Avoiding Sundays on the Long March Against ‘Correct’-Line Marxism: A Reply to Beverley Best
Avoiding Sundays on the Long March Against ‘Correct’-Line Marxism: A Reply to Beverley Best[1]
by Dick Bryan and Michael Rafferty
Beverley Best’s article in Historical Materialism journal carries the strange title ‘Political Economy through the Looking Glass: Imagining Six Impossible Things About Finance Before Breakfast’. Whatever such a paper may be about, its implicit claims to having the ‘correct’, clear, simple truth are indeed bold.
As it turns out, the paper is a review essay about Marxism and modern finance, and more particularly a critical evaluation of two books about financial derivatives (described perhaps in the spirit of Looking Glass temporal displacement as ‘recent contributions’, though they were published 14 and 12 years ago), along with some later research by the authors of the latter book. The latter book is Capitalism with Derivatives: A Political Economy of Financial Derivatives, Capital and Class. The earlier book wasFinancial Derivatives and the Globalization of Risk, by Benjamin Lee and Edward LiPuma. Ben and Ed can speak for themselves, so this reply to Beverley’s essay relates only to her engagement with our work.
A significant part of Beverley’s essay is polemical, asserting sweeping propositions we are said to advocate, which she then determines to disprove. So, let us tag some of those before we move to substantive issues. Beverley would have it that we argue that there is now “a new mode of capitalist accumulation altogether” (p. 77) (we are unsure what a mode of accumulation might be) and that that we believe we are witnessing “the displacing of the principal site of value-generation from production to circulation” (p. 78) (in anyone’s framing, that’s an oxymoron). She thinks we don’t understand the difference between abolishing value (a struggle against capital) and abolishing value theory (an anti-Marxism) (p. 93) As if!
Where her depiction is partially correct is that we do contend that some of “the traditional categories of critical political economy are no longer adequate to the analytical tasks” (p. 78) (though we would say to some analytical tasks). But we find puzzling her desire to prove,contra our work, that “traditional formulations of Marxian categories such as class, exploitation and value-form remain entirely relevant and, indeed, necessary for an accurate grasping of the mode of social domination in the era of financialization”. We are not in dispute over their relevance. Our question, however, is: whose version is ‘traditional’, is it always a virtue to be ‘traditional’ and what constitutes ‘accuracy’?
Our position, to state it clearly at the outset, is that the current period, like many that have preceded it, presents challenges to many ‘traditional’ Marxisms. Sticking to nineteenth century dichotomies between production and circulation, or finance and production when developments over the last few decades have been blurring these categories seems conservative for its own sake. And invoking a version of value theory that appears ahistorical risks confusing taxonomy with theory. We are instead inclined to the position of Karl Korsch (1935) who said that the only orthodox thing in Marxism is the method:
All the hotly disputed questions in the field of historical materialism – questions which when phrased in their general form are just as insoluble and just as meaningless as the well-known scholastic disputes about the priority of the hen or the egg – lose their mysterious and sterile character when they are expressed in a concrete, historical and specific manner.
Let us now turn to a few theoretical, conceptual and empirical arguments Beverley aims at our work. We won’t address every issue, but have picked a few of the core ones.
Fictitious Capital
Beverley spends significant space challenging our statements on fictitious capital, for she believes we do not understand its meaning and significance. She starts with the proposition that our argument is that “we no longer need the category of fictitious capital in the analysis of derivatives markets and financialization more generally” (p. 80). She then produces several quotes from us that clearly contend a critically different proposition: that finance should not be reduced to the category of fictitious capital. So, let us be clear. There can be double counting of capital when both the physical form and its monetary representation are both counted as ‘capital’. And we can readily call this ‘fictitious’, and hence ‘fictitious capital’. Our concern is that there are too many people who want to describe all or most of finance as ‘fictitious’. Beverley recounts:
[S]tocks, shares, bonds securities and financial derivatives are all examples of fictitious capital (p. 82)
That seems to cover a good part of finance – almost everything other than credit and financial advice.
But how significant is the concept of fictitious capital in building an understanding of contemporary finance in the context of value theory? Clearly, Beverley thinks it is pivotal. To explain, she gives the reader a common-sense illustration of fictitious capital in the form of a derivative. She describes a hypothetical I.O.U. arrangement with the reader and contends that this is ‘fictitious capital’ “because it does not constitute newly created capital ... [but] ... represents a redistribution of value between different pockets” (p. 83).
The trouble with Beverley’s illustration is that her I.O.U. isn’t capital at all (it is the interpersonal repayment for a lost bet). And it is not a derivative, either. What Beverley misses is that the nature of fictitious capital depends not on the form of the contract, but on the purpose of the loan. That’s the difference between money and money capital. If, for example, Beverley’s I.O.U. involved repayments from investing in industrial capital, then it might well be interest-bearing capital, and certainly not fictitious.
But let us move on. The growing liquidity of financial capital is surely one of the hallmarks of the era of financialisation. Its partial detachment from underlying, more fixed assets gives it ease and speed of turnover. Finance can move rapidly between different forms of fictitious capital, and just as easily into and out of interest-bearing capital. Fictitious capital is not so much a stock but a moment in the movement of capital. It may stay fictitious for literally fractions of a second before returning to the form of interest-bearing capital. Consistent with this, Beverley classifies financial derivatives as part of fictitious capital (double counting), although at another point she says that “derivatives are regularly converted into money capital” (p. 89). We can add: and vice versa, and not just regularly, but with enormous rapidity.
So, in her framing, capital can readily move between being ‘fictitious’ and ‘real’, and this is said to be theoretically vital. But, in reality (which is somehow a different domain from the ‘real’ that describes capital)m we cannot separate them. In a “concrete, historical and specific manner”, to use Korsch’s phrase, it seems very hard to disentangle fictitious capital from other forms of finance. Perhaps Beverley and we differ as to which analytical level is more important: our concern is that the concept of a discrete fictitious capital is being expected to do far too much analytical work that can never be validated empirically.
Production and Circulation; Productive and Unproductive labour
Beverley claims we believe there is production of value inside circulation. We do not hold that view – at least no more than she does herself. Nonetheless, her point of emphasis is that there is a “critical distinction between production and circulation in analysis, even if in reality these spheres are inseparable”. This is an interesting take on ‘traditional’ materialist method: the empirical inseparability is put entirely aside in favour of upholding conceptual distinctiveness.
But the ‘reality’ of ‘inseparability’ should surely tell us something about the difficulty of the analytical categories. In Volume II of Capital and in Part I ofTheories of Surplus Value, we see Marx grappling with clarifying the distinction between productive and unproductive (circulation) labour. Marx, engaging Smith, Ricardo and the Physiocrats, takes us through any number of hypothetical illustrations – like the waged cook, actor, piano worker or clown who are productive of surplus value, but the jobbing tailor and servant, who exchange against revenue, and thereby are not (1962: 156-76). Marx also tells us that in the midst of processes that look circulatory there are processes of production: he talked, for instance, about transportation and storage as productive activities (1885: Ch.6). What are we to make of Marx’s deliberations 150 years on, as an engagement not with Physiocrats but with global finance? Has the clown become a financial service worker? Is transport now about fibre-optic cable and wi-fi? Is storage about satellites and blockchain? Maybe, but answering these questions is about being creative; not ‘traditional’. It surely has to be context-specific; not canonical.
Beverley recognises (pp. 90-91) that there is indeed commodity production within finance (perhaps readers will hear that as production inside circulation; but it makes sense to us!). “Financial products and services are themselves commodities that are produced and sold (or issued for a fee)” (p. 90). Derivatives, bonds and securities, earlier considered as fictitious capital when seen as the notional value of outstanding positions (p. 82), are here described, in another dimension, as commodities because they are produced by means of wage labour and capital.
In reference to derivatives she continues:
[T]he contracts themselves, as financial commodities, constitute commodity-capital, and again, exhibit the same characteristics of all commodities produced under these circumstances (p. 90).
As such, they are sites of value and of surplus value production. That might seem clear, but two critical issues follow. First, Beverley then contends that the conceiving and designing of contracts is the only dimension of commodity production and surplus value production inside finance (p. 91). But, if that activity is productive then, by the same logic, so too is the labour of brokers who, for a fee, provide the service of undertaking research, running the models, etc. to advise clients on what and when to buy and sell. The actual execution of the trade (pressing a button) can be understood as ‘unproductive’, but that act looks like a small part of the labour process. Further, maybe the fees charged for holding accounts with financial institutions are also productive: they are charges for the services of storage.
We are not here seeking to re-draw the line between production and circulation. Our point is simply that, when you open up the details of financial labour, the distinction between service production and circulation seems to be of little practical import. Those who want a clear delineation of ‘productive’ and ‘unproductive’ labour need clear, and empirically verifiable explanations of the portion of the costs, revenue and profits of financial institutions tied to the specific task of ‘trading’.
Second, of those workers who are ‘productive’ – and we can here focus on those identified by Beverley – what is the value of the commodities they create? What is the value of constant capital they use up, and what is the rate of surplus value they generate? Are they highly skilled with high productivity (Marx refers to skill as multiple units of labour)? Are they working with high technology? What is the organic composition of capital in derivative production: it appears to be high, but how do we value the intangible capital with which they work?
Unless we know these answers, we cannot know the values of the financial service commodities. We cannot tell what part of the costs, revenues and profit of ‘finance’ is attributable to productive capital (and what part is fictitious).
Regardless of these problems, Beverley thinks that:
The fees collected in this way [‘conceiving and designing of financial commodities’] do constitute a substantial portion of the profits of many financial firms (p. 91).
To emphasise, Beverley argues that this profit is not derived from circulation, but directly from surplus value production inside finance. We are not sure how her ‘traditional’ categories enable her to calculate that conclusion but we think it is probably right.
Nonetheless, a contradictory set of propositions now shatters her ‘traditional’ analysis when she wants to show how the dichotomies between productive/unproductive and fictitious/real are critical to understanding the current financialized era. She contends, pace Kliman and (she believes) Marx’sCapital (p. 87), that the challenge for contemporary capitalism is the scale of fictitious capital and unproductive labour:
[S]urplus-value becomes increasingly difficult to come by in quantities that make investment in productive industry worthwhile for the capitalist class,
and follows that up with the statement that:
it is simply incorrect and profound mystification [for Bryan and Rafferty] to suggest that capital proceeds to invent new methods and mechanisms for creating value ... [like] commodifying risk. (pp. 87-88).
Yet she has just argued precisely the opposite: that there is significant commodity production in derivative and other financial products and it is creating significant value, surplus value and profit.
The measure of value and a politics that follows.
Beverley emphasises that accumulation continually hits barriers. But, in the current era, we believe this barrier is not, as she argues (and simultaneously disproves), the expansion of financial markets appropriating surplus in circulation.
The period popularly called ‘financialisation’ can also be framed as capital’s struggle to deal with the absence of a stable unit of account. At a basic level, capital cannot produce its own unit of account. This is a role for the state, albeit now under some sort of challenge from crypto currencies. But we know the unit of account is not stable. Interest rates and exchange rates can be volatile, and anchor asset measures like treasury bonds have also been volatile, especially associated with ‘quantitative easing’.
We have argued elsewhere that the rise of derivatives (most of them relate to interest rates and exchange rates) is associated with attempts by capital to hedge that volatility by trading the risks of exposure to interest rate and exchange rate changes. It is, no doubt, an ultimately unsuccessful strategy. But it’s the only strategy available.
This poses two questions for contemporary value theory. First, is capital’s (attempted) management of the unit of account, to create hedges against its volatility, itself a process of production, to compensate, as it were, for the state’s retreat? We are open-minded on this, but it perhaps frames the fictitious moment, in which the value of capital is being continually adjusted against financial volatility. Understanding that is necessary for the very conception of value in the current era.
Second, as Beverley reminds us, “for Marxism the category of value is, not least, an accounting category ... a definite magnitude (p. 94). So, with values of different monies of account volatile, how are prices of production (labour values transformed, via competitive criteria, into money prices) to be measured? Some value theorists might say that prices of production are denominated in an abstract money. But, for those of us who want something more materially grounded, the question of whether value is denominated in US dollars, Euros or bitcoin makes a real difference, and that difference is in a process of continual change.
So, if the unit of account in which value is measured is itself endogenous to the market, readers may see why we would gesture to the monetary form of the unit of value itself having to be variable (floating) in order to measure socially necessary labour time denominated in hours. This is not about abandoning value theory, but applying it in the context of contemporary finance.
