addition to his own recollections and others’ memoirs.For a biography of Shliapnikov, see Barbara C. Allen, Alexander Shlyapnikov, 1885–1937: Life of an Old Bolshevik (Allen 2015). He was a prime beneficiary of Istpart’s support in 1921 for organising and preserving the materials he collected as well as writing history using them. Shliapnikov discussed ‘deep divisions within the Bolshevik party’ (p. 57) in 1917. His work was respected by many reviewers and readers for its honesty and for being well-steeped in primary sources. Other party historians, too, wrote narratives reflecting the content of primary sources that centred workers’ desire for economic wellbeing and soldiers’ desire for an end to the war, without exaggerating the level of popular support for the Bolsheviks. Istpart ‘formed auxiliaries’ (p. 60) where Bolsheviks and non-Bolsheviks could recount their memories of 1905.

            Viatka Istpart had ambitious plans to commemorate the tenth anniversary of the 1917 Revolution with more than a dozen books about topics including the party, ‘unions, cooperatives, the Young Communist League, women, education, enlightenment, and the economy’ (p. 66). But few of these projects were realised. A complication in writing Viatka’s revolutionary history ten years later was that the few Bolsheviks active in the province in 1917 were concentrated in the city of Izhevsk with its munitions and steel factories. Izhevsk had been moved to a different province in 1920. Viatka was an ‘administrative center’ with ‘little industry’ (p. 70). Key bodies in the city of Viatka denounced the Bolshevik seizure of power. The Menshevik and SR-dominated provincial Soviet called for the Constituent Assembly to hold power. Bolsheviks could not establish firm control in 1918 over Viatka, part of which the White Admiral Aleksandr Vasilevich Kolchak took in early 1919. Only in spring 1919 did the Bolsheviks subdue Viatka.

            In Viatka, tensions over the departure of the region’s revolutionary history from the template desired by the central Istpart were exacerbated by conflicts between Novoselov and two Bolsheviks who had been active in Viatka in 1917 but were in the mid-twenties working or studying in Moscow – Petr Kapustin and Andrei Kuchkin. To enhance their career prospects, the latter two found it in their interests to exaggerate what they had accomplished in Viatka during 1917. The Viatka Istpart’s anniversary edition of collected essays by historians about that year threatened to undermine their claims. As pre-publication reviewers, they subjected some of the essays to withering criticism. Yet Old Bolsheviks in Viatka’s Istpart rallied to Novoselov’s and the essay authors’ defence. With the conflict not yet resolved, and stricken with tuberculosis, Novoselov left Viatka for the North Caucasus in August 1927.

            The Viatka Istpart’s ambitious plans for commemorating the 1917 anniversary were contingent on ample funding promised from the regional party committee, but this did not come through. Instead, cuts were made to a range of party and state bodies’ activities. Viatka Istpart in 1926 lost its publishing house, which was closed because it had lost money by publishing more than it could sell, and due to ‘sloppy business practices’ (p. 90). The central Istpart had similar difficulties selling all copies of its books printed by Gosizdat. Istpart accused Gosizdat of failing to market and advertise its books. But the Istpart in Moscow had delivered to the press more than it had initially planned for publication on the anniversary of 1905 revolution. The USSR suffered from insufficient paper in 1925–7. There was also a significant and ‘growing backlog of unsold books’ (p. 92).

            Because of this experience, the CC Press Department ordered Istpart to drastically scale down its plans to publish on the 1917 anniversary. Despite protests from Pokrovsky and from local Istparts including Viatka, cuts had to be made. The major collection the Viatka Istpart had planned about the revolution and civil war in its province had to be reduced from 800 to 188 pages and from a print run of 5,000 to 1,500 copies. Entries over 100 pages were cut to 13–20 pages. Holmes notes that a 200-page handwritten manuscript about labour unions’ activity during the revolution in Viatka was never published but remains in the local archive. According to Holmes, a corollary reason for cutting the size of publications was so that they could be edited more effectively to create a narrative that coincided with political imperatives.

            Meanwhile, the formation of the Society of Marxist Historians in 1925 strengthened the tendency for history to be treated as a political tool rather than as a scholarly discipline. By the time Istpart’s Fourth Conference was held in January 1927, few voices still defended history as an academic field, the majority calling instead for its outright politicisation. Delegates passed resolutions ‘making their agency’s work relevant to the party’s struggle against petty bourgeois and bourgeois influence and all forms of deviation’ (p. 109). Istpart had ambitious plans to control how central and regional museums depicted the 1917 revolution. Archival access, too, began to be politicised, with researchers needing to be party members in good standing. By order of Viacheslav Mikhailovich Molotov, 25,000 tons of archival documents depicting unacceptable versions of history were destroyed from February 1927 to October 1929. Viatka’s Istpart oversaw the dispatch of 101 tons of archival documents for pulping. These were selected by staff who were not trained archivists or historians.

            Depiction of oppositionist figures’ roles in 1917 were distorted to make them more vulnerable to attack in the late 1920s. While Trotsky replied in detail to an Istpart questionnaire about his 1917 activity, he also expressed certainty that it would not be written about accurately. He included criticism of Stalin in his answers. Memoirs by Shliapnikov and other Old Bolsheviks came under attack as reflecting a ‘wretched philosophy of history’ that was not ‘materialist’ (p. 113). Yet historians still extensively cited Shliapnikov’s memoirs regarding 1917. In March 1928, the Istpart collegium resolved not to endorse volume four of Shliapnikov’s memoir concerning 1917, but also not to block its publication. Holmes supposes this may have been because much of the memoir had already appeared in print as articles in Proletarskaia revoliutsiia. He asserts,

As in his earlier volumes, Shliapnikov relied on a wide range of documents, avoided caricatures, emphasized the material rather than political objectives of the Russian populace, and acknowledged the significance of spontaneity. He did not embellish Stalin’s role and treated Martov, Trotsky, and, after March, Kamenev and Zinoviev as influential antagonists of the Provisional Government and war. (p. 125, footnote 57.)

Ruth Fischer: The Ongoing Fascination of the Ultra-left

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A Review of Ruth Fischer: Ein Leben mit und gegen Kommunisten (1895–1961) by Mario Keßler

Nathaniel Flakin

Independent Researcher, Berlin, Germany

Mario Keßler, (2013) Ruth Fischer: Ein Leben mit und gegen Kommunisten (1895–1961), Vienna: Böhlau Verlag.

On February 18, 2022, three Stolpersteine were placed at Andreasberger Straße 9 in Britz, in Berlin’s Neukölln district. The brass cobblestones commemorate anyone who was persecuted or killed under the Nazis. These three mark the former home of Ruth Fischer and Arkadi Maslow, and as well as Fischer’s son Friedrich Gerhart Friedländer, until they fled the country in March 1933.

            When I announced that I was applying for these Stolpersteine, a comrade responded: ‘Ruth Fischer is a terrible human being. Don’t do it.’ And yes, more than 60 years after her death, Fischer remains one of the most controversial figures from communist history, in Germany or anywhere else. I certainly would not claim her legacy. But it is not as if we were putting up a statue – a Stolperstein merely draws attention to the crimes of the Nazis.

            One sign of the ongoing interest in Ruth Fischer is the massive biography by Mario Keßler, published in German in 2013 and weighing in at over a kilogramme. Against the author’s friendly advice, I read it from cover to cover.Parts of this story are contained in Keßler’s much shorter English-language biography of Arkadi Maslow, Kessler 2020.

            Fischer and Maslow are best remembered as the ultraleft leaders of the Communist Party of Germany for a brief period in the mid-1920s.The third figure in their leadership triumvirate, the KPD’s Orgleiter Werner Scholem, has also been the subject of a door-stopper biography by one of Keßler’s students: Hoffrogge 2018.

            What makes Fischer so fascinating is her inconsistency. She gained international fame as both a communist and an anticommunist, without lasting success in either role, thus alienating absolutely everyone. As an obituary by the journalist Sebastian Haffner put it, ‘her fate was to unintentionally damage the side she was temporarily aligned with more than the side she was fighting’ (quoted on p. 614; all translations from the work are mine).

            Born in Leipzig, Fischer grew up in Vienna as Elfriede Eisler. The Eislers, including her younger brothers Gerhart and Hanns, made up, in the words of Eric Hobsbawm, ‘almost the quintessential Comintern family’ (quoted on pp. 8–9). Subject to myriad forms of antisemitism in the decaying Habsburg monarchy, the three siblings all dedicated themselves to revolutionary modernism, although in very different forms. Elfriede was a firebrand speaker who soon fell out with Stalinism; Gerhart was a party-apparatus man who remained loyal to ‘really existing socialism’; Hanns, a composer, became the most famous of the three.

            While she cannot be called the founder of the Communist Party of German-Austria, Fischer did receive membership card #1 of this very small and putschist organisation. One of her earliest works was a pamphlet on the Sexual Ethics of Communism, published in 1920 in Vienna, in which she called for a radical break with the ‘monogamous forced union’: ‘the majority of people live polyamorously’, she wrote, and ‘homosexuality is natural’ (quoted on p. 53). It goes without saying that older and more prudish figures like Lenin and Zetkin were not impressed by this ‘young comrade from Vienna’.

            Consistent with these views, Fischer subordinated her family responsibilities to her political duties, and set off for Berlin in 1919, which many saw as the centre of world revolution (‘the reddest of all cities on earth outside the Soviet Union’, in the words of Georg Glaser). While Fischer worked in the Comintern and KPD apparatuses, her son Friedrich Gerhart Friedländer remained in Vienna with both sets of grandparents, and only reunited with his mother a decade later. Berlin is where she met Arkadi Maslow (‘love at first sight’; p. 80), who would remain her personal and political companion until his death two decades later. Within two years, Fischer was the leader of the KPD’s Berlin-Brandenburg district, a bastion of the party’s ultraleft wing that openly defied the leadership. If Lenin described a revolutionary party as an orchestra, then Fischer’s specialty was a one-string banjo: her only theme was rejecting any kind of collaboration with the Social Democrats. Socialist revolution was to be achieved with permanent offensives and revolutionary purity.