It suggests to us that attempts to measure the rate of profit in terms of a fiat money (and then to project its decline based on propositions empirically delineating productive from unproductive labour) looks like a project that pivots entirely on bold and theoretically-dubious assumptions. That does not seem like an analytical site ripe with political implications.
We think that a closer look at the process of accumulation within finance opens up other possibilities that are indeed about contributing to abolishing the system of value (Beverley thinks our goal is simply the abolition of value theory!) In particular, we draw attention to the securitisation of household subsistence payments. Household contractual payments on housing (mortgage, rent), education, utilities, and insurance (access to health care) are, especially in the US, being bundled up, rated for default risk, and sold as financial assets (securities) where the underlying asset of the security is exclusively those contracted payments.
Beverley sees these payments as associated only with consumption (p. 97). We argue that, beyond consumption, these household payments are reconfigured as financial assets. If we stop at subsistence as just consumption, we miss the class dimension of financialised subsistence.
While working-class household income is becoming more volatile and the capacity to purchase subsistence more precarious, the fact that that subsistence is increasingly locked into financial contracts is significant. It is, for reasons we won’t pursue here, costly and difficult to default on these contracts. So, households increasingly find themselves absorbing financial risk: their income gets more precarious, but they regularly pay the bills if they possibly can because they have no choice. Accordingly, there is a risk surplus (or spread) opening up, expressed as risk-absorption by households. For capital, where a risk/return trade-off is axiomatic, this widening spread would require higher rates of return to elicit new investment. For households who cannot choose to not subsist, the risk is simply absorbed.
We think this risk spread is analytically significant because it involves a class underwriting of the rate of return on capital. Maybe readers won’t want to think of it as a source of surplus value, but it is a source of surplus that is captured by capital. How we incorporate it into a value framework remains an open question, but it is not to be ignored analytically or politically.
Politically, a potential source of resistance to capital lies in ‘organising’ default rates on contract payments that will threaten the value of securities far more quickly that a strike in a workplace will threaten the profits of an employer. The securities market is far more liquid and leveraged than the underlying market: it is analytically and strategically different from a strike against an electricity company or a landlord. It is a confrontation with capital in general because it imposes politically a barrier to capital’s capacity to generate liquidity (via securitisation). Surely this framing opens up a politics specific to the processes of financialisation. It is not, as Beverly depicts it (p. 91), a politics of class defeat (strategically failing to pay a bill is a defeat only within a neoliberal framing). It opens possibilities with more potential than Beverley’s preferred framing of household interest payments as ‘financial expropriation’: a grandiose term that merely provides a new label to describe either a one-off theft by capital (repossession during the GFC), or a process of revenue extraction dating back thousands of years. By contrast, we are talking about finding capital’s vulnerability at its leveraged, liquid frontier.
So perhaps some readers of this response will still say that we don’t understand ‘traditional’ Marxism and are, in some deep sense, ‘wrong’. There is nothing we can do about that, except to say that invoking ‘tradition’ as the source of ‘correctness’ seems scholastic, fundamentalist and sterile - and an odd place for Marxists to seek inspiration.
Others might find the ideas we have been developing interesting, but outside of Marxian value theory. But value theory is a tool for understanding class relations; it is a tool of a materialist method. Historical materialism, we believe, is about framing developments in class and value and considering their political possibilities. What is ‘core’ and untouchable in the way we use categories will always be a subject of debate, but it is important that is a debate within Marxism; not framed as one between traditionalists who know, and the renegades who don’t. That debate will involve a long march. It perhaps shouldn’t start on a Sunday, but it should be preceded by a good breakfast, to help clarify thought.
References
Korsch, Karl 1935 ‘Why I am a Marxist’, Modern Quarterly 1935, transcribed by Andy Blunden for Marxists.org, 2003.
Marx, Karl 1885 Capital, Volume II. Harmondsworth: Penguin, 1978.
Marx, Karl 1963 Theories of Surplus Value, Part I. Moscow: Progress Publishers.
[1] "I always love to begin a journey on Sundays, because I shall have the prayers of the church to preserve all that travel by land or by water." Jonathan Swift
Communist Insurgent: Blanqui’s Politics of Revolution

DOUG ENAA GREENE, Communist Insurgent: Blanqui's Politics of Revolution, Chicago: Haymarket, 2017[1]
Reviewed by Ian Birchall
If the name Blanqui is still quite widely known, the man behind the name remains obscure. The Oxford English Dictionary tells us that “Blanquism” is “the doctrine that socialist revolution must be initiated by a small conspiratorial group, advocated by the French revolutionary communist Louis Auguste Blanqui (1805-1881)”.[2] Lenin's phrase “we are not Blanquists” is often quoted out of context – he was advocating a “revolutionary government, which directly expresses the mind and will of the majority of the workers and peasants”[3] - by people who may well not be Blanquists but are certainly not Leninists in any sense of that term. So, those interested in the history of the socialist movement should welcome this new book by Doug Enaa Greene. Brief and accessibly written, it presents the main elements of Blanqui's life in a perspective which is sympathetic to his revolutionary goals while being rigorously critical in its approach.
French, and indeed European, socialism emerged from the French Revolution. “Equality”, the second term of the revolutionary slogan “Liberty, Equality, Fraternity”, became a contested concept; equality before the law or economic equality? There were many variants and Babeuf and his followers pursued the idea to its logical conclusion. For a few brief years, mass popular democracy flowered; as an article probably by Babeuf related, common people would flock round the National Assembly debating with their representatives.[4] Napoleon, and after him the restored monarchy, drove this democracy back underground. Babeuf's organisation, which had sought to campaign openly, was labelled and condemned as a “conspiracy”. But, for the following generations, conspiracy was all that remained; Babeuf's comrade Buonarotti, who had survived the trial at which Babeuf was executed, spent the next four decades trying to regroup the believers in “true equality”;[5] the secret societies known as the carbonari strove to keep the principles of 1789 alive.
It was in this environment that the young Blanqui grew up. Born in 1805 to a middle-class family, he became radicalised as a student and soon showed his capacity for leadership and revolutionary activism. In 1830, the reactionary Bourbon monarchy was overthrown by the “Three Glorious Days” of insurrection in Paris, when Blanqui played a part in the street-fighting. It was replaced by king Louis-Philippe, whose reign Greene describes as “the rule of the bankers”. [p. 25]
During the 1830s, Blanqui began to build up an organisation. This was essentially based on a top‑down cell structure, in which each recruit knew only a few other members. In 1836, he was arrested and jailed, but freed the following year after an amnesty. He immediately set about building a new organisation, the Society of Seasons, bringing together some nine hundred armed men.
At the time, there was a ban on bearing arms, so Blanqui's organisation had to be illegal; wealthier supporters gave money to the working-class activists to purchase gunpowder. The demand for the right of all citizens to bear arms was once a radical and popular demand; now it has been taken over by Donald Trump and the National Rifle Association, and one wonders if even Blanqui would have welcomed universal ownership of bump stocks.
In 1839 Blanqui made his most monumental error. Objective conditions seemed to favour a rising. There was economic crisis and rising unemployment; the king could not form a stable cabinet. Blanqui had several hundred armed men who met regularly for review. One Sunday when they assembled he told them that this time it was for real, that they were to seize the town hall. Despite Blanqui's careful military planning, the whole thing was a débâcle. As Greene explains:
Blanqui had expected that a single heroic strike would awaken the revolutionary élan of the workers. Instead, the Parisian population watched in confusion on May 12, as the Seasons launched their insurrection, and they took no part in it. This was the fatal flaw in Blanqui's conception of revolution; the masses played no role in liberating themselves. [p. 55]
As subsequent history was to show, the combination of objective and subjective factors is a much more complex matter.
It was back to jail, this time for much longer. Greene describes vividly the squalid conditions of imprisonment, and especially the harsh punishment cells, where Blanqui spent a considerable amount of time, and where it was impossible to sit or stand properly; an attempt to escape failed. His personal life was torn apart - his beloved wife Amélie-Suzanne died and his wife's parents raised his only surviving son as a monarchist so that he became totally estranged from his father. But nothing could undermine his commitment to the revolutionary cause.
He was out of jail again by the time of the 1848 Revolution. This time, the Republic was proclaimed and a provisional government was established in Paris. Elections were announced. Blanqui very lucidly saw the dangers inherent in the situation. The weight of established ideas was such that they could not be dispersed within a few weeks. He urged that the elections be postponed for a year, with a temporary dictatorship which would carry out the necessary task of political education, especially among France's large rural population. He was proved right, when elections installed a right-wing government and later in the year made Louis-Napoléon president; within five years the left had been crushed and the Republic overthrown.
Yet Blanqui's position was a problematic one. By advocating a temporary dictatorship, he was clearly rejecting democracy; the idea that the oppressed and exploited should be the agents of their own emancipation was still not a central part of his thinking. In 1839, he had imagined that the mass of the population would immediately respond to action by a revolutionary minority. In 1848, he still had not resolved the question of the relationship between the revolutionary minority and the mass of the population.
Blanqui himself was swept aside by the events of 1848. Caught up in a premature insurrectionary movement in May, he was again sent back to jail, and when the real crunch came in June, with the working-class revolt in defence of the National Workshops (what Marx called the “ugly” revolution as opposed to the “nice” revolution of February)[6] he was unable to contribute his organisational skills. He later wrote an acute critique of the workers' tactics, stressing the importance of organisation[7] - “Organisation is victory, dispersion is death” – but, while being right in retrospect may have some educational value, it did not help to prevent a massive working-class defeat.
More years in jail, with another failed escape, did not break Blanqui's spirit; he read, wrote and thought, and in 1859 he was back at liberty. Based in Belgium, he rebuilt his organisation, with a hard core of up to 2,500 professional revolutionaries and a periphery of sympathisers (who included the future prime minister and strike-breaker Georges Clemenceau!). As war with Prussia loomed, he saw the situation as a rerun of the revolutionary wars of the 1790s and called for the defence of France as the native land of revolution, launching a paper called La Patrie en danger (the homeland in danger). It was a position which would be echoed in 1914, with much more catastrophic results, when almost the whole of the French left urged the population into the trenches. But I think Greene is mistaken when he claims that Blanqui's chauvinist positions “were shared across the far left”. [p. 117] Thecommunard Jules Vallès has left a vivid description in his autobiographical novel of an anti-war demonstration that went ahead despite massive popular hostility.[8]
Now it was Blanqui against Blanquism. In August 1870, as the Empire crumbled, his comrades called for an insurrection. Blanqui regarded this as dangerously premature but was outvoted, and as a disciplined revolutionary he went along with the decision which led to another débâcle. [p. 112] After one more failed rising in October, Blanqui went into hiding and was eventually arrested the day before the founding of the Paris Commune. As Greene notes, “in a cruel twist of fate, Blanqui missed the revolution that he had struggled for decades to achieve”. [p. 124] Attempts to negotiate his release by the communards failed; the forces of reaction clearly feared his abilities all too much.
Maurice Dommanget has argued that Blanqui would have organised a march on Versailles and that this might have forced the Thiers government to flee and be discredited.[9] Perhaps. But socialism in one city (none of the provincial communes lasted more than a few days) was never viable; if Blanqui had been freed, his almost certain fate would have been death or exile.
Jailed in particularly miserable conditions, enduring cold and allowed no visitors, and learning the terrible news of the crushing of the Commune, Blanqui tried to console himself by some cosmological speculation. He wrote and published a short pamphlet called Eternity by the Stars. It was a strange little essay, in some ways anticipating multiverse theory. Blanqui argued that in a universe that was infinite in space and time, all possible worlds had already existed an infinite number of times. Though, for obvious reasons, he did not make the point explicitly, the implication was that there were worlds on which the Commune had triumphed.
For Blanqui, it was a brief diversion at a difficult time, and he soon reverted to his more earthbound political preoccupations. Wisely, Greene only devotes a couple of paragraphs to the episode. Unfortunately, the often idolised Walter Benjamin, perhaps projecting his own pessimism, picked up on the pamphlet in his Arcades project and claimed, quite contrary to all easily available evidence, that this work marked the end of Blanqui's life and showed a final abandonment of his revolutionary aspirations. Even more culpably, many so-called “scholars” have, out of ignorance or negligence, echoed Benjamin's claims.[10]
For Blanqui, however, the struggle was not over. As the demand for an amnesty for the communards was intensified, Blanqui made his contribution to the movement. While still in jail, he contested various elections, raising his political profile and increasing pressure for his release. In 1879, he was at last freed and he flung himself into frenetic activity. He travelled around France speaking at meetings, visited Italy and met Garibaldi, wrote a pamphlet arguing for the replacement of the standing army by a popular militia, and launched a short-lived daily newspaper for which he wrote frequently. He also gave support to the movement for women's rights, a clear break with the Jacobin tradition which, based on the artisan class where the family was a unit of production, had always opposed women's involvement in politics. (This deplorable abdication by the Jacobin left continued well into the twentieth century – it was Vichy which gave French women the right to vote.)