            Zetkin despised this upstart opposition, whereas Lenin could only shake his head. While many of the leading figures of the ultra-left came from middle-class Jewish families, Fischer was not wrong when she said her faction was ‘not only meshuga students’.Quoted in Hoffrogge 2018, p. 332. Ultra-leftism had a real base in Berlin’s working class, after numerous bloody betrayals by Social Democratic governments. Fischer and Maslow gave a voice to this tendency, and their team included many proletarians like the metalworker Anton Grylewicz. As they had both been politicised by the maelstrom of the World War and the chaotic revolutionary wave that followed, they had no sense of the patient work necessary to win the majority of the working class – hence their principled rejection of the united-front tactic.

            Fischer must have been a uniquely enthralling speaker, since her political profile was not impressive – a lifetime of communist activism left behind only a handful of books. In the words of one contemporary, Ernst Meyer, Fischer’s predecessor as KPD chair, was ‘sometimes quite put out by her political ignorance, claiming that she never even read the Communist Manifesto!’Leviné-Meyer 1977, p. 66.

            When the German October collapsed in 1923, dashing hopes for a decisive leap in the world revolution, many rank-and-file KPD members wanted to rid themselves of a leadership that appeared overcautious. The fact that the ultraleft opposition, who had spent years calling for insurrections, had been totally passive during the revolutionary crisis, does not seem to have lessened their appeal. At the party congress of 1924, Fischer and Maslow were swept into the KPD leadership – even against the will of the Comintern Executive, who were aiming for a balance between the party’s different wings.

            Thus, at just 28, Fischer became the first woman leader of a mass party anywhere in the world (p. 178; Keßler acknowledges that Luxemburg was also the leader of the KPD between its founding and her assassination two weeks later, but he says that this was not yet a mass party). Technically she was the ‘Chairperson of the Political Secretariat of the KPD’, called ‘Politleiter’ in Comintern-speak. Party chair was a separate, more symbolic post that was held at the time by the worker Ernst Thälmann. But Fischer was the de facto leader of the KPD from 1924 to 1925 – more so because Maslow spent much of this time in prison on trumped-up charges (after the police accused him of stealing a handbag in the park!).

            As a party leader, Fischer was able to take her principled refusal to collaborate with Social Democrats to absurd lengths. KPD representatives in parliament were told to avoid shaking hands with their SPD counterparts – or if protocol required it, they were first to put on red gloves. As an ally of Comintern chair Grigory Zinoviev, Fischer led the ‘Bolshevisation’ campaign in Germany, quashing the KPD’s democratic traditions. Fischer argued for ideological monolithism, while Scholem cleared the apparatus of anyone suspected of disloyalty towards the new ultraleft leadership. In just over a year, however, the triumvirate themselves fell victim to the very regime they had created.

            If one quote from Fischer is remembered today, it is surely from a speech she gave to far-right university students: ‘Those who call for a struggle against Jewish capital are already, gentlemen, class strugglers, even if they don’t know it. You are against Jewish capital and want to fight the speculators. Very good. Throw down the Jewish capitalists, hang them from the lamp-post, stamp on them. But, gentlemen, what about the big capitalists, the Stinnes and Klöckner?’ (quoted on p. 315).

            This is an example of the idiotic attempts of certain Comintern leaders, such as Karl Radek, to appeal to Germany’s Far Right with their hatred of Versailles (the so-called ‘Schlageter Course’). Today, this is often quoted as an example of Communist antisemitism. That is a downright bizarre accusation against a party with a largely Jewish leadership. As Hoffrogge has shown, while there were certainly examples of antisemitic prejudice within the KPD, of all the parties in Weimar Germany the KPD was the most committed to the struggle against antisemitism. Under the Stalinist leadership of Ernst Thälmann, there were even more idiotic attempts to appeal to rank-and-file Nazis, especially with the so-called ‘red referendum’ in Prussia in 1932. Yet bourgeois talk of collaboration between the KPD and the NSDAP is wildly exaggerated.

            By 1926, Fischer and Maslow were expelled from the KPD. They were active in a new organisation of the Left Opposition, the Leninbund (Lenin League). But when the KPD’s Central Committee offered an amnesty to anyone willing to renounce their views, the two jumped at the chance to get back into Stalin’s good graces. It did not work: Fischer and Maslow never did get back into the Comintern – but they also never seriously built up a competing organisation. Fischer got a job as a child social worker in the working-class district of Prenzlauer Berg. This is the time the couple lived in Britz, where they were joined in 1929 by Fischer’s son Friedrich Gerhart Friedländer, who attended the Karl Marx School in Neukölln.

            In early March 1933, after the Reichstag fire and the Nazis’ rigged elections, Fischer and Maslow fled by motorbike to Czechoslovakia, and eventually made it to Paris. Friedländer was arrested by the SA and detained in an improvised concentration camp for two days before eventually making it to Vienna. (His unpublished autobiography is available in different archives, and contains numerous personal letters from Maslow.) In Paris, Fischer got a job as a social worker in St Denis. The pair met Leon Trotsky several times during his French exile. Trotsky recruited them to the nascent Fourth International, despite the objections of its German section in exile, and they were members for several years under the names Dubois and Parabellum.

            After the fall of France, Fischer and Maslow escaped to Portugal. She was able to secure a visa for the US and sailed for New York City; he, with Soviet citizenship, could only make it to Cuba. After half a year, Fischer was able to secure a US visa for Maslow as well. When she called Havana to give him the news, she learned that he had been found dead on the street – likely the victim of a Stalinist assassination, but definitive proof has not been found to this day.

            At this point, Fischer made a radical shift. After years as an unaffiliated communist, from one day to the next she transformed herself into a rabid anticommunist. The shock of Maslow’s death was certainly the cause – but equally important was Fischer’s new milieu, in which New York intellectuals were moving rapidly to the right. The former KPD chairwoman famously appeared before the House Un-American Activities Committee to denounce her brothers Gerhart and Hanns Eisler, who were both in US exile at that time. She accused them of helping to assassinate Maslow – which, besides going against family loyalty, was also totally preposterous. Gerhart was a communist agent at the time, but was far from the ‘key figure of the American Communist Party’ that his sister made him out to be (p. 424). She received a scholarship from Harvard University to write a book about Stalin and German Communism. Keßler agrees with most other commentators that it is an unreliable and self-serving portrayal of Fischer’s time at the top of the KPD, systematically avoiding any reflection on her role in ‘Bolshevisation’.

            This is where the popular understanding of Fischer’s life ends. Yet Keßler shows that she went through another radical shift that opened up a final chapter. He explains this with a single shocking letter. After the war, Fischer was courted by both bourgeois media and secret services as an expert on Stalinism. She received a letter full of praise and an offer for collaboration from Eberhard Taubert, the leader of an anticommunist association in West Germany. She would not have forgotten that Taubert had been a leader of the Nazi stormtroopers (SA) in Berlin, who had detained her son in 1933. This seems to have been a wakeup call: by the early 1950s, Fischer scaled back her collaboration with the FBI and moved to Paris, where she worked as an independent journalist. She was cautiously optimistic about de-Stalinisation in the Soviet Union, and reported favourably on the Bandung Conference to end colonialism. She re-established links with critical communists such as Heinrich Brandler and Isaac Deutscher. After years of wrangling, she was also able to receive a West German pension for her stolen career as a social worker. Fischer died of a heart attack in 1961. She was survived by her son, who had studied mathematics in England and went on to be a university professor.

            After 2,000 words’ reviewing Fischer’s life, we must now ask about the political meaning of all this. No one, as far as I am aware, would consider themselves a Fischerite. As a Communist leader, she was feckless, even before becoming a turncoat.

            Why, instead of being relegated to a footnote in communist history, have Fischer, Maslow, and Scholem each been the subject of biographies in the past decade? How do we explain the ongoing fascination of the ultra-left? Every history book is a contribution, even if unintentional, to debates about socialist strategy today. Keßler’s biography calls for a ‘democratic communism’ (p. 245) that would reject insurrections and remain on the parliamentary road. There is a kind of ‘Eurocommunism’ that exists among historians. This tendency is pronounced in Alexander Rabinowitch’s unparalleled scholarship concerning the October Revolution. Rabinowitch defends the Bolshevik Party’s right wing, wishing that the Bolsheviks had renounced the spoils of a victorious uprising in order to form a coalition government with all socialist parties.See the Epilogue of Rabinowitch 1976. It goes without saying that such arguments, even from diligently apolitical scholars, have consequences for socialists today.

            In Keßler’s study of Fischer, we see this problem in his discussion of the tactics of the united front and especially the workers’ government. In a sense, Trotsky is too popular today. His passionate calls for a united front of communists and social democrats to stop the Nazis make him seem like a Marxist Cassandra. But praise for this tactical proposal is divorced from its strategic context. The antifascist united front is presented as a purely defensive measure – but in defence of what? Bourgeois democracy? For Trotsky, the united front was a tool for a communist party to gather forces for the proletarian revolution (‘an active defence, with the perspective of passing over to the offensive’, as heput it). It was not intended to save bourgeois democracy, but rather to destroy it. A purely defensive conception of the united front has more to do with Käthe Kollwitz, Albert Einstein, or perhaps the SAP than with the Bolshevik-Leninists. Yet this is precisely the vision advocated by many modern historians who are sympathetic to Trotsky.

            The workers’ government, as discussed among the Communist International throughout the first half of the 1920s, can only be understood as the culminating moment of the united front. The discussions were contradictory – see Zinoviev’s confusing remarks about the ‘four kinds of workers’ government’ – yet the slogan was always conceived as some kind of step along the road to proletarian dictatorship. Clara Zetkin, for example, who was on the right wing of this debate, said that such a government could only be ‘formed as the crowning effect of a tremendous mass movement, backed by the political organs of proletarian power outside of parliament, by the workers’ councils and by their congress, and above all, by an armed working class.’