Finally, one night in December 1880, aged seventy-five, he returned home after midnight from a meeting, still arguing passionately; then he keeled over and died a few days later. If ever the phrase “fighting to the last breath” was appropriate, it was for Blanqui.
It is an exciting and inspiring story, and Greene has told it economically and effectively, in a book that deserves a wide audience. One hopes it will contribute to a revival of interest in Blanqui. For those who wish to pursue the subject further, the excellent website based at Kingston University provides a wide range of material dealing with Blanqui and his context and there is also a recently published selection by Verso Books.[11] All those interested in enriching the study of the history of socialism should give their support and encouragement to such initiatives.
But what, it might be asked, is the value of studying a socialist like Blanqui who obviously belonged to times very different to our own? Greene's work raises a number of interesting questions about approaches to the study of the history of socialism.
In 1971, in the aftermath of the great general strike in France, and inspired by the writings of Che Guevara and Régis Debray, New Left Review published Blanqui's “Instructions for an Uprising” with an unsigned presentation, apparently drafted by editor Perry Anderson. While this made a fairly orthodox critique of Blanqui's limitations (especially the “absence of a dialectic” in his thought), it noted among his “strengths” the detailed knowledge of “the tactical use of balconies”.[12] Entertaining as it is to imagine the erudite members of the NLR board leaving their libraries to hurl missiles from balconies, it is scarcely plausible to think that Blanqui's detailed recommendations could be of relevance in a different context. Because Blanqui recognised that insurrection was an art,[13] and precisely because he gave great attention to detail, his work was very much rooted in its time. Perhaps Eric Hazan was a little premature in writing the obituary of the barricade,[14] but street‑fighting in the twentieth or twenty-first century is necessarily very different to what it was in the nineteenth.
At the other extreme, Blanqui can be seen simply as a moral example, someone who showed great commitment and self-sacrifice. The problem with this is that it loses all the specificity of Blanqui, his role in a particular place and time. There is no direct link between abnegation and political goals; people have shown great dedication to many different causes. Certainly, advocates of religion or charity have sometimes shown as much self-sacrifice as believers in socialism.
And stress on revolutionary self-sacrifice can lead to a cult of asceticism. It is said that, when at liberty, Blanqui would sleep in mid-winter without blankets and with the window wide open to prepare himself for his next spell in jail (he spent over half his adult life in prison). But revolutionary organisations which stress abnegation – large financial contributions, hyperactivity – often condemn themselves to small memberships. One organisation in the tradition of Blanquist moralism, the Lutte Ouvrière tendency in France, which stresses a high level of personal commitment – for example discouraging members from having children – has been described by some critics as an organisation of “soldier-monks”.[15]
Another reason often given for studying figures like Blanqui is that they are said to be “precursors” of modern socialism, in particular of Marx and Lenin. Now the relation between Blanqui and Marx and Lenin is a topic of considerable interest, which Greene discusses at some length in his book [pp. 147-53,155-8] and on which he has published various articles.[16]
Nonetheless, it is a problematic topic. In the Stalinist period, the discussion of “precursors” was strongly discouraged.[17] The work of Marx, Lenin … and Stalin was presented as revealed truth, or, in more sophisticated accounts, as an “epistemological break” which led to the foundation of a new science. To show them developing slowly and messily, by trial and error, would undermine their authority.
Alternatively, looking at thinkers like Blanqui as precursors could become a form of what E.P. Thompson famously described as “the condescension of posterity”.[18] In this view, they were merely stages on the way to a subsequently established definitive truth. Thus, the writings of Marx and Lenin came to be seen as scripture, so that, for example, the question of political organisation was said to be resolved by something known as “the Leninist party”, when in fact Lenin was constantly changing his mind about organisational questions,[19] and in his final speech to the Communist International urged his followers to think for themselves[20] (something his followers like Zinoviev and Stalin were very reluctant to advise).
Peter Sedgwick made a sharp critique of such a view of history, comparing it to the religious notion of the “Apostolic Succession”:
The task of socialist theory has too often been conceived as one of establishing an Apostolic Succession from the ideas of certain revered forerunners to those of their (usually self‑enthroned) successors in the present day. Part of this task naturally consists of casting documentary doubt upon the validity of rival ideological orders. To those confirmed in any of the various true faiths, it may be intolerable to confront a historical record which shows the saints as heretics, and the heretics as at least part-time saints.[21]
In such an approach, “precursors” like Blanqui would be measured against the “great teachers” and, in effect, given scores out of ten for how closely they approximated to the established truth. Greene leaves us in no doubt that he aligns himself with Marx and Lenin, yet he is always anxious to draw out the positive value of Blanqui's thinking rather than to simply dismiss him as an inferior competitor.[22]
Tony Cliff used a rather different metaphor:
Another point about ideas is that you cannot patent them. You cannot say who was the first one, the originator of a great idea, because ideas are like a river and a river is formed from lots of streams. Engels is one of the streams contributing to Marxism. Therefore I don’t like the idea of speaking of him as secondary to Marx, because then he is not seen as an independent stream contributing to the overall Marxist movement.[23]
On this basis, the socialist movement would be a river that continued to absorb new tributaries, and sometimes to encounter obstacles or to be divided, without any definitive concluding state in sight. Blanqui would thus be a particular tributary, with its origins in a specific terrain and which helped to transform the dimensions and velocity of the river it entered.
Greene, in general, seems to take a rather similar approach in the way that he describes how Blanqui viewed the history of the movement he saw himself as a part of:
The revolutionary effort, the will to fight and to win against insurmountable odds, can unveil unseen roads to communism. And these roads are not given to anyone in advance but are revealed in the course of struggle. [p. 109]
And perhaps it would be fair to see this also as a description of the way Greene regards his own work. He has written elsewhere that the history of Marxism has no final conclusion, but is a constant process of renewal:
Previous forms of Marxism, even when a revolutionary rupture with revisionism, can turn into new orthodoxies and dogmas, which show their exhaustion by adopting, in either theory or practice, the politics of revisionism. The Marxist struggle against revisionism in fact is never finished, since Marxism needs to be continually renewed through ruptures not only with revisionism and orthodoxy, but by remaining true to its revolutionary soul.[24]
On such a view, neither the past nor the future is static. The past has been a constant process of evolution, and there is no single defined goal. Sartre argued a rather similar position in a discussion of ends and means:
If the end is still to be made, if it is a choice and a risk for man, then it can be corrupted by the means, for it is what wemake it and it is transformed at the same time as man transforms himself by the use he makes of the means. But if the end is to bereached, if in a sense it has a sufficiency of being, then it is independent of the means. In that case one can choose any means to achieve it.[25]
Blanqui himself said something analogous in his critique of the Utopians:
Communism and Proudhonism argue vigorously on the bank of a river over whether there is a field of corn or wheat on the other side. Let us cross first, we will see when we get there. [p. 21][26]
Thus, Blanqui's development was a process of trial and error. However absurd the 1839 insurrection might look in retrospect, it was not wholly implausible that the Parisian masses, who were obviously oppressed and ground down, would flock to the banners of their liberators. Blanqui had to go through the experience, which made him aware of new problems in 1848. As Greene concludes, “he asked the right questions, even if he provided the wrong answers, about how to make a revolution.” [p. 141]
Many of the arguments Blanqui took up may seem very remote, yet they sometimes have modern parallels. This he noted with irritation the widespread argument against socialism - “Who will empty the chamber pot?” [p. 21] Technology has solved that particular problem, but the argument about who will do the dirty and unpleasant jobs in a socialist society is still a recurring question.
Blanqui was constantly attempting to understand himself historically. In particular, this meant reference back to the French Revolution. Marxists today constantly refer to 1917 (despite George Galloway's admonition that we should stop talking about “dead Russians”[27]), not because anybody seriously expects to re-enact it, but because it is the only experience of proletarian revolution that we have. Likewise, in 1848 and 1871, there was constant reference back to 1789.
It is interesting to see that Blanqui did not have a fixed relationship to the French Revolution. To begin with, he identified, as most of the radical left did, with Robespierre and the Jacobin tradition, but later he came to be more sympathetic to Hébert. admiring his revolutionary virtue, his atheism and his faith in the people. [pp. 100-1] Now, Hébert was not a particularly significant revolutionary thinker; he was noted for his vigorous vocabulary rather than for any profound grasp of philosophy or strategy. But it is interesting to note that Blanqui was looking for an alternative to Jacobinism, the influence of which has for two centuries weighed heavily on the French left, and of which there have been some important critiques, notably that by Daniel Guérin.[28] Inasmuch as the Jacobin tradition is a powerful contributory factor to laïcité, which remains a political question of great relevance in modern France, Blanqui's thought is part of a process we are still living with.[29]
Blanqui also remains relevant to an understanding of ultra-leftism, which remains a significant problem for left-wing tactics, especially at times of upturn in the movement. One of the questions with which Blanqui was grappling throughout his life was the relation between the revolutionary minority and the mass movement of the oppressed classes. It is a question which has come up again and again, in different forms, in the history of the revolutionary left. In the aftermath of the Cuban Revolution, some tendencies on the Latin American left used to talk about the “small motor”, meaning the activity of a guerrilla foco, which would at some point detonate action by the mass movement.[30]
Likewise, there has been a recent renewal of interest in Paul Levi and his critique of the German Communist Party's “March Action” in 1921. There are clearly parallels between Blanqui's 1839 attempted insurrection and the March Action, though the latter was far more costly and its initiators far more irresponsible.[31]
Another topic which Greene touches on in his concluding section, though unfortunately all too briefly, is that of Blanquism after Blanqui. Blanqui's remarkable character, his dedication and shrewd political intelligence, drew followers around him and enabled him to hold his organisation together. After his death, the organisation disintegrated; it suffered splits and some of its members supported the incompetent charlatan Boulanger in his brief bid for power. There are obvious parallels with Leninism after Lenin, Trotskyism after Trotsky, and perhaps some more recent figures…
Yet all was not wasted. A new period was opening up, in which the conspiratorial organisations of Blanqui were giving way to mass working-class organisations. Many of Blanqui's followers went on to join the Socialist Party (SFIO), the majority of which, in 1920, formed the French Communist Party. Paul Lafargue, the first great French Marxist, admired Blanqui, writing “Blanqui transformed us, corrupted us all. … To Blanqui falls the honour of having made the revolutionary education of a part of the youth of our generation”. [p. 92] Just after Blanqui's final release from jail, Lafargue wrote to him, urging him to become part of a new socialist party that Lafargue was organising with Jules Guesde. (Blanqui does not seem to have responded to the invitation.) [pp. 138-9]
In short, Greene's book does not close the argument but opens it up. One hopes that it will be widely read and discussed.
BIBLIOGRAPHY
Anderson, Perry 1971, “Presentation of Blanqui”, New Left Review, I/65, January-February
Babeuf, Gracchus 1796, article in L’Éclaireur du peuple, No 6, pp 9 - 27 germinal IV.
Benjamin, Walter 1999, The Arcades Project, Cambridge Mass. & London: Belknap Press.
Birchall, Ian 2016a: “Upturned carts, cobblestones, pieces of furniture...”, Review 31 athttp://review31.co.uk/article/view/373/upturned-carts-cobblestones-pieces-of-furniture
Birchall, Ian 2016b, “Why did Walter Benjamin misrepresent Blanqui?” at http://grimanddim.org/historical-writings/2016-why-did-walter-benjamin-misrepresent-blanqui/
The Blanqui Archive at https://blanqui.kingston.ac.uk/
Blanqui, Auguste 1926, “Les enseignements militaires de la guerre de rues en 1848”, Le Militant rouge, no. 11, November (revised version of an article written in 1849).
Blanqui, Louis Auguste 2018, The Blanqui Reader:Political Writings, 1830–1880, Edited byPeter Hallward and Philippe Le Goff, Translated by Mitchell Abidor, Peter Hallward, and Philippe Le Goff, London and New York: Verso Books.
Bourseiller, Christophe 1989, Les ennemis du système, Paris: Robert Laffont.
Brown, Lesley (editor) 1993, The New Shorter Oxford English Dictionary, Oxford: Clarendon Press.
Claudon, Jean-Jacques & Présumey, Vincent 2017, Paul Levi: L'Occasion manquée, Rochefort en Terre: Éditions de Matignon.
Cliff, Tony 1985-86, Lenin (three volumes), London: Bookmarks.
Cliff, Tony 1996, Engels (lecture given atMarxism 1996 conference) at https://www.marxists.org/archive/cliff/works/1996/07/engels.htm
Conrad, Jack 2009, “Dead Russians”, Weekly Worker, 12 March.
Cushion, Steve 2016, A Hidden History of the Cuban Revolution: How the Working Class Shaped the Guerrilla Victory, New York: Monthly Review Press.
Cyr, Frédéric 2013, Paul Levi, rebelle devant les extrêmes, Quebec: Presses de l’Université Laval.
Debray, Régis 1967, Revolution in the Revolution? Armed Struggle and Political Struggle in Latin America, New York & London: MR Press.
Dommanget, Maurice 1947, Blanqui, la guerre de 1870-71 et la Commune, Paris: Domat.
Fernbach, David (ed.) 2011, In the Steps of Rosa Luxemburg: Selected Writings of Paul Levi, Leiden: Brill.
Greene, Doug Enaa 2016a, “The Rise of Marxism in France” at http://links.org.au/node/4684
Greene, Doug Enaa 2016b, “At the Crossroads of Blanquism and Leninism”, at http://links.org.au/node/4708
Greene, Doug Enaa 2016c, “The final aim is nothing: the politics of revisionism and anti‑revisionism” at http://links.org.au/node/4677.
Guérin, Daniel 1957, “La révolution déjacobinisée”, Les Temps modernes, April athttps://bataillesocialiste.wordpress.com/documents-historiques/1957-04-la-revolution-dejacobinisee-guerin/
Hallward, Peter 2017, “Blanqui and Marx: A Reply to William Roberts”, Jacobin, June 28, athttps://www.jacobinmag.com/2017/06/blanqui-marx-french-revolution-paris-commune-jacobins
Hazan, Eric 2015: A History of the Barricade, London: Verso.
Johnstone, Monty 1983, “Marx, Blanqui and Majority Rule”, Socialist Register athttps://www.marxists.org/archive/johnstone/1983/xx/majority.htm
Lenin, Vladimir 1917, “The Dual Power”, Pravda No. 28, April 9, 1917 at https://www.marxists.org/archive/lenin/works/1917/apr/09.htm
Lenin, Vladimir 1922, “Five Years of the Russian Revolution” at https://www.marxists.org/archive/lenin/works/1922/nov/04b.htm
Marx, Karl and Engels, Friedrich 1977, Collected Works Volume 7, London: Lawrence & Wishart.
Rouch, Jean-Louis 1984, Prolétaire en veston: une approche de Maurice Dommanget, Treignac: Les Monédières.
Sartre, Jean-Paul 1983, Les Cahiers pour une morale, Paris: Gallimard.
Schiappa, Jean Marc 2008, Buonarroti (1761-1837): L’Inoxydable, St-Georges d’Oléron: Les Éditions Libertaires.
Sedgwick, Peter 1960, “The Fight for Workers’ Control”, International Socialism (1st series), No. 3, Winter 1960-61, athttps://www.marxists.org/archive/sedgwick/1960/xx/workerscontrol.htm
Thompson, Edward 1980, The Making of the English Working Class, Harmondsworth: Penguin.
Trotsky, Leon 1930, “The Art of Insurrection” from The History of the Russian Revolution athttp://blanqui.kingston.ac.uk/critical-assessments/leon-trotsky/#chapter-43-the-art-of-insurrection
Vallès, Jules 1964, L’Insurgé, Paris: Livre de poche.
Wolfreys, Jim 2015, “After the Paris Attacks: An Islamophobic Spiral”, International Socialism, No. 146, athttp://isj.org.uk/after-the-paris-attacks/
[1] Page references given in brackets in the text. Translations from French, other than those directly quoted from Greene, are my own.
[2] Brown 1993, Volume I p. 239.
[3] Lenin 1917.
[4] Babeuf 1796.
[5] See Schiappa 2008.
[6] Marx & Engels 1977, p. 147.
[7] Blanqui 1926.
[8]Vallès 1964, pp 200-01.
[9] Dommanget 1947, p. 128.
[10] Benjamin 1999, pp. 15, 25-6, 111; Birchall 2016b.
[11]The Blanqui Archive; Blanqui 2018.
[12]Anderson 1971. (For the attribution to Anderson see http://blanqui.kingston.ac.uk/critical-assessments/new-left-review/ )
[13] See Trotsky 1930.
[14] See Hazan 2015; for a critique of his “premature burial” of the barricade, see Birchall 2016a.
[15] “Moines-soldats”: the term was coined by Olivier Biffaud in Le Monde, 14 August 1987. See Bourseiller 1989, p. 46.
[16] See Greene 2016a, Greene 2016b.
[17] See Rouch 1984, pp. 85-6.
[18] Thompson 1980, p. 12.
[19] Cliff 1985-86.
[20] Lenin 1922.
[21] Sedgwick 1960.
[22] For a (Eurocommunist) comparison of Marx and Blanqui entirely in Marx's favour, see Johnstone 1983.
[23] Cliff 1996.
[24] Greene 2016 c.
[25] Sartre 1983, p. 191.
[26] For more on Blanqui's view of history and social change see Hallward 2017.
[27] Conrad 2009.
[28] Guérin 1957.
[29] See for example Wolfreys 2015.
[30] See Debray 1967 passim. For a rather different perspective on the Cuban Revolution see Cushion 2016.
[31] See Fernbach 2011, Cyr 2013, Claudon & Présumey 2017.
Historical Materialism Sydney 2018
Call for papers
Capitalism has been able to attenuate but not resolve the contradictions of capital, doing so by occupying and producing space, extending urbanism, programming consumption, expanding the frontiers of primitive accumulation, and sustaining the reproduction of the relations of production. This is not an inexorable process; nor are its participant-witnesses ignorant of the continued constitution and presence of spaces of non-capitalism. Yet within considerations of the survival of capitalism there has been less focus granted towards the social reproduction of the relations of production comprising gendered, racialised, ecological, decolonial and class hierarchies. It was Henri Lefebvre in The Survival of Capitalism who indicated that the theory of reproduction brings out the imperative for critical analysis to consider the false “new” within capitalism. ‘The falsenew gets christened neo-something or other’, he stated. But under neoliberalism what is the relation between the fragmentation of space and the capacity of the relations of production to produce space on a planetary scale? How does the jigsaw puzzle of the rural and the urban come together in processes of “development” forming the survival of capitalism? Where are the spaces of social reproduction embedded in the materialisation of the relations of production and their ongoing arrangement? On which terrains of confrontation are the social reproduction of the relations of production that decentre and contest the survival of capitalism located? How do cultural relations participate in, or potentially resist, processes of social reproduction? How does culture in the broad sense of the term constitute a field in which the dynamic tension between representation and material (re-)production plays out?
The organisers of Historical Materialism Sydney 2018 invite proposals for panels and individual papers dealing with these themes or any other topics that engage with historical materialist thought from critical sociology and geography; heterodox economics and the critique of political economy; cultural, literary and aesthetic theory; political science and theory; history and historiography; philosophy; law; science studies and any other relevant discipline.
Abstracts should be no more than 250 words in length and should be sent to hmaustralasia@gmail.com by September 30, 2018.
All conference information including registration, venue and program details will be available at www.hmsydney.net as it becomes available.
Keynote Speakers
Lisa Adkins
Lisa Adkins is Head of the School of Social and Political Sciences at The University of Sydney. Her home Department is Sociology and Social Policy. She is also an Academy of Finland Distinguished Professor (2015-19). She has previously held Chairs in Sociology at the University of Manchester and at Goldsmiths, University of London. She has served as a member of the Australian Research Council’s College of Experts (Social, Behavioural and Economic Sciences Panel), 2011-13. Lisa’s contributions and interventions in the discipline of Sociology lie in the areas of economic sociology, social theory and feminist theory. Her recent research has focused on the restructuring of labour, money and time in the context of the growth of finance. A book based on this research –The Time of Money – will be published in 2018 by Stanford University Press. The book appears in the Currencies: New Thinking for Financial Times series edited by Melinda Cooper and Martijn Konings. Her recent research has also focused on the condition of unemployment and on wageless life. This has been supported by the Australian Research Council, the Academy of Finland and by a 2018 National Library of Australia (NLA) Fellowship. Lisa is joint editor-in-chief of the journal Australian Feminist Studies (Routledge/Taylor&Francis).
Andreas Bieler
Andreas Bieler is Professor of Political Economy and Fellow of the Centre for the Study of Social and Global Justice at the University of Nottingham, UK. Prof. Bieler’s main research interest deals with the global dynamics of capitalism, neoliberal globalisation and the possibilities for resistance. Particular emphasis is placed on the potential role of trade unions in resistance to restructuring, the possibilities for labour movements more generally to establish links of transnational solidarity across borders, as well as theoretical discussions of how these struggles can be conceptualised from a historical materialist perspective. Moreover, he has analysed struggles over the future European Union model of capitalism and the possibilities of national economic-political models different from a neoliberal, Anglo-American model of capitalism. His most recent book, co-authored with Adam David Morton, isGlobal Capitalism, Global War, Global Crisis, published by Cambridge University Press. He runs the blog on Trade unions and global restructuring, providing analytical commentary on labour movements and their attempts to resist exploitation in today’s neoliberal, global capitalism.
Melinda Cooper
Melinda Cooper graduated from the University of Paris VIII in 2001 and is Associate Professor in the Department of Sociology and Social Policy at the University of Sydney. Her research focuses on the broad areas of social studies of finance, biomedical economies, neoliberalism and new social conservatisms. She has recently completed a manuscriptFamily Values: Between Neoliberalism and the New Social Conservatism, which has been published in Zone Book’s Near Futures series. She is one of the editors of the Journal of Cultural Economy and (with Martijn Konings) of the Stanford University Press book series Currencies: New Thinking for Financial Times. You can consult the book series here.
Image: George Grosz – Tempo der Strasse (The Tempo of the Street), 1918
The Great Transition Conference - Montreal May 2018
The international forum The Great Transition took place from May, 17th to May, 20th 2018 in Montreal. The event was financed by Historical Materialism, the Rosa Luxembourg Foundation, the Social Science and Humanities Research Council of Canada (SSHRC), and a variety of unions and academic units.
The event was an immense success, with over 300 panellists and 20 keynote speakers from 12 countries. In total, 1600 people attended the event, more than twice our expectations! The event was bilingual, with keynote panels as well as many panels simultaneously translated in French or in English.
The goal of the event, like other Historical Materialism conferences, was to create a space of discussion and debate on capitalism, neoliberal globalization and socialist strategies. Our goal was to criticise the current system, but most of all, to organise a post-capitalist forum for activists, academics and the public at large.
We therefore organised the event around three axes, to discuss not only the capitalist system, but also credible alternatives and post-capitalist strategies. The first day of panels and keynote speeches presented criticisms of the current system, the second day tackled the theme of strategies and struggles for a global transition, and the third was on post-capitalist models. These three days together formed a gigantic forum promoting and discussing a great transition.
The organising committee believed that it was crucial to talk about a transition from capitalism, but also the transitions against all systems of oppression. In our understanding, a post-capitalist transition will be incomplete if not simultaneously feminist, anti-racist, democratic, open to indigenous knowledge, and environmentally sustainable. Doing so, we welcomed scholars and activists on a variety of topics such as political economy of capitalism, the ecological crisis, imperialism, patriarchy, social movements, workers movements, indigenous struggles, feminist alternatives and radical democracy. Panels were either formed and submitted by participants, or the editorial committee arranged panels with a special care for coherence between papers, consistency and gender parity.
The next Great Transition, if possible, will be full of challenges. We are already in a process of reflecting on successes and potential improvements. On the one hand, one of our main goals - to create lasting relationships between activists and academics - could have been an even greater success. The event attracted a great number of academics, activists and the public at large, but we will need to rethink our networking approach to create greater synergy between these groups.
On the other hand, The Great Transition could have achieved an even greater gender sensibility. For example, while we managed to have equal number of male and female keynote speakers, women were overly represented in overtly feminist panels instead of being solicited as experts on all topics. Furthermore, many of our keynote speakers were younger and less experienced than their male counterparts. These two aspects represent common problems faced by women in academia, i.e. to be locked into certain topics, or to act as a token that has to measure against older and better-known men. Next time, we will also aim to avoid all-male panels (manels), an achievement we did not reach for this edition.
In the end, the participants of TheGreat Transition were able to discuss and organise the transitions and they all greatly appreciated the forum. The excellent quality of the panels and of the general logistics, as well as the atmosphere ofcamaraderie were celebrated by participants. We felt this event was an excellent indicator of the capacity of the left to organise intellectually and practically, and if nothing else, gave us hope for the future.