            Keßler, in contrast, presents such a workers’ government as a parliamentary coalition in contradistinction to proletarian revolution. For him, ‘the only left-wing project that promised success at this time’ was an SPD–KPD government that could have ‘more thoroughly democratised’ Germany (p. 245). For this, the KPD would have needed to develop ‘in the direction of a democratic communism’ and break ‘with every kind of vanguard theory’. In this, he follows Sebastian Haffner in speculating that a democratic but not socialist revolution could have saved Germany from fascism. It is undeniable that the half-revolution of 1918, drowned in blood by the SPD, prepared the ground for Hitler. Yet Keßler and Haffner wonder about a three-quarters revolution which would have left capitalism in place while nonetheless seriously reforming the state apparatus. Rosa Luxemburg once posited that society faced a choice between ‘socialism and barbarism’ – but these historians claim to have found some kind of golden mean between the two.

            In response, it is worth quoting Trotsky at some length, who summed up the binary choice posed by the class struggle in Germany in the early 1930s:

That is the situation approaching with every hour in Germany today. There are forces which would like the ball to roll down towards the right and break the back of the working class. There are forces which would like the ball to remain at the top. That is a utopia. The ball cannot remain at the top of the pyramid. The Communists want the ball to roll down toward the left and break the back of capitalism.Trotsky 1932.

A Review of Call to Arms: Iran’s Marxist Revolutionaries

book

by Ali Rahnema

Peyman Vahabzadeh

Department of Sociology, University of Victoria, Canada

peymanv@uvic.ca

Ali Rahnema, (2021) Call to Arms: Iran’s Marxist Revolutionaries, London: OneWorld.

Call to Arms presents the latest addition to a trail of literature surrounding the People’s Fadai Guerrillas (PFG, in Persian: Cherikha-ye Fadai-ye Khalq, later the Organisation of Iranian People’s Fadai Guerrillas, OIPFG; ‘fadai’ in Persian means ‘self-sacrificing’) – a self-declared Marxist-Leninist urban-guerrilla group founded in 1971 that, despite its small size and limited operations against the dictatorship of the US-backed Shah Mohammad Reza Pahlavi, captured the political imagination of Iranian dissidents in the 1970s and had an impact on the events that led to the 1979 Revolution. Previous studies on the PFG included a lengthy, two-volume work of ‘research’,Naderi 2008. and selected security documents, both of which commissioned and published by the Islamic Republic Ministry of IntelligenceCentre for Study of Historical Documents 2001. (in Persian); a scholarly, analytical work on the PFG’s theories and historyVahabzadeh 2010. (in English); and a growing number of edited or authored memoirs and reflections on the part of PFG activists (in Persian). The subject remains fresh despite the attempts of the Islamic Republic’s appropriation of the existing literature to depict the guerrillas as violent gangsters.

            The PFG is not a ‘household’ name among those familiar with the guerrilla movements of the 1960s and ’70s – unlike, say, the RAF in Germany, Tupamaros (MLN-T) in Uruguay, MIR in Chile, or the Brigate Rosse in Italy. This is due to the neglect of the group, until the last decade or so, by Iranian activists and researchers alike. When discussing the PFG in the few existing short engagements (aside from this and the previously mentioned books), Iranian historians, having little interest in registering the PFG as an actor in a global movement, have mostly consigned study of the group to Orientalist ‘Iranian Studies’ frameworks, condemning it to a bygone past.

            The PFG was founded in April 1971 as two underground militant groups, having reached the conclusion that only armed struggle could challenge the monarchical dictatorship, merged in the aftermath of security raids. Arising from radical tendencies within the student movement, the two groups emerged from different experiences and influences, with a half-generation age difference between them. The key founders were Massoud Ahmadzadeh, Amir Parviz Pouyan, Abbas Meftahi – from the so-called Group Two, the newer founding group, formed circa 1969–70 –, and Hamid Ashraf – a survivor of the so-called Group One, the older founding group, formed circa 1964 and raided in 1968. Its leaders and theoreticians Bizhan Jazani and Hassan Zia Zarifi were in prison at this time.

            Prior to the PFG’s founding, having reorganised and recruited new members, survivors of Group One launched a daring attack on a gendarmerie post in the village of Siahkal in February 1971, declaring war on the regime. 13 members of the group were executed by March of that year. But their bold operation was celebrated by the Iranian opposition as the ‘Siahkal Resurgence’, thus bestowing it with historic importance, and the Siahkal event became a catalyst for more armed struggle. The PFG adopted Marxism-Leninism as its ideology but clearly leaned toward urban-guerrilla warfare, comparable to that of Latin American revolutionaries.

            By 1972, of the founding members only Hamid Ashraf had survived: an elusive and capable militant, a meticulous organiser, and beloved leader, he led the group for the next five years, becoming Iran’s most wanted man. Receiving considerable support from student movements inside and outside of Iran, and revolutionary movements and states across the Middle East, between 1971 and 1976 the PFG carried out a number of carefully selected and delivered assassinations, as well as bombings of powerlines and security, military, and police installations. Although it sustained heavy casualties (237 PFG members were killed between 1971 and 1979, while thousands were imprisoned for their connections with the group), the PFG permeated Iranian collective consciousness. Armed struggle gradually polarised Iranian society, contributing to the creation of a collective psychology that contributed to the overthrow of the Shah through a popular revolutionary process in 1978–9. After the revolution, the refashioned OIPFG, now having abandoned armed struggle, emerged as the largest leftist political party, able to hold rallies with as many as 300,000 attending. However, numerous schisms and brutal repression and executions by the Islamic Republic eradicated the group, forcing the remnant cliques of the once formidable Fadai Guerrillas into exile.

            There were other militant groups in the 1960s: several Maoist groups most drawn from the student movement abroad were quickly uncovered, and saw their activists jailed; in addition, a vast Kurdish insurgency was repressed in 1968. The PFG, however, must be credited as founder of sustained armed struggle in Iran. This was possible because of its organic relationship with the student movement. The PFG also emerged as a group that other (smaller) militant groups emulated. Appearances notwithstanding, the PFG was an internally diverse group. Under Ashraf’s astute but not ideologically-imposing leadership, it accommodated Marxist-Leninists and Maoists, activists with social-justice rather than ideological motivations, supporters of Ahmadzadeh’s theory, and advocates of Jazani’s theory. He encouraged intra-group discussions and inter-organisational debates, in which he also participated.

            The dual origins of the PFG led to the continued presence of two ideological currents. Ahmadzadeh’s theory was the founding and dominant one until around 1974. Influenced by Latin American guerrillas, Ahmadzadeh asserted that armed struggle would create the objective conditions for revolution and soon lead to a popular uprising against the regime. Critical of this view, Jazani produced theoretical works in prison, arguing that armed struggle could not lead to a popular movement without the guerrillas also organising non-militant support networks in factories, workplaces, and universities. By 1974, when many guerrillas could no longer envisage a simmering mass movement, they began questioning the optimism of Ahmadzadeh’s theory, and Ashraf began creating non-militant cells, but this plan fell apart following his death in 1976. When the PFG regrouped afterwards, it lost a significant portion of the organisation – those who rejected armed struggle – in a split. The new PFG adopted Jazani’s theory in 1977, but the revolution left no space for the realisation of Jazani’s ideas and the post-revolutionary OIPFG abandoned the ideas of its founders altogether.

            Ali Rahnema’s Call to Arms offers a 500-page history of the group’s formation, its internal debates and issues, and the group’s societal impact in rich detail. I believe that a historian has every right to choose their own approach, as I do not subscribe to ‘objectivist’ historiography and instead hold that history is open to interpretation. Thus, in this review-essay, I will speak of the merits ofCall to Arms, while pointing out critical methodological and theoretical issues and problems caused by Rahnema’s approach.

            The book begins with this accurate snapshot:

The Iranian guerrilla movement, through its praxis established a frame of reference, an ethos and an archetype for Iranian political activists. It would be fair to say that its struggle and comportment established a code of conduct for the politicized youth. The battle conducted by the Iranian guerrilla movement captured the imagination of urban Iranians, especially its youth, and confronted them with important political questions on how to engage with authoritarian rule (p. 4).

Wherefore Art Thou Socialism?

book

A Review of Searching for Socialism: The Project of the Labour New Left from Benn to Corbyn by Leo Panitch and Colin Leys

Matt McManus

Department of Sociology, University of Calgary, Calgary, Canada

matthew.mcmanus@ucalgary.ca

Leo Panitch and Colin Leys, (2020) Searching for Socialism: The Project of the Labour New Left from Benn to Corbyn, London: Verso.

Introduction

What the [United States] was much more concerned about, even in the wake of the election that brought Mrs. Thatcher to office clearly representing a powerful neoliberal response to the crisis of the 1970s, was the apparent persistence on the Western European Left of radical socialist political alternatives. This was expressed in the strength of the Bennite call for economic democracy inside the Labour Party in the early 1980s…Panitch and Gindin 2012, p. 196.

— Leo Panitch and Sam Gindin, The Making of Global Capitalism: The Political Economy of American Empire

Socialist Internationalism and the Ukraine War

Socialist Internationalism and the Ukraine War

Rohini Hensman

How do the working people of the world transform themselves from a plethora of groups waging a multitude of scattered struggles for survival and dignity to a revolutionary force capable of ending capitalism, governing the earth, and taking over production? They have innumerable tasks before them, but one of the most important is to overcome divisions among themselves resulting from ethnic supremacism and nationalism. Marxists have been debating this issue from the beginning, but it still plagues us today. The war in Ukraine offers a good opportunity to examine it more closely. 

The National and Colonial Question

Vladimir Putin’s address on 21 February 2022 was not by any means the first time he cursed V.I. Lenin, but it was perhaps his most extended attack on Lenin and the Bolsheviks, who, he claimed, had created the Ukrainian state

by separating, severing, what is historically Russian land… Lenin’s ideas of what amounted in essence to a confederative state arrangement and a slogan about the right of nations to self-determination, up to secession, were laid in the foundation of Soviet statehood. Initially they were confirmed in the Declaration on the Formation of the USSR in 1922, and later on, after Lenin’s death, were enshrined in the 1924 Soviet Constitution…

Going back to history, I would like to repeat that the Soviet Union was established in the place of the former Russian Empire in 1922. But practice showed immediately that it was impossible to preserve or govern such a vast and complex territory on the amorphous principles that amounted to confederation. They were far removed from reality and the historical tradition.

It is logical that the Red Terror and a rapid slide into Stalin’s dictatorship, the domination of the communist ideology and the Communist Party’s monopoly on power, nationalisation and the planned economy – all this transformed the formally declared but ineffective principles of government into a mere declaration. In reality, the union republics did not have any sovereign rights, none at all. The practical result was the creation of a tightly centralised and absolutely unitary state.

In fact, what Stalin fully implemented was not Lenin’s but his own principles of government. But he did not make the relevant amendments to the cornerstone documents, to the Constitution, and he did not formally revise Lenin’s principles underlying the Soviet Union. From the look of it, there seemed to be no need for that, because everything seemed to be working well in conditions of the totalitarian regime, and outwardly it looked wonderful, attractive and even super-democratic.

And yet, it is a great pity that the fundamental and formally legal foundations of our state were not promptly cleansed of the odious and utopian fantasies inspired by the revolution…1

Putin’s knowledge of the history of the Tsarist empire is not perfect: he seems not to know that the first stable state in Ukraine was Kievan Rus, established by the Scandinavian Varangians, who settled in Kiev in the late ninth century AD, the height of its prosperity occurring under Volodymyr the Great (980–1015 AD), who converted to Byzantine Christianity, and his son Iaroslav the Wise. Its existence as a state therefore predates the establishment of the Grand Principality of Moscow, which later developed into the Russian empire. But Kievan Rus was destroyed by the invasion of Genghis Khan’s Golden Hordes in the thirteenth century, and was subsequently fought over, divided and dominated by Lithuania, Poland, Austria and Russia, until most of it was colonised by Russia in 1654. Nonetheless, there was a revival of Ukrainian culture in the nineteenth century, in the latter part of which both nationalist and socialist parties grew as Ukraine was integrated more closely into the Tsarist empire as a provider of wheat and raw materials such as coal and iron, and as a market for Russian manufactured goods.2 Crimea was incorporated into the empire even later, in 1783, at which time the indigenous Crimean Tatars constituted the overwhelming majority of the population.

However, his recapitulation of post-revolutionary history is relatively accurate: the Soviet Union was indeed established on the territory of the Russian Empire; after the civil war, Lenin wanted it to be a voluntary union between equal Soviet socialist republics; Stalin staged a counter-revolution which Putin approves of, but he failed to cleanse the legal foundations of the state of the ‘odious and utopian fantasies inspired by the revolution’. Perhaps the reason Stalin failed to do so was, partly, as Putin comments, because ‘everything seemed to be working well in conditions of the totalitarian regime’; but another reason is that he was projecting himself as Lenin’s closest comrade and legitimate successor, and therefore could not afford to contradict Lenin openly.

Putin has done us a service by raising the issue of the national and colonial question in this uncompromising fashion, and it is worth going back to examine it again. But, before we do that, a word of caution. The Marxist debate on the national question is confused and confusing, and there are two main reasons:

  1. Whereas the colonies of the West European imperialist powers were mainly overseas, the Mongol, East European and Ottoman empires colonised adjacent countries, so it was easy to slip into the error of blurring the distinction between the empire and the state. For example, no one would think of India as being part of the British state, but, when Putin sees Ukraine as part of the Russian state, he is by no means alone, nor is this the first time he has done so. As far back as April 2005, he deplored the demise of the Soviet Union as the greatest geopolitical catastrophe of the 20th century because it left tens of millions of Russians ‘beyond the fringes of Russian territory’.3
  2. The terms ‘nation’ and ‘nationality’ were used to refer both to a whole country colonised by an imperial power and to what we would today call an ethnic group, and the latter in turn could be based on religious community – for example Jews, whether they were believers or not – or language and national origin, as in the case of Czechs, Hungarians and so on. Even today, terms like ‘ethnicity’ and ‘ethnic minority’ are used in a confusing manner because people who belong to the same ethnic group on one count (say religion) may belong to different ethnic groups on another (say language or national origin). To cut through this confusion, I propose to use ‘ethnicity’ to refer to all these differences: physical characteristics like skin colour, national origin, linguistic community, religious community/sect (whether believers or not), caste and tribe. I will refer to discrimination and violence against people on the grounds of any of these characteristics as ‘ethnic supremacism,’ of which racism is a sub-category. It should be obvious that imperialism presupposes ethnic supremacism: the belief that the people of the country that is subordinated are in some way inferior to the people of the foreign state that dominates them.

There were three main positions in the debate. The first was articulated by those whom Eric Blanc designates as ‘borderland socialists’ from the empire’s periphery: notably Poland, Lithuania, Latvia, the Caucasus and Ukraine, as well as the firmly anti-Zionist Jewish Bund, all of whom sought to tie national liberation and the struggle against ethnic supremacism to a class struggle orientation. For example, in an environment where many socialists took an ambivalent attitude to antisemitism, the Bund called for a joint struggle of Jewish and Christian workers against antisemitic pogroms and opposed Zionist efforts to use the pogroms as a pretext to divide them. In 1900, Lenin denounced Plekhanov’s racist comments about Jews, yet, after a pogrom in 1902, Lenin himself denounced the Bund’s claim that antisemitism had penetrated the working class, despite the fact that the Social Democrats in Odessa had banned Jews from membership in order to avoid alienating antisemitic Russian workers. Only in 1903 did the Russian Social-Democratic Workers’ Party (RSDWP) pass a resolution calling for a resolute struggle against antisemitic pogroms. Borderland socialists also objected to the assumption that after the revolution, the state would remain centralised and Russian would continue to be the state language, as in the Tsarist empire.4

Jews were not the only ethnic group facing racism before and after the revolution. In his monograph on Engels and the ‘non-historic’ peoples, Roman Rosdolsky – chief theoretician of the Communist Party of Western Ukraine and survivor of Auschwitz concentration camp, where he was incarcerated for aiding Jews5 – develops a critique of the way this category was used by Engels during the revolutions of 1848–49 to designate certain East European peoples as counter-revolutionary by nature and doomed to extinction. In it, Rosdolsky cites a similar example from the Russian revolution, when in the cities of Ukraine in 1918–1919, it was not a rare occurrence for Red Guards to shoot inhabitants who spoke Ukrainian in public or admitted to being Ukrainian, because the Russian or Russified rank-and-file party members considered Ukrainian a ‘counter-revolutionary’ language. It was only the strenuous opposition of party leaders Lenin and Leon Trotsky to such conduct that made it possible for the Ukrainian left to form an alliance with the Bolsheviks.6 Marko Bojcun too describes complex interactions of class and ethnicity in his book The Workers’ Movement and the National Question in Ukraine 1897–1918.7  

The opposite position was taken by Rosa Luxemburg, who belonged to a minority faction of Polish socialists which opposed Polish independence. She tore apart the ninth point of the RSDWP programme, which said that the party demands a democratic republic whose constitution would ensure, among other things, “that all nationalities forming the state have the right to self-determination,” as being ‘foreign to the position of Marxist socialism’. She agreed with the third clause of the programme, demanding wide self-government at the local and provincial level in areas where minority ethnic communities are concentrated; the seventh clause, demanding equality before the law of all citizens regardless of sex, religion, race or nationality; and the eighth clause, saying that minority ethnic groups would be entitled to schooling in their own languages at state expense and the right to use their languages on an equal level with the state language at assemblies and all state and public functions. But after a long historical exegesis, she came to her main point:

In a class society, “the nation” as a homogeneous socio-political entity does not exist. Rather, there exist within each nation, classes with antagonistic interests and “rights”… There can be no talk of a collective and uniform will, of the self-determination of the “nation” in a society formed in such a manner. If we find in the history of modern societies “national” movements, and struggles for “national interests,” these are usually class movements of the ruling strata of the bourgeoisie, which can in any given case represent the interest of the other strata of the population only insofar as under the form of “national interests” it defends progressive forms of historical development, and insofar as the working class has not yet distinguished itself from the mass of the “nation” (led by the bourgeoisie) into an independent, enlightened political class… Social Democracy is the class party of the proletariat. Its historical task is to express the class interests of the proletariat and also the revolutionary interests of the development of capitalist society toward realizing socialism. Thus, Social Democracy is called upon to realize not the right of nations to self-determination but only the right of the working class, which is exploited and oppressed, … to self-determination.8

In other words, Luxemburg did not see national self-determination as contributing in any way to the self-determination of the proletariat or realising socialism. This is not because she supported imperialist oppression or underestimated the importance of democracy for the working class; on the contrary, already in 1900, in her pamphlet Reform or Revolution, she had said that:

If democracy has become superfluous or annoying to the bourgeoisie, it is on the contrary necessary and indispensable to the working class. It is necessary to the working class because it creates the political forms (autonomous administration, electoral rights, etc.) which will serve the proletariat as fulcrums in its task of transforming bourgeois society. Democracy is indispensable to the working class because only through the exercise of its democratic rights, in the struggle for democracy, can the proletariat become aware of its class interests and its historic task.9

Lenin started out with a very similar position to that of Luxemburg, but, after 1905, started moving closer to the position of the borderland socialists. In his reply to Luxemburg’s objection to clause 9 of the programme, published in April–June 1914, he clarified that support for national self-determination would be only in those cases where bourgeois-democratic national movements existed, and pointed out that