Maïka is a doctoral candidate in political science at the University of Toronto and lecturer in critical studies of gender and globalization. She was one of the two spokespersons for the event The Great Transition.
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For more information and web diffusion of the panels:
Visit our website: https://thegreattransition.net/home/
Like our Facebook Page:https://www.facebook.com/transition2018/
HM website page: http://www.historicalmaterialism.org/hm-montreal
Examples of panels
How does the economy dominate our lives?
Kari Polanyi
Johanna Bockman
Alain Deneault
Critical philosophies and anti-capitalist struggles
Frank Fischbach
David McNally
Bruno Bosteels
Feminism, antiracism and class struggles
Himani Banerji
Diane Lamoureux
Dalie Giroux
Strategies for change in the 21stcentury
Bhaskar Sunkara
Jane McAlevey
Ethan Miller
Art and Value
A version of this interview appeared in French at http://revueperiode.net/la-valeur-de-lart-entretien-avec-dave-beech/
1°) What is the current state of debates around the issues of a marxist approach of artistic production ? Are there different or dominant intellectual currents that can be identified ? On what aspects relate the most important disagreements ?
Marxism has an excellent record of engaging seriously with art and culture. Mostly, however, Marxism, like the rest of aesthetic philosophy, art history and art criticism, has focused its attention on the artwork itself, the experience of artworks and art’s discursive framings rather than artistic production. When Marxists and other leftists have approached artistic production, however, they have done so unfortunately according to one of two misperceived paradigms. Either artistic production is considered to be work or work-like, or it is considered to be the negation of work in an idealised conception of art as nonalienated labour. These two models of thinking are still dominant today among theorists, activists and campaigners. The heyday of the idea that the artist represents a future condition in which work and pleasure will be reconciled has long passed but there are still traces of this in the anti-work movement in which people will be liberated from work and will therefore engage more in cultural activities among other things. At the same time, there is a lot of political work being done today to guarantee wages for cultural work not only by artists but also interns, assistants and art teachers. What all of this lacks, which I have tried to put right in my book Art and Value, is a specific economic analysis of artistic production.
2°) In your book Art and Value. Art's Economic Exceptionalism in Classical, Neoclassical and Marxist Economics (Brill, 2015), you point at the limits of marxist theory concerning the economic analysis of art within capitalism. What are the limits, inconceived dimensions or impasses in current Marxist theory of artistic production ?
My book is in two parts. In the first part I survey the historical record of economics in its discussion and analysis of artworks, and in the second part I begin with an assessment of the record of Marxism – particularly Western Marxism – in its theory of art’s commodification and similar conceptions of art’s incorporation by capitalism, but the rest of the second part of the book is an attempt to reconstruct a Marxist economic analysis of art. In the first part I raise a string of objections to the way that mainstream economics has normalised artistic production as commodity production or focused exclusively on the sale and resale of works of art rather than analysing the economic circumstances under which artworks are produced. So, it is not just the limits of Marxist theory that concerns me in the book, but the failure of mainstream economists and Marxists alike to develop an economics of art based on the specific analysis of the exceptional condition of artistic production. The absence of a Marxist economics of art is only part of this much broader neglect.
3°) What is your own contribution to this Marxist theory ? In other words, what do you propose in your book in order to provide a way out of the current theoretical impasse ? How do you renew the discussion about art's production and specific economy within capitalist system ?
I have confronted the Marxist theory of art’s commodification and related theories of art’s incorporation in the culture industry and art’s participation in the Spectacle. My chief claim is that the various theories of art’s capture by capitalism ought to be proved through economic analysis rather than merely asserted theoretically, assumed as a corollary of the argument that capitalism has subsumed all life, or derived from a sociological analysis of the art as a luxury market. Of course, I’ve also provided the outlines of what I think is an adequate economic analysis of art that focuses on art’s mode of production rather than focusing exclusively on transactions within the art market. While the art market appears to be a typical capitalist operation, an analysis of artistic labour suggests a graphically different assessment of the relationship between art and capitalism. The principle feature of art as a mode of production is that artists have not been converted into wage-labourers as is necessary for the capitalist mode of production.
Western Marxism has since the 1930s has been characterised by factional debate, but one thing that has gone almost completely unchallenged is the thesis that art has been commodified. The art market is a very substantial global trading operation and so, if you measure commodification by the presence of markets in certain goods, then the argument for art’s commodification appears to be a safe bet. Once this is established it is a short step to more expansive theories of reification, culture industry, spectacle, real subsumption and so forth, in which it is not only the objects of cultural production that are commodified but also the subjects who experience them. However, I argue that Marx’s analysis of the transition to capitalist commodity production does not turn on the transformation of modes of distribution, circulation and consumption but to the social relations of production. Moishe Postone, Michael Heinrich and Peter Hudis make this argument better than I do but my contribution to Marxist theory on this score, I would say, is that I not only apply the theory of capitalist production to artistic production but demonstrate that, despite the buying and selling of artworks, artistic production was never fully converted to capitalist commodity production and therefore artworks are not, strictly speaking, commodities at all in the capitalist sense.
4°) You have some disagreements with Christian Fuchs' theories about digital labour and digital cultural commodities
Prisons and Class Warfare
A version of this interview appeared in French at http://revueperiode.net/le-role-de-la-prison-dans-la-lutte-des-classes-entretien-avec-ruth-w-gilmore/
Clément Petitjean: In Golden Gulag, you analyse the build-up of California's prison system, which you call “the biggest in the history of the world”. Between 1980 and 2007, you explain that the number of people behind bars increased more than 450%. What were the various factors that combined to cause the expansion of that system? What were the various forces that built up the prison industrial complex in California and in the US?
Ruth Wilson Gilmore: Sure. Let me say a couple of things. I actually found that description of the biggest prison building project in the history of the world in a report that was written by somebody whom the state of California contracted to analyse the system that had been on a steady growth trajectory since the late 1980s. So it's not even my claim, it's how they themselves described what they were doing. What happened is that the state of California, which is, and was, an incredibly huge and diverse economy, went through a series of crises. And those crises produced all kinds of surpluses. It produced surpluses of workers, who were laid off from certain kinds of occupations, especially in manufacturing, not exclusively but notably. It produced surpluses of land. Because the use of land, especially but not exclusively in agriculture, changed over time, with the consolidation of ownership and the abandoning of certain types of land and land-use. It also produced surpluses of finance capital – and this is one of the more contentious points that I do argue, to deadly exhaustion. While it might appear, looking globally, that the concept of surplus finance capital seemed absurd in the early 1980s, if you look locally and see how especially investment bankers who specialised in municipal finance (selling debt to states) were struggling to remake markets, then we can see a surplus at hand. And then the final surplus, which is kind of theoretical, conjectural, is a surplus of state capacity. By that I mean that the California state’s institutions and reach had developed over a good deal of the 20th century, but especially from the beginning of the Second World War onwards. It had become incredibly complex to do certain things with fiscal and bureaucratic capacities. Those capacities weren't invented out of whole cloth, they came out of the Progressive Era, at the turn of the 20th century. In the postwar period they enabled California to do certain things that would more or less guarantee the capacity of capital to squeeze value from labour and land. Those capacities endured, even if the demand for them did not. And so what I argue in my book is that the state of California reconfigured those capacities, and they underlay the ability to build and staff and manage prison after prison after prison. That's not the only use they made of those capacities once used for various kinds of welfare provision, but it was a huge use. And so the prison system went from being a fairly small part of the entire state infrastructure to the major employer in the state government.
So the reason that I approached the problem the way I did is because I'm a good Marxist and I wanted to look at factors of production, but also to make it very clear – and this has to do with being a good Marxist – that these factors of mass incarceration, or factors of production, didn't have to be organised the way they were. They could have become something else. Therefore I begin with the premise that prison expansion was not just a response to an allegedly self-explanatory, free-floating thing called crime, which suddenly just erupted as a nightmare in communities. And indeed, in order to think about crime and its central role in California's incarceration system, I studied, like anybody could have, what was happening with crime in the late 1970s and early 1980s. And not surprisingly, it had been going down. Everybody knew it. It was on front pages of newspapers that people read in the early 1980s, it was on TV, it was on the radio. So if crime did not cause prison expansion, what did?
CP: So what was happening more specifically in California? How did those surpluses come together to create this mass prison system?
RWG: Well, they came together politically. In a variety of ways. During the 1970s, the entire US economy had gone through a very long recession. It was the time when the US lost the Vietnam war, when stagflation became a rule rather than an unimaginable exception -- which is to say there was both high unemployment and high inflation. In that context, throughout the United States, people who were in prison had been fighting through the federal court system concerning the conditions of their confinement, the kinds of sentences that they were serving, and so forth. Many of these lawsuits were brought by prisoners on their own behalf. They slowly made their way through the courts. Eventually, in California but in many other states too, in the late 1960s and again in the mid-1970s, the federal courts told the state prison system: "Do something about this, because you're in violation of the Constitution." At first it might seem that the Vietnam War, stagflation and the violation of prisoners’ constitutional rights are unrelated. But indirectly, building prisons and using crime became a default strategy to legitimise the state that had become seriously delegitimised due to political, military, and economic crises. Prison expansion became a way for people in both political parties to say: "The problem with the United States is there is too much government. The state is too big. And the reason people are suffering from this general economic misfortune is because too much goes to taxes, too much goes to doing things that people really should take care of on their own. But if you elect us, we will get rid of this incredible burden on you. There is something legitimate we can do with state power, however, which is why you should elect us: we will protect you from crime, we will protect you from external threats." And people were elected and re-elected on the basis of these arguments. Again, even though everybody knew that crime was not a problem. It's pretty astonishing to me. I lived through this period and went back and studied it later. I found in the California case -- and I currently have students who are studying other states -- we keep coming across similar patterns: economic crisis, federal court orders, struggles over expansion, increased role of municipal finance in the scheme of prison expansion.
In California, people who had come up through the civil service, working in the welfare department, or working in the department of health and human services, eventually were recruited to work on the prison side because they had the skills to manage large-scale projects designed to deliver services to individuals. And they brought their fiscal and bureaucratic capacities over to the prison agency in order to help it expand and consolidate. We actually see the abandonment of one set of public mandates in favour of another – of social welfare for domestic warfare, if you will. And I can't say, nor should anybody, that the reason all this happened was because of a few people who had bad intentions distorted the system. But rather we can see a systemic renovation in the direction of mass incarceration: starting in the late 1970s, when Jerry Brown, a Democrat, was governor of California, as he is now; then taking off enormously in the 1980s under Republican regimes; but never going down. It didn't make any difference which party was in power. And the prison population did not begin to go down until elaborate and broad-based organising combined with a long-term federal court case (again!) compelled system shrinkage in the last several years.
CP: In the book, you argue that prisons are “catchall solutions to social problems.” Would you say that the rise of the prison industrial complex illustrates, or means, deep transformations of the American state, and marks the dawn of a new historical period for capitalism, one where incarceration would be not only the legitimate but the only way of dealing with surplus populations?
RWG: Honestly, fifteen years ago, I would have said yes. Now, I say "pretty much, but not absolutely yes". Because it's almost worse than the way you framed the question. Rather than mass incarceration being a catchall solution to social problems, as I put it, what has happened is that that legitimising force, which made prison systems so big in the first place, has increasingly given police – including border police -- incredible amounts of power. What has happened is that certain types of social welfare agencies, like education, income support, or social housing, have absorbed some of the surveillance and punishment missions of the police and the prison system. For example in Los Angeles, a relatively new project, about ten years old, focuses on people who live in social housing projects. Their experience has been shaped by intensive policing, criminalization, incarceration and being killed by the police. Under the new project they have opportunities for health, tutoring for children, all kinds of social welfare benefits if and only if they cooperate with the police. In the book Policing the Planet, my partner and I wrote a chapter that goes into rather exhaustive details about that case.
CP: Would you say that those shifts herald a new historical period for capitalism?
RWG: This is a tough question, as you know, for a bunch of reasons. One is that we've all learned to lisp: everybody used to say "globalisation," now it’s "neoliberalism," and people are more or less talking about the same thing. My major mentor in the study of capitalism is the late great Cedric Robinson, who wrote an astonishing series of books, but the one that completely changed my consciousness is Black Marxism. Robinson argues that capitalism has always been, wherever it originated (let's say rural England), a racial system. So it didn't need Black people to become racial. It was already racial between people all of whose descendants might have become white. Understanding capitalism this way is very productive for me when thinking about the present. One issue is what's happening with racial capitalism on a world scale. A second issue has to do with particular political economies, especially those that are not sovereign, like the state of California: how does political-economic activity re-form in the context of globalisation’s pushes and pulls? Certainly, California's economy continues to be big. It moves up and down a little bit, but if it were a country, it would be in the top seven largest economies. However, the mix of manufacturing, service and other sectors has changed over time. There's still a lot of manufacturing in the state, although it tends to be more value-added, lower-wage manufacturing, sweatshops and so forth. And far less steel, and producer goods, and consumer durables.