In Eastern Europe and Asia the period of bourgeois-democratic revolutions did not begin until 1905. The revolutions in Russia, Persia, Turkey and China, the Balkan wars – such is the chain of world events of our period in our “Orient”. And only a blind man could fail to see in this chain of events the awakening of a whole series of bourgeois-democratic national movements which strive to create nationally independent and nationally uniform states. It is precisely and solely because Russia and the neighbouring countries are passing through this period that we must have a clause in our programme on the right of nations to self-determination.10

In October 1914, in a speech delivered in Zurich, he said, ‘What Ireland was for England, Ukraine has become for Russia: exploited in the extreme, and getting nothing in return. Thus the interests of the world proletariat in general and the Russian proletariat in particular require that the Ukraine regains its state independence, since only this will permit the development of the cultural level that the proletariat needs.’ However, the Bolsheviks did not develop these insights into a coherent strategy for the oppressed peoples of the Russian empire, leading to avoidable problems during the civil war, but Lenin and Trotsky learned from their mistakes, and, by the end of 1919, were committed to a free and independent Soviet Ukraine.11 Lenin was also influenced by the young Tatar Bolshevik Mirsaid Sultan-Galiev, who argued that the revolution in the Western imperialist countries could not succeed unless it was linked to revolutions in their colonies in the East.12

By contrast with the complete centralisation of power in the Tsarist empire and Russification of its colonies, a series of treaties in 1920–21 recognised Estonia, Lithuania, Latvia, Finland and Poland as independent states. Byelorussia, Ukraine, Georgia, Armenia and Azerbaijan became independent Soviet Socialist Republics. In smaller minority ethnic enclaves, local and regional self-government and linguistic and cultural development were encouraged. On 30 December 1922, the First Congress of Soviets of the Union of Soviet Socialist Republics approved the Treaty on the Formation of the Union of Soviet Socialist Republics, which included the right to self-determination up to the right to secede.13

Before evaluating the positions in this debate, another clarification is necessary. In Part Two on ‘Imperialism’ in Hannah Arendt’s The Origins of Totalitarianism, she laments that:

Whether in the form of a new republic or of a reformed constitutional monarchy, the state inherited as its supreme function the protection of all inhabitants in its territory no matter what their nationality, and was supposed to act as a supreme legal institution. The tragedy of the nation-state was that the people’s rising national consciousness interfered with these functions. In the name of the will of the people, the state was forced to recognise only ‘nationals’ as citizens, to grant full civil and political rights only to those who belonged to the national community by right of origin and fact of birth. This meant that the state was partly transformed from an instrument of the law into an instrument of the nation.14

‘Nation’ and ‘nationality’ here means ‘ethnic group’ and ‘ethnicity,’ and the distinction Arendt draws is between the state as guarantor of equality before the law and the state as an instrument of the dominant ethnic group, which can refuse full civil and political rights to other groups. This is indeed inevitable if the state is linked to any particular ethnic community. At best, people from subordinate ethnicities become second-class citizens suffering discrimination and exclusion, at worst, they could be subjected to ethnic cleansing or genocide. This would, by definition, be a state without equal rights for all, and therefore not a democratic republic. Uniting workers in anticapitalist struggles would face the kind of problems faced in South Africa under apartheid. Of course, ethnic supremacism can be rampant even in a democratic republic, but enshrining it in the state makes it exponentially harder to fight.

Coming back to the debate, it is important to start with the positions that all the participants share. They are all Marxist internationalists, who know that capitalism is global and can only be defeated by the working people of the world. They also agree that the working class needs democracy in order to develop the ability to carry out a socialist transformation of society, a position shared by Marx and Engels if we carry out a careful analysis of their writings on the subject.15 It is abundantly clear that Luxemburg opposes linkage of the state in the oppressed nations with any ethnic group, but, if we read carefully, it is clear that the borderland socialists and Lenin too are arguing that ‘national self-determination’ makes sense only where the people of a whole country, in all their diversity, are fighting for freedom from oppression by an imperialist state; today, the term ‘national liberation movement’ or ‘independence movement’ captures this struggle better than the old term ‘national self-determination’. They all agree that where there are enclaves of minority communities, they should have full legal equality with the majority community, linguistic and cultural rights, and rights to local and regional self-government in accordance with the other points in the social-democratic programme. So, there is a large area of overlap between the three parties.

Of course, Luxemburg is right to see nationalism as a bourgeois ideology, affirming as it does that all members of the nation have common interests – defined by the bourgeoisie – which override the common interests of workers of the nation with workers of other countries. What distinguishes her position from the other two is her assumption that the working classes of imperialist states and colonised states can unite in the struggle against capitalism without uprooting imperialism and establishing the independence of the colonies. She fails to realise that ethnic supremacism in the imperialist countries is too often shared not only by sections of the working class but even by self-professed socialists or communists, and can be replaced by respect for the agency and revolutionary potential of colonial peoples only when they have won their freedom. Paradoxical though it may seem, national independence is therefore a necessary step on the road to socialist internationalism.

What this debate reveals is that overcoming nationalism and ethnic supremacism in the working class in order to achieve socialist internationalism is by no means a simple process. Opposition to all imperialisms and support for national liberation struggles is an essential part of it. Combating ethnic supremacism in all imperialist countries is an obvious corollary of this. But what about the nationalism of oppressed peoples? Here, there is a line to be drawn between struggles to establish inclusive democracies in former colonies, which socialists should support because they provide the conditions in which working people can develop the ability to carry out a socialist transformation of society, and attempts by certain colonial elites to monopolise the state on behalf of their own ethnic groups after independence, which socialists should not support because they create enormous obstacles to working-class solidarity, not only with workers in other countries but even with workers from other ethnic groups in their own country. What makes this even more complicated is the fact that inclusive and ethnic nationalism are often intertwined.16 Rosdolsky is surely right when he writes that ‘Just as the working class cannot be socialist or revolutionary a priori, neither is it internationalist a priori … Far from being “by nature without national prejudice,” the proletariat of every land must first acquirethrough arduous effort the internationalist attitude that its general, historical interests demand from it.’17 What made this particularly important for Rosdolsky, and remains equally important for us today, is the potential for ethnic supremacism, when combined with authoritarianism, to become fascism.

From Stalin to Putin

There has been extensive Marxist debate on the characterisation of the state and relations of production in the USSR under Stalin, but much less on imperialism and racism. Yet this was one of Lenin’s greatest concerns when he wrote ‘The Question of Nationalities or “Autonomisation”’, which was part of what came to be called his ‘Last Testament’. After expressing anguish that Orjonikidze, one of Stalin’s close associates, had struck a Georgian communist who disagreed with plans to terminate Georgia’s independent status, he continued,

It is quite natural that in such circumstances the ‘freedom to secede from the union’ by which we justify ourselves will be a mere scrap of paper, unable to defend the non-Russians from the onslaught of that really Russian man, the Great-Russian chauvinist, in substance a rascal and a tyrant.

[…] I think that Stalin’s haste and his infatuation with pure administration, together with his spite against the notorious ‘nationalist-socialism’, played a fatal role here. In politics spite generally plays the basest of roles…

Here we have an important question of principle: how is internationalism

to be understood?

In my writings on the national question I have already said that an abstract presentation of the question of nationalism in general is of no use at all. A distinction must necessarily be made between the nationalism of an oppressor nation and that of an oppressed nation, the nationalism of a big nation and that of a small nation. In respect of the second kind of nationalism we, nationals of a big nation, have nearly always been guilty, in historic practice, of an infinite number of cases of violence; furthermore, we commit violence and insult an infinite number of times without noticing it. [He goes on to quote the racist epithets by which Ukrainians, Georgians and non-Russians in general are insulted.] …

I think that in the present instance, as far as the Georgian nation is concerned, we have a typical case in which a genuinely proletarian attitude makes profound caution, thoughtfulness and a readiness to compromise a matter of necessity for us. The Georgian [Stalin] who is neglectful of this aspect of the question, or who carelessly flings about accusations of ‘nationalist-socialism’ (whereas he himself is a real and true ‘nationalist-socialist’, and even a vulgar Great-Russian bully), violates, in substance, the interests of proletarian class solidarity, for nothing holds up the development and strengthening of proletarian class solidarity so much as national injustice…

The need to rally against the imperialists of the West, who are defending the capitalist world, is one thing. There can be no doubt about that and it would be superfluous for me to speak about my unconditional approval of it. It is another thing when we ourselves lapse… into imperialist attitudes towards oppressed nationalities, thus undermining all our principled sincerity, all our principled defence of the struggle against imperialism. But the morrow of world history will be a day when the awakening peoples oppressed by imperialism are finally aroused and the decisive long and hard struggle for their liberation begins.18

Lenin’s last testament, dictated while he was suffering from the aftermath of two strokes, was suppressed by Stalin, which is not surprising since, among other things, it recommends the removal of Stalin as General Secretary. What comes across is (a) Lenin’s concern that there should be no basis for allegations of double standards in the Soviet Union’s domination of its own colonies while advocating the liberation of Western colonies, and (b) his genuine horror at the imperialist, racist behaviour of Russians and Russified colonials like Stalin and Orjonikidze towards non-Russians. He uses a memorable term – ‘Great-Russian chauvinism,’ which, from the context, sounds like the Russian version of White supremacism – and throws back at Stalin the label he uses to persecute borderland socialists – ‘nationalist socialist,’ i.e., a nationalist pretending to be a socialist – and accuses him of being a racist (Great-Russian) bully.