How, then, should we analyse in order to organise in places like California, New York, Texas, with their various and variously diverse economies, characterised by organised abandonment and organised violence? How can we generalize from the racist prison system to a more supple perception of racial capitalism at work, to understand and intervene in places where states no less than firms are constantly trying to figure out how to spread capital across the productive landscape in ways that will return profits to investors as quickly as possible? The state keeps stepping in while pretending it's not there. And here I’m not talking about private prisons, which are an infinitesimal part of mass incarceration in the US, nor of exploited prisoner labour, which also doesn’t explain much about the system’s size or durability (which, as we’ve already seen, is vulnerable). Rather, I am talking about how unions that represent low to moderate wage public sector workers, which have a high concentration of people of colour as current and potential members, might join forces with environmental justice organisations, biological diversity/anti-climate change organisations, immigrants’ rights organisations, and others to fight on a number of fronts group-differentiated vulnerability to premature death -- which is what in my view racism is. And if that’s what racism is, and capitalism is from its origins already racial, then that means a comprehensive politics encompassing working and workless vulnerable people and places becomes a robust class politics that neither begins from nor excludes narrower views of who or what the “working class” is.
CP: In the book, you develop a critical perspective strongly influenced by David Harvey's critical geography. What does this perspective reveal specifically about mass incarceration?
RWG: I became a geographer when I was in my 40s because it seemed to me, at least in the context of US graduate education, it was the best way to pursue serious materialist analysis. There are so few geography PhD programs in the United States. And I'd been thinking that I was going to train in planning because it seemed the closest to what I wanted to do: to put together “who”, “how,” and “where” in a way that did not float above the surface of the earth but rather articulated with the changing earth. I actually stumbled into geography. I happened to come across Neil Smith at a Rethinking Marxism conference and was really taken by his work; not only had I not thought about geography, I hadn’t taken a geography course for three decades, since I was 13. So at the last minute, instead of mailing my application to the planning department at Rutgers, I mailed it to the geography department. And the rest is kind of history. Enrolling in geography brought me into the world of Harvey’s historical geographic materialist way of analysing the world. I took very seriously what I learned from David, what I learned from Neil and a few other people, and tried to build on it, having already had a long informal education with people like Cedric Robinson, Sid Lemelle, Mike Davis, Margaret Prescod, Barbara Smith, Angela Davis, and many others. And I think that had I not been trained in geography, or beguiled by geography, maybe, I would not have thought as hard as I did about, for example, urban-rural connections – their co-constitutive interdependencies. And I know I wouldn't have thought in terms of scale -- not scales in the sense of size, but in terms of the socio-spatial forms through which we live and organise our lives, and how we struggle to compete and cooperate. And I certainly would not have conceptualised mass incarceration as the "prison fix" had I not read David's Limits to Capital and thought about the spatial fix as hard as I could. We're colleagues, now, David and I. We enjoy working together and debating toward the goal of movement rather than having the last word.
CP: Can you elaborate on what you mean by "prison fix" compared to Harvey's "spatial fix"?
RWG: What I mean in my book is that the state of California used prison expansion provisionally to fix – to remedy as well as to set firmly into space – the crises of land, labour, finance capital and state capacity. By absorbing people, issuing public debt with no public promise to pay it down, and using up land taken out of extractive production, the state also put to work, as I suggested earlier, many of its fiscal and organisational abilities without facing the challenges that were already mounting when the same factors of production were petitioned for, say, a new university. The prison fix of course opened an entire new round of crises, just as the spatial fix in Harvey displaces but does not resolve the problem that gave rise to it. So in the case of communities where imprisoned people come from, we have the removal of people, the removal of earning power, the removal of household and community camaraderie, you name it – all of that happened with mass incarceration. In the rural areas where prisons arose we can chart related de-stabilisations: rather than, as many imagine, rural prison towns acquiring resources displaced from urban neighbourhoods, the fact is the two locations are joined in a constant churn of unacknowledged though shared precarious desperation – which was the basis on which some of the organising I described above took form. In other words infrastructure materially symbolised by the actual prison indicates the extensively visible and invisible infrastructure that connects the prison and its location by way of the courts and the police, the roads for families to visit and goods and incarcerated people to travel, back to the communities of origin expansively incorporating the entire intervening landscape. One of the things I tried to do in the book, framing it with two bus rides, was to give people a way of thinking about what I’ve just said that’s more viscerally poignant. Thinking about the movement across space and the movement through space gives us some sense of the production of space.
The purpose of Golden Gulag was not to make people say "Oh my God, we've all been defeated!" but rather to say "Wow, that was really big, and now I can see all the pieces. So perhaps instead of thinking there's nothing to be done, what I recognise is there's a hundred different things that we could do. We can organise with labour unions, we can organise with environmental justice activists, we can organise urban-rural coalitions, we can organise public sector employees, we can organise low-wage, high-value-added workers, who are vulnerable to criminalisation. We can organise with immigrants. We can do all of these things, because all of these things are part of mass incarceration." And we did all that organising!
CP: That's a perfect transition to another set of questions about organising against mass incarceration. Are there resistance movements within prisons comparable to what happened in the 1970s, with the 1971 Attica uprising for instance?
My area of expertise doesn't happen to be on that. Orisanmi Burton is someone who is doing fantastic research on that question. Of course, one of the things that's happened in California prisons, particularly the prisons for men, is that their physical design, as well as the design of their management system, were deliberately aimed by the Department of Corrections, starting in the late 1970s, to undermine the possibility of the kind of organising that had characterised the period from the early 1960s to the mid-1970s. Especially the ones called 180s, or level 4: those are the high-security prisons. They're not panopticons, but prisoners can't evade being under surveillance. There have been not only automatic lockdowns, but also the reduction of education and other in-prison programs, even places where people in prison can gather, such as day rooms, classrooms, gyms, places where prisoners could do the time with some however modest ongoing sense of self. All of the design changes were intended to undermine prisoner organising and solidarity.
One hugely notorious thing that happened in the California system in particular in the late 1970s, that may or may not have happened in other systems, is that the Department of Corrections, was experimenting with ways to keep prisoners from developing solidarity with each other and against the guards. In the early 1970s, California prisoners had notoriously declared "Every time a guard kills one of us, we're going to kill one of them until they stop killing us." And there were seven incidents over some years. A guard killed a prisoner, prisoners killed a guard. Not necessarily the guard who killed the prisoner, but somebody died because somebody died. So the department, right before its big expansion began, was trying to figure out what to do. And it came up, not surprisingly, with a solution that was designed to foster inter-prisoner distrust. The managers declared that certain categories of prisoners belonged to certain ethnic or regional gangs, and then fomented discord between the gangs. In a time when desegregation was becoming the law of the land, the Department of Corrections started segregating people in prisons according to the gangs and then to racial and ethnic groups. This is all well documented, there are case files and lawsuits, and an incredible archive, still to be thoroughly read and written about. And there were countless hearings about this practice throughout the 1990s. I sat through hours of testimony, in which the Department insisted, and has until this day: "No, we were just responding to what objectively existed." Whereas others who testified, including former prison wardens, said: "No, this didn't exist: you made it. You created it."
What the Department “created” led to development of something called the Security Housing Unit (SHU), which is effectively a prison within the prison. The first one in California opened in 1988 and the second in 1989. In the latter, called Pelican Bay State Prison, people in the SHU had staged several hunger strikes beginning in 2013. And some of the people in that unit, segregated according to their alleged gang affiliation, some of whom had been in that prison within the prison for more than twenty years, had accepted and projected the rigid ethnic, racial, and regional differences as meaningful and immutably real. But as they were trying, as individuals, to sort out a way for them to get out of the prison in the prison and go back to the general prison population, they became increasingly aware of what had happened historically, a dire reform of which they were the current expression. And so in recent years, these people in four “gangs” eventually declared that the only way to solve the problem inside was, to use their word, to end the hostility between the races. Which is an astonishing thing. I've been inside a lot of prisons, including Pelican Bay. And the transformation of consciousness from what I learned from interviewing people in prisons for men about their conditions of confinement in the early 2000s compared with the organising and analysis that emerged in the last five or so years is astonishing.
I also want to add something about the prisons for women. In the prisons for women, the level of segregation was never as high -- to the extent, for example, that they had not separated out people who were doing life on murder and people who were doing a year on drugs. Whereas in a prison for men people are segregated according to custody level (what they are serving time for having done) plus segregated in a number of other ways including race and ethnicity. And so, in part because of the social and spatial organisation of the prisons in the period that featured the crackdown on organising in prisons for me, there was a high and growing level of organising among the people in prisons for women. So during the last fourteen or fifteen years, as the state of California was trying to build fancy new so-called “gender responsive” prisons for women – to allow mothers to be locked up with their kids, for example -- people inside those prisons, however they identified in terms of gender, wrote and signed "Don't do this for us, because that's just going to expand capacity to lock people up. It's not going to make our lives better." Three thousand people did that organising in prisons for women, and their self-determination and bravery occurred at great personal risk to themselves because locked-up activists are wholly at the mercy of guards and prison managers.
CP: What about the organising outside of the prisons? And in particular in communities directly affected by mass incarceration?
RWG: The organising outside has been quite rich and varied over the years. In my experience, some of which I write about in a new chapter to the upcoming second edition of Golden Gulag, people who at the outset started doing work on behalf of one person in their family or even maybe two people in their family, thinking this was an individual, or greatest scale, household problem, came to understand through their experiences -- working with others, mostly women, most of whom were mothers -- the political dimensions of what they originally encountered as a personal, individual, and legal problem. That's one kind of organising that has persisted for many years now, 25 years of more. There's also the organising that we, meaning the groups Critical Resistance and California Prison Moratorium Project, helped to foster between urban and rural communities, under a variety of nominal issues which I described earlier: biological diversity (we took up on behalf of the lowly Tipton kangaroo rat) but also environmental justice (air quality, water quality for instance). We managed to develop and wage campaigns bringing people together across diverse issues and diverse communities in rural and urban California, so that they could recognise each other as probable comrades rather than presumed antagonists. And that has happened over and over again.
Going back to the fact that the number of people in prisons in California has gone down in recent years: the public explanations for that, the superficial or above-the-surface explanation, is that in 2011 the state of California lost yet another lawsuit, Brown v. Plata, also called “Plata/Coleman,” and was ordered to reduce the number of people held in the Department of Corrections’ physical plant (33 prisons plus many camps and other lockups). The federal lawsuit demonstrated that approximately one person in prison a week was dying of an easily remediable illness because of medical neglect. During the two decades between the beginning of the legal campaign and its resolution, some of the original litigants had long since died. Ultimately, the right-wing Supreme Court of the United States (the court that handed George W. Bush the presidency in the year 2000) could not deny the evidence. There were just too many bodies. In its final judgment that court agreed with lower court rulings, affirming that California could not build its way out of its problem.
But the question that few people who have followed this story ever asked themselves is "How come California, that had been opening a prison a year for 23 years, suddenly slowed down to almost a halt and only opened one prison between 1999 and 2011? And the answer is all that grassroots organising that I described earlier. We stopped them building new prisons. We made it too difficult. And we showed in our campaigning that whenever the department built a new prison, allegedly to ease crowding, the number of people in prison jumped higher than the new buildings could hold. The new relationships on the ground, organised by prison abolitionists – though the vast majority of participants themselves were not necessarily abolitionist – compelled these courts, who had never summoned any of us as serious witnesses for anything, to say that California could not build its way out of its problem and that it had to do something else. So now a lot of anti physical plant expansion activity in California has shifted to jails, not prisons. (Jail is where someone is held pending trial or if their sentence is only a year or less. Prison is where someone is sent to serve a sentence for a year and a day or more.) The jails are now expanding because once California complied with the Supreme Court ruling, the state, in order to reduce the number of people it locks up, made resources available to the lower political jurisdictions -- the counties -- to do whatever they wanted in exchange for retaining people convicted of certain crimes locally rather than sending them to state custody. (This adjustment is called “realignment.”) The counties could have taken those resources and said to convicted people "Go home and behave yourselves.” They could have taken the resources and changed guidelines for prosecutors so there would be fewer convictions. They could have put the resources into schools or healthcare or housing. But – and this gets back to the nagging question of state capacity and legitimacy -- a little more than half of the state’s 58 counties have thus far decided to build new jails. And then we see in reverse the phenomenon I discussed earlier, about welfare state agencies absorbing surveillance and punishment agencies. The sheriffs, who run the jails, now insist that they need more and bigger jails for reasons of health: "We have to supply mental health care and counseling to troubled people. We need to deliver social goods, and the only way we can do it is if we can lock people up." So the new front is fighting against “jails-instead-of-clinics,” “jails-instead-of-schools,” and so on. The work brings new social actors into the mix, and, as we discussed earlier, it enables the broadest possible identification of purpose in class terms.