Lenin’s apprehensions were well-founded. After his death in January 1924 and a brief interregnum, Stalin concentrated absolute power in his own hands, exterminated the rest of the Bolshevik leadership, crushed all dissidence, and launched genocidal assaults on the colonial peoples of the Russian empire, once more Russifying their countries and bringing them under the rule of Moscow. The secret protocols of the Hitler-Stalin Pact signed by Ribbentrop and Molotov on 23 August 1939 effectively made Stalin a Nazi collaborator supplying the Nazis with food and raw materials in return for the go-ahead to recolonise Finland, Estonia, Latvia, Lithuania and part of Poland. It ended only when Hitler abrogated it by invading the Soviet Union on 22 June 1941. The post-war Yalta Agreement allowed him to set up Moscow-dominated regimes in Poland, Hungary, Czechoslovakia, Romania, Bulgaria, Albania and later East Germany. Stalin’s totalitarian state ruling Russia and its colonies was distinguished not only by its extreme brutality but also by a systematic war on the truth, analogous to the Nazi use of the big lie repeated over and over again.19

There is an unmistakeable convergence with fascism in all this, as Hannah Arendt points out in The Origins of Totalitarianism. Indeed, Stalin started collaborating with the Nazis even before the Molotov-Ribbentrop Pact was signed, sending hundreds of communists to be incarcerated and killed by the Nazis while killing thousands of them himself.20 Snyder describes how Stalin covered up his collaboration with Hitler with the fiction that the ‘Great Patriotic War,’ as he called it, started in 1941, and concealed the fact that Jewish civilians – less than 2 percent of the Soviet population while Russians were more than half – were killed in greater numbers than Russian civilians, thereby creating the impression that Russians were the main victims of the Nazis. Beginning in 1948, Soviet Jews were denounced as ‘Jewish nationalists’ and ‘rootless cosmopolitans,’ demoted, arrested, sent to the Gulag, tortured and executed.21 In fact, the Nazis referred to Ukrainians too in racist terms, as ‘Afrikaner’ and ‘Neger’; during their occupation, ‘roughly 3.5 million Ukrainian civilians, mostly women and children, were killed, and again, roughly 3 million Ukrainians died in the Red Army fighting against the Wehrmacht.’22 These numbers do not include Ukrainians – including Ukrainian Jews like Volodymyr Zelensky’s grandfather – who fought against the Nazis and survived the war. In other words, Soviet Ukrainians were targeted by the Nazis for extermination, and also played a disproportionately large role in fighting against the Nazis, but these facts were concealed by the assumption that ‘Soviet’ meant ‘Russian’.

However, the ideology Stalin espoused in public was Leninism. It was a twisted version – for example, he declared the Soviet Union to be a socialist state, whereas Lenin believed socialism could only be established internationally – but, as Putin complained, he retained elements of Leninist policy, like the right to self-determination, in the constitution. This was necessary to establish his claim to being Lenin’s rightful heir. Moreover, while Stalin and his successors retained a vice-like grip over Russia’s colonies and even invaded and occupied Afghanistan in 1979, they were able to pose as anti-imperialists by supporting liberation struggles in countries colonised by Western imperialism, thus gaining influence in these countries. It would, therefore, not be accurate to call the Stalinist regime fascist, despite the fact that it shared many characteristics with fascism.

Khrushchev and Brezhnev too used Lenin to bolster their claims to leadership, but unlike them, Mikhail Gorbachev was a genuine Lenin scholar, attempting to align his own policies of democratisation through glasnost (openness) and perestroika (restructuring) of Soviet society with the revolutionary Lenin, the Lenin who pursued the truth, the internationalist who encouraged development of the languages and cultures of Soviet peoples, and the Lenin who was willing to learn from past mistakes and correct them.23 Gorbachev withdrew Soviet forces from Afghanistan and did not intervene when the Berlin wall came down. He crafted a treaty for a more equal and democratic Soviet Union, but two days before it was due to be signed, hardliners staged a coup against him, put him under house arrest and cut off his communications. There was massive popular opposition to the coup and Boris Yeltsin put himself at the head of it. The coup collapsed and Gorbachev was freed, but he was side-lined by Yeltsin, who presided over the disintegration of the Soviet Union into fifteen independent republics, including the Russian Federation.24

Yeltsin chose Putin to be his successor in 1999, at a time when Yeltsin’s own popularity was in single digits and Putin was the powerful but unknown FSB director. Putin’s way of gaining popularity remains relevant. The Russian Federation still included colonies within it; one of them was Chechnya, which had declared independence in November 1991. Russian troops invaded in 1994, and in an operation directed by the FSB carpet-bombed the capital Grozny and killed the elected president, but guerrilla resistance continued. The new elected president signed a peace deal with Yeltsin, postponing determination of Chechnya’s status. In 1999, a series of apartment bombings in Moscow were blamed on Chechen terrorists but later were found to have been orchestrated by the FSB; they formed the pretext for a ruthless ‘war on terror’ against Chechen civilians including torture, systematic rape and mass murder, murder of its second elected president, and installation of a brutal puppet dictatorship allied to Putin. This was accompanied by a crackdown on human rights defenders and investigative journalists in Russia itself, while witnesses to and investigators of the apartment bombings were assassinated one by one.25 Putin moved rapidly to rebuild an authoritarian state, appointing former KGB and army allies to the security services and expanding their remit, rewriting the rules to give himself the power to appoint and dismiss judges, and gaining new powers to remove and appoint governors and dissolve regional legislatures, until ‘the security services answered solely to the Kremlin. And at the top of the new vertical power sat Vladimir Putin.’26

The Chechen playbook was repeated in Syria after Putin joined the war there in September 2015, the only difference being that Putin’s brutal ally – Bashar al-Assad – was already in power but facing imminent overthrow by a democratic uprising.27 And it gives us a clue what Putin was referring to when he quoted the lyrics from a punk-rock song, ‘Sleeping Beauty in a coffin,’ to tell Ukrainians, ‘Whether you like or not, put up with it, my beauty’:28the fate of Chechnya is what he intended for Ukraine when his armed forces invaded and headed straight to Kyiv in 2022. Apart from Assad, Putin also supports right-wing dictator Daniel Ortega in Nicaragua, in return for his regime hosting a satellite monitoring system for intelligence gathering, as well as free use of its ports.29 His Wagner paramilitary has worked for and committed war crimes alongside would-be dictator Khalifa Hafter in Libya,30 and has moved into Sub-Saharan Africa in a big way, backing authoritarian dictators and military coups and committing horrific human rights abuses in return for gold and diamond mining concessions to a related Russian company.31 The left has rightly characterised such practices, when carried out by the West, as imperialism.     

Unlike Stalin, who concealed his counter-revolution behind the rhetoric of Leninism, Putin wants to dispense with the whole legacy of the Russian revolution and the ‘odious and utopian fantasies it inspired’. Stalin saw himself in Ivan the Terrible, the tsar who expanded the Russian empire and concentrated absolute power in his hands, and ordered Sergei Eisenstein to make a film about him; but he was angry that Eisenstein portrayed Ivan’s oprichniks – whom Stalin saw as the equivalent of his own secret police – as resembling the Ku Klux Klan, the epitome of American fascism.32 By contrast Putin, who also sees himself in Ivan the Terrible and built a statue of him,33 has no problem linking up with the Ku Klux Klan and other neo-fascists in the US;34 indeed, as Anton Shekhovtsov documents, he has links with neo-fascists throughout Europe.35 Shekhovtsov describes this as a ‘marriage of convenience,’ but there is a much deeper alignment here. Rafia Zakaria points out that ‘Putin’s Russian, or “russkii,” nation is… centered on White, Slavic ethnic Russian superiority’ and endorses discrimination, hate-speech and violence against ethnic minorities and immigrants. She concludes that ‘There are direct parallels here between Putin’s decades-long efforts to elevate white Russians as the leaders of his world order and Hitler’s pursuit of similar ideas of racial purity to realize his own “great nation.”’36 The difference is that Putin seeks to exterminate ethnic minorities only if they resist being subordinated.

The resemblance to Hitler’s ideology is not accidental: Putin is an admirer of the Russian anti-Bolshevik fascist philosopher Ivan Ilyin, who described the ‘spiritual quality’ of Russians as lying in their love for ‘God, motherland and the national vozhd’ [supreme leader], and in 1933 wrote that the ‘spirit’ of ‘German national-socialism’ aligns it ‘with Italian fascism’ and with ‘the spirit of the Russian White movement as well.’37 Putin’s advisor Aleksandr Dugin strategised Ilyin’s orientation for the post-Soviet Russian state in his 1997 book Foundations of Geopolitics, which became required reading in the General Staff Academy and other educational institutions. In it he advocates the recreation of a vast Eurasian empire [the Tsarist Empire/USSR] in which Orthodox Christian ethnic Russians would occupy a privileged position, and outlines a scheme for overcoming ‘Atlanticism’ and establishing global dominance, parts of which have been surprisingly successful. They include destabilising the US by supporting ‘extremist, racist, and sectarian groups’ within it and simultaneously supporting ‘isolationist tendencies’ [Trump]; Eurasian expansion into Latin America; absorbing the Balkans, especially Serbia and ‘Serbian Bosnia’; cutting Britain off from the rest of Europe [Brexit] and ‘Finlandising’ the rest with a strategic use of Russia’s raw material resources [oil, gas]; forming a ‘Grand Alliance’ with Armenia, the ‘Empire of Iran’ and Libya to counter Saudi Arabia and especially Turkey, which should be destabilized by encouraging minorities like the Kurds (whom he characterises as ‘Aryan’ like the Armenians and Iranians) to rebel [links with the PKK]. India and Japan are seen as allies in Russia’s efforts to contain China: the least successful of Dugin’s recommendations.38

In his pursuit of ‘God’, Putin has embraced the fundamentalist Patriarch Kirill of the Russian Orthodox Church, passing misogynist and anti-LGBT+ legislation in accordance with his views. It is obvious why such ideas have made Putin an icon for White supremacists and Christian fundamentalists in the US and Europe: he shares their extreme right-wing rejection of democracy, socialism and feminism.39 In an online presentation, Russian socialist Ilya Budraitskis argued that 20th-century fascists needed a mass movement to smash a strong labour movement and popular social-democratic parties before they could capture state power, and could therefore be characterised as ‘fascism from below’. By contrast, Putin was able to come to power through elections and then transform the state by undermining democratic institutions (for example free and fair elections) and taking away democratic rights (like freedom of expression, association and peaceful assembly) – a process that has more or less been completed after the invasion of Ukraine – which could be characterised as ‘fascism from above’.40 Like 20th-century fascism, it makes use of the military, police, secret police and neo-Nazi stormtroopers (whom Putin strategically unleashes and then reins in, instead of allowing them to get too powerful and then slaughtering them like Hitler) and paramilitaries both in Russia and abroad; it uses censorship and state-controlled mass media to propagate the ‘big lie’ (e.g., ‘there is no war in Ukraine, only a special military operation to de-Nazify it’) but also uses methods that were not available to Hitler and Mussolini, such as pro-Kremlin websites, cyberwarfare and troll factories.41 If we identify the core characteristics of fascism as ethnic supremacism, extreme authoritarianism (rejection of democracy), hostility to socialism and communism, social conservatism (hostility to feminism and LGBT+ rights), the cult of the leader and constant propagation of lies, Putin ticks all the boxes.

What this means is that the situation in 2022 is not a throwback to the Cold War as so many commentators have assumed, but more resembles World War II. Perhaps we should recognise it as World War III, a war between ethnic supremacist authoritarianism and democracy, which has engulfed every country in the world, not least the US, the UK and countries of the EU. Ukrainians, who started out fighting for national independence as a democratic republic, have had the misfortune to be thrust to the front lines of a war against genocidal fascism for the second time in living memory. It is true there are Ukrainian fascists, but they are tiny minority compared to the population as a whole waging a people’s war, whereas fascists dominate the Russian side. For socialist internationalists, it is therefore imperative to support a Ukrainian victory and Russian defeat, without which there will be no peace. This includes calling for arms for Ukrainians to defend themselves and sanctions to force Russia to end its aggression, because a victory for national liberation and democracy would create conditions for the advance of the working-class struggle, whereas the victory of imperialist expansionism and fascism would constitute an enormous setback for the working people of the world. Given this context, no one who fails to support the heroic struggle of the Ukrainian people against Putin’s neo-fascism can claim to be a socialist or on the left, because they support imperialism against national liberation, authoritarianism against democracy, barbarism against socialism.

Reactions to the war in Ukraine

While the Russian and Belarussian military forces were massed around Ukraine, a slew of Western commentators blamed NATO’s induction of East European countries, thereby encroaching on Russia’s ‘sphere of influence’, for the crisis. In their worldview, only imperialist powers matter. As Lithuanian socialists explained, the drive for NATO membership actually came from small countries afraid of being re-colonised by Russia,42but such commentators do not care if these countries are swallowed up by imperialism. Their suggestions for a roll-back of NATO to its pre-1997 position is echoed by pseudo-anti-imperialists who support their favourite imperialist and his brutal allies and come out with slogans like ‘Hands off Russia,’ some going so far as to call for blocking arms supplies to Ukraine.43 (By the same logic, the left should have called for Russian workers to block Soviet arms supplies to Vietnam!) Such demands, if implemented, would allow a fascist Putin regime to conquer and rule other East European countries after raping, torturing and killing thousands of civilians in Ukraine, wiping out democracy and setting back the class struggle by decades. They are therefore unambiguously counter-revolutionary and amount to collaboration with imperialism and fascism.

As for the argument that ‘we have to oppose only our own imperialism,’ this makes no sense for internationalists who understand that capitalism can only be defeated by the working people of the world. There may not be much we can do to support the anti-authoritarian struggles of peoples who are not oppressed by our own state, but, at the very least, we can seek and tell the truth about them, and avoid conceptual frameworks based on double standards. The indifference of these people to the bombing of Palestinians in Syria44 and now the bombing of Palestinians in Ukraine45 makes it doubtful that they really care even about Palestinian liberation, unlike Palestinian activists who have highlighted the similarities between the struggles of Palestinians, Syrians and Ukrainians.46 This stance is, above all, a betrayal of the incredibly courageous Russian anti-fascists, socialists, feminists, anti-imperialists and anti-war activists, one of whom said, ‘I now understand how the anti-fascists felt during the Third Reich’.47 Socialists have an obligation to oppose all oppression, regardless of who is the perpetrator and who is the victim.

Unfortunately, they are not the only ones to take retrograde positions on these two struggles (Syria, Ukraine). Artem Chapeye, a socialist who had translated Noam Chomsky’s work into Ukrainian, was aghast at Chomsky’s repetition of Kremlin lies to the effect that the Maidan uprising of 2014 ‘amounted to a coup with US support that… led Russia to annex Crimea, mainly to protect its sole warm-water port and naval base’.48 Syrian Marxist Yassin al-Haj Saleh, who had translated Chomsky’s work into Arabic, was equally critical of Chomsky’s statement that Putin’s intervention in Syria was not imperialist because ‘supporting a government is not imperialism’ – even if that ‘government’ is a dictatorship about to fall to a democratic uprising, and supporting it involves killing 23,000 civilians in six years and getting a port and military bases in return!49 (By that logic, the US intervention in Vietnam was not imperialism, because it was supporting the government of South Vietnam.) Not that Chomsky has any good words to say for Putin or Assad, but his endorsement of the Putin regime’s lies is also a form of support. And the shoddy scholarship of this eminent scholar when he relies on Kremlin propaganda and ill-informed Western commentators to come to his conclusions rather than the work of much more knowledgeable Syrians, Ukrainians and Russians is indeed disappointing, along with his inability to understand that Putin and Assad can manufacture consent for their monstrous crimes by pouring out a constant stream of lies on their captive media and social media while incarcerating and killing anyone who tells the truth. Most depressing of all is his Orientalist portrayal of non-Western peoples struggling against Putin and his allies as dupes of the West and devoid of all agency.

We now have some answers to the question we started with: how do we overcome divisions among working people resulting from ethnic supremacism and nationalism? First, oppose all imperialisms, because apart from their roots in ethnic supremacism they involve national oppression. Second, support struggles for national independence that are predominantly democratic; more authoritarian ones should receive only critical support provided they represent people of all ethnicities. Ethnic definitions of nationhood should never be supported. On the other hand, a socialist programme has to include the rights of ethnic minorities to full equality before the law and their right to have their own language and culture, as well as local and regional self-government, which is important in any democracy but even more so for enclaves where minorities predominate. If socialists are serious about the interests of working people everywhere, then they have to foreground struggles for democracy, which are also struggles against various forms of discrimination and persecution, and this not only in their own countries but in terms of solidarity with the class struggle of workers of all countries. Finally, in a world where hostility to refugees, immigrants and ‘foreigners’ is rampant, internationalists stand for open borders.

Image: "Free Palestine, free Ukraine, free Wi-Fi!" byin_ar23 is licensed underCC BY-SA 2.0.


 

 