To give you a few other examples of the kinds of solidarity that we managed to bring into action over time in California, there was a prison that was supposed to have opened in 2000 but we slowed it down. We didn't manage to stop it, but as I said, after opening a prison a year up to 1998, there were none opened between 1999 and 2005. That prison was scheduled for construction by a member of the Democratic party who had just been elected governor, and he was paying back the guards' union, who had given him almost a million dollars to help with his campaign. So then we got busy and organised as many different ways as we could. And one of the ways we could organise, it turned out, was with the California state employees association, which is part of an enormous public sector union in California. And they represent all kinds of workers in the prisons except the guards, because the guards have their own stand-alone union. And much to our surprise, the members of state employees union were willing to go up against the guards and oppose that prison. When they finally agreed to meet with the abolitionists they said: "Look. The guards get whatever they want. What we do, as secretaries, school teachers, locksmiths, drivers, mechanics gets squeezed more and more. We see the lives of the people in custody getting worse and worse, with no hope for getting back to a normal life when they get out -- as most people do. And the union that we're part of represents people who work in the public sector, in housing, healthcare, so on and so forth, in the cities and counties as well as at the state. So if we recognise who our membership is and what they do, there's no reason for us to support this prison. Even if we might lose a few members who would have the jobs in the new prison, there’s more to our remit, as a public sector union.” That completely surprised me, and for a heady political moment we had half a million people throughout California calling for a prison moratorium. It's hard to keep those kinds of political openings lively, but it lasted long enough to interrupt the relentless schedule that the prisons in California had been on since the early 1980s.
CP: From an outsider’s perspective it seems that the Black Lives Matter movement gave a new impetus to debates around prison abolition in radical circles. What does it say about the history of the abolition movement? What's the current balance of forces? What do strategic debates look like?
It’s true that #Black Lives Matter has got people thinking about and using the word "abolition". That said, the abolition that they have helped put into common usage is more about the police and less about the prisons. Although of course there is a connection between the two. It’s been amazing to me and many of my comrades to see left liberal politicians, or magazines like The Nation or Rolling Stone, seriously ask whether it is time to abolish the police. The ensuing debates tend to be the obvious ones: insofar as abolition is imagined only to be absence – overnight erasure – the kneejerk response is “that's not possible”. But the failure of imagination rests in missing the fact that abolition isn’t just absence. As W.E.B. Du Bois showed in Black Reconstruction in America, abolition is a fleshly and material presence of social life lived differently. Of course, that means many who are abolition-friendly falter at what the practice is. All the organising I’ve described in our conversation is abolition – not a prelude, but the practice itself. There was a recent attack on abolitionists by some historian who decided, without studying, that abolitionists are a deranged theology. He knew a little, for example, about the Brown v. Plata case, but zero about the on-the-ground moratorium organising that realised the Plata/Coleman theory (“overcrowding”) as sufficient cause for which the remedy would not be more of the same. Abolition is: figuring out how to work with people to make something rather than figuring out how to erase something. Du Bois shows, in exhaustive detail, both how slavery ended through the actions and organised activity of the slaves no less than the Union Army, and, since slavery ending one day doesn't tell you anything about the next day, what the next day, and days thereafter, looked like during the revolutionary period of radical Reconstruction. Abolition is a theory of change, it's a theory of social life. It's about making things.
CP: What does the central role of mass incarceration in maintaining the status quo imply in terms of class struggle strategies? Do anti-incarceration struggle and abolition organising play a more strategic role today?
RWG: Here's a way of thinking about that in the US context. In the United States today, there are about 70 million adults who have some kind of criminal conviction -- whether or not they were ever locked up -- that prohibits them from holding certain kinds of jobs, in many types of jobs. In other words, it doesn't make any difference what you allegedly did: if you've been convicted of something, you can't have a job. So just take a step back and think about that for a second, just in terms of sheer numbers. If we add the number of people who are effectively documented not to work, with the additional 7 or 8 million migrants who are not documented to work, the sum equals about 50 percent of the US labour force — mostly people of colour, but also 1/3 white. Half the US labour force. So it seems that anti-criminalisation and the extensive and intensive forces and effects of criminalisation and perpetual punishment has to be central to any kind of political, economic change that benefits working people and their communities, or benefits poor people, whether or not they're working, and their communities. This should be a given, but often it's not. In part that’s because "mass incarceration" has, unfortunately but for understandable reasons, come to stand in for "this is the terrible thing that happened to Black people in the United States." It is a terrible thing that happens to Black people in the United States! It happens also to brown people, red people … and a whole lot of white people. And insofar as ending mass incarceration becomes understood as something that only Black people must struggle for because it's something that only Black people experience, the necessary connection to be drawn from mass incarceration to the entire organisation of capitalist space today falls out of the picture. What remains in the picture seems like it’s only an anomalous wrong that seems remediable within the logic of capitalist reform. That's a huge impediment, I think, for the kind of organising that ought to come out of the various experiments in worker and community organising that can produce big changes. Everything is difficult in the US right now, for all the obvious reasons I won’t waste space on now. That said, I look with hope for all indications of ways to shift the debate and organising. The answer for me is to consider in all possible ways how the preponderance of vulnerable people in the US and beyond come to recognise each other in terms not just of characteristics or interest, but more to the abolitionist point and purpose.
Karl Marx’s Mathematical Return

Chris Rumble reviews Marx Returns by Jason Barker (2018, Zero Books). Following several disappointing portrayals, a new novel by the author and filmmaker takes an ingenious look at why Karl Marx might have been right after all.
The Thinker and the Militant
Rationality, Islam, and Decolonisation with Maxime Rodinson
By Selim Nadi. Translated by Joe Hayns.
This piece was originally published in Revue Période: http://revueperiode.net/le-savant-et-le-militant-rationalite-islam-et-decolonisation-chez-maxime-rodinson/
Selim Nadi is a French PhD Student and a member of the editorial board of the French journals Période andContretemps.
Joe Hayns would like to thank Ian Birchall, Selim Nadi, and Maïa Pal for their help and encouragement. All mistakes are his. You can follow him @JoeHayns
The outstanding intellectual Maxime Rodinson is known above all for his magisterial study, Islam and Capitalism (1966), and for his intense militant activity, notably with the Parti Communiste Français (PCF), of which he was a member from 1937 to 1958. In this article, Selim Nadi addresses the relations between Rodinson’s scientific work and political engagement, through an appraisal of Rodinson’s analyses of the tactical and strategic possibilities that Islam offered to anti-colonial struggles. From the Algerian national liberation struggle, to the dialogue between Rodinson and Edward Said, to the Iranian Revolution, this article revisits the challenges faced by Rodinson in his efforts to think through and work with revolutionary processes in the Muslim countries.
I have always perceived a certain contradiction between political engagement and rationality […] Experience and age help. I’ve realised that the more our activism advances, the more one sees, in each instance, that irrationalities drag on practical currents. (Maxime Rodinson, Entre Islam et Occident. Entretiens avec Gérard D. Khoury [Between Islam and the West. Interviews with Gérard D. Khoury.])
It was in 1957, when he was 23 years old, that Mohamed Harbi - then member of the Algerian FLN – met Maxime Rodinson (1915-2004) for the first time. Harbi was already familiar with the works and interests of Rodinson. In an interview with Sébastien Boussois, Harbi explained that at that time, those researching the Arab countries were typically Islamologists who conferred an absolute role to religion, making it the Alpha and Omega of their analyses. Hence, according to Harbi, the principal ‘radical scholars’ (‘contre-universitaires’) of the time for the students and militants were Claude Cahen (1909-1991) and Maxime Rodinson. Harbi was like all his comrades interested not only in Maghrebin societies, but more generally in the ensemble of the Middle East, his studies helped by an exceptional linguistic ability.
When Rodinson met Harbi, his position vis-à-vis the PCF, which he would quit two years later, was already critical. After his departure in 1958, Rodinson took more and more distance from political militancy, whilst remaining firmly convinced that Marxism proposed the most pertinent methodology for analysing non-European societies, notably for those colonised or previously colonised countries. It’s this aspect of Rodinson’s political thought that will most interest us here: his theorisation of anti-colonialism – and, in particular, his reflection on the strategic role Islam could play as an instrument of mobilisation. It seems that, beyond the colonial question itself, this aspect of Rodinson’s thought allows us to return to what he named an ‘independent Marxism’, in his response to a question from Egyptian sociologist Ibrahim Sa’ad ad-Din, during a conference in Cairo, in 1969. Since an ‘independent Marxism’ should not be confounded with a sort of ‘academic neutrality,’ it is interesting to consider what this approach contributes to Rodinson's analysis – notably, during his dialogues with militants, like Amar Ouzegane, or intellectuals, like Edward Said. This should be done without attempting to mask the limitations of this ‘independence’, which was accompanied by Rodinson’s distancing from any organisational engagement, albeit without his ever falling into an apolitical neutralism.
An erudite polyglot of the first order, Rodinson published a number of works that became authoritative far beyond Marxist social scientist circles. Having published translations of Arabic and also Turkish, and taught Ethiopian and Old South Arabian, and as capable of writing on the poetry of Nazim Hikmet as on Arab cuisine, Rodinson published a number of foundational texts on linguistics (on the incompatibility of consonants in Semitic language root words, for example), and on the emergence of capitalism in Muslim countries (his work Islam and Capitalism remains without doubt his most known and discussed work) and, too, on the historical evolution of anti-Semitism, without counting his many reviews of works. Such erudition seems extraordinary, in the literal sense of the term, in the current context. But, Rodinson was also a political militant, a long-time member of the PCF, raised in a strongly politicised family (his father had, perhaps, played chess with Trotsky). In his memoirs, Rodinson recalled that he’d attended his first demonstration with his mother in 1927, following the execution of Sacco and Vanzetti. From that moment, Rodinson never stopped having one foot in the sphere of militancy. It would seem, nonetheless, that throughout his lifework, he more and more took distance from the militant world, without ever depoliticizing either. Nor was he sparing in analysing the international situation, for example during the Gulf War of 1991. Rodinson was constantly gripped by the need forscientificité andrationalité.
It seems essential then for us to inquire into his analysis of tactical and strategic questions, especially into an element that was impossible to ignore in the revolutionary processes dynamising the ‘Third World’: the powerful tactical power offered by Islam for mobilising the masses against colonialism and imperialism. The present article explores Rodinson’s debates with militants and intellectuals, as well as some texts that were - rather than mere reactions to burning questions - imposed by circumstance and that dwelt over first-order strategic problems.
On Rodinson, Pierre Vidal-Naquet wrote that ‘not only was he a man with a great library - he read and interpreted the books he possessed. He was the greatest érudit that I ever encountered’ [1]. It is essential we discover, or rediscover, thisérudit, through restoring his thought in the debates and political issues of the second half of the 20th century.