  • 1. Vladimir Putin, ‘Address by the President of the Russian Federation,’ 21 February 2022. http://webcache.googleusercontent.com/search?q=cache:dlRDC7WGq_4J:en.kremlin.ru/events/president/news/67828&hl=en&gl=us&strip=1&vwsrc=0
  • 2. Orest Subtelny, Ukraine: A History (Toronto: University of Toronto Press) pp. 25; 32–41; 75–77; 134–35; 227–35; 268–69.
  • 3. NBC News, ‘Putin: Soviet collapse a “genuine tragedy”’, 26 April 2005. https://www.nbcnews.com/id/wbna7632057
  • 4. Eric Blanc, ‘Anti-imperial Marxism: Borderland socialists and the evolution of Bolshevism on national liberation,’ International Socialist Review, Issue No.100, Spring 2016. https://isreview.org/issue/100/anti-imperial-marxism/index.html
  • 5. ‘Auschwitz 75th Anniversary: A memoir by Roman Rosdolsky,’ (First published in Oberona in 1956), https://ukrainesolidaritycampaign.org/2020/01/27/auschwitz-70th-anniversary-a-memoir-by-roman-rosdolsky/
  • 6. Roman Rosdolsky, Engels and the “Nonhistoric Peoples: The National Question in the Revolution of 1848, translated and edited by John-Paul Himka, Special Issue of Critique 18–19, 1986, p.165.
  • 7. Marko Bojkun, The Workers’ Movement and the National Question in Ukraine 1897–1918, (Leiden: Brill Publishers) 2021. The introduction is available at https://www.historicalmaterialism.org/blog/workers-movement-and-national-question-ukraine-1897-1918-introduction
  • 8. Rosa Luxemburg, ‘The Right of Nations to Self-Determination,’ Chapter 1 of The National Question, 1909. https://www.marxists.org/archive/luxemburg/1909/national-question/ch01.htm
  • 9. Rosa Luxemburg, ‘Reform or Revolution,’ Chapter 8, 1900. https://www.marxists.org/archive/luxemburg/1900/reform-revolution/ch08.htm
  • 10. V.I. Lenin, ‘The Right of Nations to Self-Determination,’ Chapter 3, April-June 1914. https://www.marxists.org/archive/lenin/works/1914/self-det/ch03.htm
  • 11. Zbigniew Kowalewski, ‘For the independence of Soviet Ukraine,’ https://www.historicalmaterialism.org/blog/for-independence-soviet-ukraine
  • 12. Rohini Hensman, Indefensible: Democracy, Counter-Revolution and the Rhetoric of Anti-Imperialism, (Chicago: Haymarket Books), pp.59–61 (includes references).
  • 13. Urs W. Saxer, ‘The Transformation of the Soviet Union: From a Socialist Federation to a Commonwealth of Independent States,’ Loyola of Los Angeles International and Comparative Law Review, Vol.14 No.3, 7.1.1992, pp.581–715.
  • 14. Hannah Arendt, The Origins of Totalitarianism, (New York: Harcourt Publishing Company) 1976, p.230.
  • 15. Rohini Hensman, ‘Marx and Engels on Socialism and How to Achieve It: A Critical Evaluation,’ in Gregory Smulewicz-Zucker and Michael J. Thompson (eds.) An Inheritance for Our Times: Principles and Politics of Democratic Socialism, (New York: OR Books) 2020, pp.131–147.
  • 16. Sri Lanka, formerly Ceylon, is an example of ethnic nationalism in a former colony, leading to a devastating civil war and the decimation of a once-strong labour movement; see Rohini Hensman, ‘Post-war Sri Lanka: Exploring the path not taken,’ Dialectical Anthropology 39, 2015, pp.273–293.
  • 17. Rosdolsky 1986, pp.182–183, emphasis in original. The quotation which Rosdolsky is disagreeing with is from F. Engels, ‘Das Fest der Nationen in London,’ 1845.
  • 18. V.I. Lenin, 1922, ‘The question of nationalities or “autonomisation”’, https://www.marxists.org/archive/lenin/works/1922/dec/testamnt/autonomy.htm
  • 19. Rohini Hensman, Indefensible, pp.35–37, 63 (references included).
  • 20. Alex de Jong, ‘Stalin handed hundreds of communists over to Hitler,’ Jacobin, 22 August 2021, https://www.jacobinmag.com/2021/08/hitler-stalin-pact-nazis-communist-deportation-soviet
  • 21. Timothy Snyder, Bloodlands: Europe Between Hitler and Stalin (London: Penguin Random House) 2010, pp.339–351, 363–368.
  • 22. Timothy Snyder, ‘Germans must remember the truth about Ukraine – for their own sake,’ Eurozine, July 7, 2017 https://www.eurozine.com/germans-must-remember-the-truth-about-ukraine-for-their-own-sake/
  • 23. Christopher Smart, ‘Gorbachev’s Lenin: The myth in service to “Perestroika”’, Studies in Comparative Communism, Vol.23, No.1 (Spring 1990), pp.5–21.
  • 24. Bridget Kendall, ‘New light shed on anti-Gorbachev coup,’ BBC News, 18 August 2011. https://www.bbc.com/news/world-europe-14560280
  • 25. Rohini Hensman, Indefensible, pp.66–71 (including references.)
  • 26. Chris Miller, Putinomics: Power and Money in Resurgent Russia, (Chapel Hill: University of North Carolina Press) 2018, pp.26–27.
  • 27. Jackson Diehl, ‘Putin is going by a familiar playbook in Syria,’ Business Insider, 12 October 2015. https://www.businessinsider.com/putin-is-going-by-a-familiar-playbook-in-syria-2015-10?IR=T
  • 28. Michele A. Berdy, ‘A Russian Sleeping Beauty,’ The Moscow Times, 11 February 2022. https://www.themoscowtimes.com/2022/02/11/a-russian-sleeping-beauty-a76338
  • 29. Octavio Enrìquez, ‘Ortega, the “anti-imperialist”, surrenders to Russian interests,’ Confidencial, I March 2022. https://www.confidencial.com.ni/english/ortega-the-anti-imperialist-surrenders-to-russian-interests/
  • 30. Al-Monitor Staff, ‘Intel: EU sanctions suspected head of Russia’s Wagner paramilitary group,’ Al-Monitor, October 15, 2020 https://www.al-monitor.com/originals/2020/10/eu-sanction-russia-wagner-yevgeniy-prigozhin.html
  • 31. Peter Fabricius, ‘Wagner’s dubious operatics in CAR and beyond,’ Institute for Security Studies, 21 January 2022. https://issafrica.org/iss-today/wagners-dubious-operatics-in-car-and-beyond
  • 32. Alexey Timofeychev, ‘“Disgusting thing!” Why Stalin couldn’t accept Eisenstein’s sequel of “Ivan the Terrible”’, Russia Beyond, 9 January 2018. https://www.rbth.com/history/327217-ivan-terrible-stalin-eisenstein
  • 33. Howard Amos, ‘Russia falls back in love with Ivan the Terrible, Politico, 31 October 2016. https://www.politico.eu/article/russia-falls-back-in-love-with-ivan-the-terrible-statue-monument-oryol/
  • 34. Natasha Bertrand, ‘“A model for civilization”: Putin’s Russia has emerged as “a beacon for nationalists” and the American alt-right,’ Business Insider, December 10, 2016. https://www.businessinsider.in/politics/a-model-for-civilization-putins-russia-has-emerged-as-a-beacon-for-nationalists-and-the-american-alt-right/articleshow/55913352.cms
  • 35. Anton Shekhovtsov, ‘The Kremlin’s marriage of convenience with the European far right,’ OpenDemocracy, 28 April 2014. https://www.opendemocracy.net/en/odr/kremlins-marriage-of-convenience-with-european-far-right/
  • 36. Rafia Zakaria, ‘White Russian Empire: The racist myths behind Vladimir Putin’s power grabs,’ The Forum, 10 March 2022. https://www.aapf.org/theforum-white-russian-empire
  • 37. Anton Barbashin, ‘Ivan Ilyin: A fashionable fascist,’ Riddle, 20 April 2018. https://ridl.io/en/ivan-ilyin-a-fashionable-fascist/
  • 38. John B. Dunlop, ‘Aleksandr Dugin’s Foundations of Geopolitics,’ Stanfod: The Europe Center, 2004. https://tec.fsi.stanford.edu/docs/aleksandr-dugins-foundations-geopolitics
  • 39. Carl Davidson and Bill Fletcher Jr., ‘Putin is attempting to center Russia as a hub of the global right wing,’ Portside, 30 March 2022. https://portside.org/2022-03-30/putin-attempting-center-russia-hub-global-right-wing
  • 40. Presentation at an event called ‘Inside the Aggressor,’ 27 March 2022. https://www.youtube.com/watch?v=jpyzmIg7v5g Budraitskis’s presentation starts at 38.00.
  • 41. Alexander Zemlianichenko, ‘Putin’s fascists: the Kremlin’s long history of cultivating homegrown neo-Nazis,’ The Conversation, 21 March 2022.
  • 42. Alexander Zemlianichenko, ‘Putin’s fascists: the Kremlin’s long history of cultivating homegrown neo-Nazis,’ The Conversation, 21 March 2022.
  • 43. Arguments pour la lutte sociale, ‘A bas l’union sacrée pour désarmer les Ukrainiens! Des arme pour la resistance ukrainienne!’ 3 April 2022. https://aplutsoc.org/2022/04/03/a-bas-lunion-sacree-pour-desarmer-les-ukrainiens-des-armes-pour-la-resistance-ukrainienne/
  • 44. Budour Hassan, ‘A late obituary for the capital of the Palestinian diaspora,’ OpenDemocracy, 22 June 2018. https://www.opendemocracy.net/north-africa-west-asia/budour-hassan/yarmouk-late-obituary-for-capital-of-palestinian-diaspora
  • 45. Amany Mahmoud, ‘Palestinians in Ukraine fear another exodus,’ Al-Monitor, 5 March 2022. https://www.al-monitor.com/originals/2022/03/palestinians-ukraine-fear-another-exodus#ixzz7NBHFAONf
  • 46. Budour Hassan, ‘Palestine and the Syrian revolution,’ ZNet, 25 November 2013. https://zcomm.org/znetarticle/palestine-and-the-syrian-revolution-by-budour-hassan/ ; Ghufrane Mounir, ‘Gigi Hadid to donate fashion month earnings to aid people in Ukraine and Palestine,’ Middle East Eye, 7 March 2022. https://www.middleeasteye.net/discover/ukraine-palestine-gigi-hadid-fashion-earnings-donated-aid
  • 47. Andrew Roth and Pjotr Sauer, ‘“Our voices are louder if we stay”: Russian anti-war activists refuse to flee,’ The Guardian, 27 March 2022. https://www.theguardian.com/world/2022/mar/27/our-voices-are-louder-if-we-stay-russian-anti-war-activists-refuse-to-flee
  • 48. Johnny Diamond, ‘A Ukrainian translator of Noam Chomsky responds to his recent comments on the Russian invasion,’ The Hub, 3 March 2022. https://lithub.com/a-ukrainian-translator-of-noam-chomsky-responds-to-his-recent-comments-on-the-russian-invasion/ Chapeye is quoting from Chomsky’s comments in this blogpost: https://chomsky.info/20211223/
  • 49. Yassin al-Haj Saleh, ‘Chomsky is no friend of the Syrian revolution,’ New Lines Magazine, 15 March 2022. https://newlinesmag.com/review/chomsky-is-no-friend-of-the-syrian-revolution/ Saleh is quoting from an interview given by Chomsky: https://www.youtube.com/watch?v=VumemUMSIBM

Ukraine 1917: Socialism and Nationalism in a World Turned Upside Down

book

A Review of The Workers’ Movement and the National Question in Ukraine, 1897–1918, by Marko BojcunOriginally published on Pirani’s website: https://peopleandnature.wordpress.com/2021/11/01/ukraine-1917-socialism-and-nationalism-in-a-world-turned-upside-down/

Simon Pirani

Honorary Professor, University of Durham, UK

simon.pirani@durham.ac.uk

Marko Bojcun, (2021) The Workers’ Movement and the National Question in Ukraine, 1897–1918, Historical Materialism Book Series, Leiden: Brill.

October 1917: the climax of the revolution we have always called ‘Russian’, but was so much more than that. In Petrograd, the old empire’s capital, the provisional government that had ruled since February collapsed and Bolshevik-led workers’ and soldiers’ soviets (councils) took control. In Kyiv, the capital of Ukraine, power fell to the Tsentral’na Rada (central council) that had, since the summer, pressed for Ukrainian autonomy within the Russian state.

The Rada, like all the parliamentary institutions emerging in the empire’s ruins, sat atop a furious movement – in the army and the countryside as much as the towns – that was beyond its control. In Ukraine, this movement sought an autonomous national government, but in a soviet, not parliamentary form.

Ukraine

In the workers’ and soldiers’ councils, Marko Bojcun writes,

there grew a powerful tendency, cutting across party lines, to support the formation of a government of Ukraine as long as it was based on the councils locally and nationally, and on the condition it maintained solidarity with the Russian Soviet government. It was not a question of simply adapting the Russian experience, but of attempting to build with indigenous social forces on the basis of the institutions of popular representation that the revolution in Ukraine had so far created. (p. 206.)