Islam and the ‘psychology of the masses’
The ideal is not remote, situated in another world; it is produced by earthly transformations. But, it requires the total devotion of the individual. As with Mazdeism, every thought, every word spoken, and every action has a cosmic value. It builds, on the earth, the Bonne Cité (the Good City). This had been, for Ouzegane, theCité Communiste, interlinked with the international communist movement; it is now, for him, the Algerian Muslim Cité, with a socialist structure. The national addition, secondary and largely insignificant in the first ideology, has become primordial. (Maxime Rodinson, 'From Communism to the FLN’)
In his study of French anti-colonialism since the 16th century [2], historian Claude Liauzu explained that, during the Algerian revolution, the religious factor was largely underestimated by the French anti-colonialists, who principally perceived Algeria through the eyes of their laïcs (secular) Arab comrades. It was in this context that Rodinson appeared clearly as a dissonant voice, for his thinking that the Muslim religion’s imbrication in social and political relations was a key element of anti-colonial struggles in Muslim countries. Rodinson never searched for an ideal-type of anti-colonial militant, revolutionary andlaïc, but rather always began with the necessity of analysing actually existing society, rather than building a political analysis on an imagined social reality. The role that Rodinson confers on Islam in the anti-colonial struggles stands out especially in his dialogue with Amar Ouzegane (1910-1981). Ouzegane, an Algerian militant, was counted amongst the founders in 1936 of the Parti Communiste Algérien (PCA), before being excluded for ‘nationalist deviances’ in 1947. In a review, published inLeMonde Diplomatique in 1962 (and re-published inMarxisme et monde musulman) of Ouzegane’s book,Le meilleur des combats (The Best Battle) - in which Ouzegane lengthily responded to a 1960 text of Larbi Bouhali, who’d succeeded him at the PCA secretariat – Rodinson discussed the strategic role that Islam might play as a political instrument. In his book, Ouzegane did not invoke any theological argument to explain the importance of Islam in the context of revolutionary Algeria, but did, though, very much insist on the social role played by the Muslim religion. In his review, Rodinson cites Robespierre’s appraising of atheism as an ‘aristocratic’ phenomenon during the French Revolution in order to comment on Ouzegane’s claim that atheism was a kind of marker of the French labour aristocracy [3]. However, despite Rodinson having had a sincere political sympathy for Ouzegane, he remained no less critical of the role that religion can play as a political instrument and tactic.
Whilst Rodinson is largely known for his study of the development of capitalist in the Muslim countries, he was equally interested, in a profound way, in the ‘use’ that Islam might be put to towards non-religious ends – especially, the role that the Muslim religion might play in independence struggles. As Rodinson wrote, in an article published in the Partisans journal in 1963, the leaders of national liberation struggles, whether they were atheists or not, should not ignore the potential to mobilise the masses that religion offered. In the case of the Muslim countries, for example, it was clear that religious oppression played a central role in national oppression. In the article, Rodinson again mobilised Ouzegane’s point of being less concerned about whether Muslim dogmas were true or false, than with seeing Islam principally as a social and political instrument. Thus – and it was on precisely this point that Rodinson made his critique – according to Ouzegane, militant atheists were not necessarily mistaken in the worldview, but rather in the mis-comprehension of the ‘social psychology’ of the Algerian masses. Rodinson considered Islam as neither a good nor a bad ideology a priori, but rather insisted on the need to produce analyses of the religion that account for its social conditions in which it developed. As he wrote at the beginning of the his book De Pythagore à Lénine, ‘the best way to comprehend nothing of a phenomenon is to isolate it, and to consider it, from either the interior or the exterior, as if it is the only one of its type’ [4].
Nevertheless, in the case of the national liberation struggles, Rodinson was fairly sceptical of the utilisation of Islam as a primary 'mobilisation tool'; indeed, he considered such an approach to the religious question as potentially dangerous for the newly independent states, and rejected the concept of the 'social psychology' of the masses mobilised by Ouzegane. According to Rodinson, the danger resided in that, 'pushed to the limit by some peasant' - a politician like Ouzegane, for example, who later became a minister in the newly independent Algeria:
would have to confess to believe the same thing as him. Maybe, by mental restriction, he would decide that he himself does not believe in what are, for the modern, rational spirit, the most shocking aspects of the peasant’s faith, for example believing in the mare of Borâq [a Pegasus with a woman’s head - Ed. Note]. But, he would have dispossessed himself of the right of critiquing these aspects. Practically, he would align himself with the peasant’s faith. What’s the import, one might say, of this half-spoken alignment, if the peasant is convinced to construct socialism, suffering and sacrificing, albeit whilst believing in following the precepts of Allah and of the Prophet Mohammed? We’ve sacrificed so many things for the revolution, among others, the search for the truth in its various guises. Why not go all the way? [5]
Rodinson would write something similar some years later, at the end of his classic work, Islam and Capitalism, on the subject of the attachment of the Algerian poor to Islam, and the potential consequences of its political instrumentalisation:
It must be seen that this attachment, before it being an expression of faith, and although it may indeed lead many souls towards values that are strictly religious in character, is nonetheless fundamentally a national, and a class, phenomenon. The poor see in Islam that which distinguishes them from the foreign oppressor and from the Europeanized upper strata, infidels in deed or spirit. The Muslim ‘clergy’, in large part poor, discredited by the occupier, faithful to the values of the traditional society in which they lived, belongs to the poor, constitutes their leadership and speaks to them in their own language, a language at their level. But, with independence, however, the ‘clergy’ climbed step-by-step the social ladder. The more-or-less exploiting upper layers increasingly proclaim their attachment to Islam in their frenetic search for an ideological guarantee for their social and material advantages. The more 'clerics' rise in the social strata, or even simply integrate into the nation, the less Islam will be for the disinherited an exclusive ordering principle. [6]
In such circumstances, if a conflict were to erupt in post-independence Algeria, for example, the peasant would, according to Rodinson, follow the religious over the political leader. It is here that the ‘Frenchness’ of Rodinson - something he revealed most in the last period of his life, when he would take against ‘the communitarian plague’ [7] - becomes explicit: according to him, it may be necessary, for the political education of the formerly colonised masses, to put into motion certain secular measures, as in the Christian countries, such as the separation of church and state. If there was nothing of the laïcard about him, at least in the sense we mean it today - he did not perceive Islam as a regression, [though] neither as more advanced - it is clear all that same that he wrote in a certainAufklärung (Enlightenment) tradition, for which scientific truth was above any political consideration. Thus, aboutIslam and Capitalism, George Labica wrote in 1967:
One can’t deny [...] the merit of his calling for and even provoking confrontations, like all authentically generous thought, where mutual loathing [anathèmes réciproque] and trials of motives might finally be replaced by the rigours of scientific examination. [8]
This rationalism, sometimes a little tainted with Eurocentrism, does not however in any way signify either a ‘war’ against Islam, or against ‘religion’ as such, or a call to ‘enlighten’ colonial subjects. In his preface to James Thrower’s book Marxist-Leninist ‘Scientific Atheism’ and the Study of Religion and Atheism in the U.S.S.R., Rodinson suggests that the ‘Western’ critique of religion had merely replaced religion with a new ideology, which though conserved the same functions:
This critique of religion, practised in the West since the Enlightenment - the Marxist and Soviet theses are the latest form, sometimes coarse, sometimes refined - appear as no more than interested, practical politics, as some vulgar maneuver. It is also an effort towards replacing the traditional religions with a new ideology, endowed with the same functions. [9]
Rodinson’s relationship with the enlightenment tradition, with atheism and with religion, is present in a number of his works - notably in his magisterial biography of the Prophet [10]. It was a point to which he returned in his preface of Kazem Radjavi’s 1983 book, La révolution iranienne et les moudjahédines:
I am myself a rationalist, a loyal son of the European tradition of the Aufklärung. But, I long ago renounced the idea, which flows quite naturally from this tradition, that religion is equivalent to an absolute night of the spirit, with the corollary being that to break from religion was to enter a world of true thought, demythologised, transparent, with an absolute equivalence between reality and the concept of it. Similarly, it is necessary to renounce the idea that an alienated vision of the world might not result from a class holding of proprietorship over means of production (or of men, or the earth), from the exploitation which results, and from the utilisation of religion towards better acceptance. [11]
Thus, the amicable critique Rodinson addressed to Ouzegane’s perspective was more concerned with the political consequences of the use of Islam as a tactic in the national liberation struggles than over the Muslim religion as such. In the same way, according to Rodinson, there was never anything intrinsically anti-socialist in Islam, defending the idea that the only barrier to socialism in the Muslim countries would be to put in place anti-Muslim politics.
Communism and colonialism
Rodinson’s interest in the relations between Islam, Muslims, and communism is one of the explanations for his fascination for the Tartar Bolshevik Sultan Galiev, who opposed those revolutionaries who wanted to struggle against Islam, and defended the idea of the necessity of, so to speak, ‘Marxising’ Islam. As Matthieu Renault wrote:
There is not for Sultan Galiev any incompatibility between socialist revolution and Islam: it is not necessary to work towards the destruction of Islam, but rather to it’s despiritualisation, to it’s ‘Marxisation’.[12]
In 1960, Rodinson had published a text on Sultan Galiev in Les Temps Modernes. This article was a presentation of a book, published by Alexandre Bennigsen and Chantal Quelquejay, on ‘Sultangaliévisme’,The National Movements of the Muslims of Russia, Vol I: ‘Sultangaliévisme’ in Tartarstan. The text in question is interesting for more than its title, notably for showing the fascination that Maoism exercised over Rodinson (he saw in Sultan Galiev a precursor to Maoism), and for the reference to the development of an African-Asian bloc that Rodinson compared with a Colonial International, which Sultan Galiev had called for, to ‘assure the hegemony of the underdeveloped, colonial world over the European powers’. [13] If Rodinson was interested in the figure of Sultan Galiev, it was especially for Galiev’s supporting the fact ‘that there are contradictions in the socialist regime’ [14], for example those concerning the question of national minorities within the USSR, in explicit reference to Mao’s celebrated text of August 1937,On Contradiction. Rodinson’s leaving the PCF, near the time he wrote the Galiev article, is particularly illuminated by the criticism he addressed to communist organisations [15] for the near-absence of a targeted struggle to overcome these contradictions:
Every time someone puts a light on one of these contradictions, concretely, it is either denied or minimised. Naturally, the dogmatiques search not at all to analyse, to explain, or to find the causes and the repercussions. They represent the politics followed by Communist leaders (dirigeants) in every phase, as though determined by a superior wisdom which faithfully follows all the fluctuations of the national and global conjuncture, since they are armed with the infallible ‘compass’ of Marxist teaching. [16]
He added further:
Altogether, until a very recent time, and with some understandable excuses, the communist dirigeants have been as little lucid as to the capitalist world in regards the dreams of the colonised people. [17]
Thus, to summarise the conception Rodinson had of the relations between communism and colonialism, it is evident that he wished to struggle against the white hegemony and the racial-colonial contradictions within socialism and communism, being reasons that revolutionaries ought to, according to Rodinson, study Sultan Galiev - but, he perceived that the direction in which Islam was developing in the newly independent countries was potentially dangerous politically. Rodinson had moreover never been a Third Worldist, as the movement had existed in France in the 1960s and ‘70s, writing in the prologue to Islam et capitalisme:
I do not the subscribe to the mystique of the Third World, now so widespread in Left circles, and do not beat my breast daily in despair at not having been born in the Congo or somewhere like that. Nevertheless the problems of the Third World are indeed crucial [...] [18]
In the same way that he thought that scientific truth should not be sacrificed on the altar of anti-colonial revolution, Rodinson wrote in his small book La Fascination de l’Islam (1978) that the solution to problems that the Third World would face would not be found in the nationalist ideology of the former colonisers, ideology which, though Rodinson recognised its pertinence, involved a number of limitations, from a scientific point of view. [19]
Rodinson thus attempted to navigate across a political minefield when it came to discussing the relation between Islam and anti-colonial struggles. From 1958, the year in which Rodinson quit the PCF, through the 1970s and 1980s, he more and more evolved towards an ‘independent’ perspective, without ever becoming, for that, a ‘renegade’. As Gilbert Achcar wrote in his preface to the English edition of Marxism and the Muslim World:
[...] While remaining very much involved in political discussions [...] [Rodinson] developed a critical open brand of Marxism, which he labelled ‘independent’. His relationship to Marxism evolved into an effort to salvage Marx’s method of enquiry along with key tenets of his thought, while engaging in provocative, iconoclastic debates with organised Marxists: from seeking at first to convince or influence them - the perspective that informs the essays gathered here - to an increasingly disenchanted and mordant attitude as the Communist movement went deeper into agony. [20]
The Islamic Revolution
Multiple cases of spirituality have existed. All have finished very quickly, in general, by subordinating worldly ideas, posed initially as flowing from a spiritual or ideal source, to the eternal laws of politics, which is to say the struggle for power. (Maxime Rodinson, L’Islam politique et croyance)
Another major event which inspired Rodinson to reflect on the relations between revolutionary processes and Islam was the Iranian Revolution of 1979. To properly grasp Rodinson’s interventions over Iran, it is essential to briefly return to the origins of the revolutionary uprising of 1979.
From the beginning of 1960s, the Shah’s Iran had known an economic crisis, coupled with a political crisis, without precedent. Faced with the aggravation of political crisis, the government of the Shah ordered in 1963 a series of reforms which entered into posterity under the term the ‘White Revolution’. These reforms had as objective the establishing of a stable economic, social and political base for the regime, favouring two groups: middle class peasants and the petite bourgeoisie of functionaries. The objective of the Shah, and of his Prime Minister Ali Amini, was to ‘modernise’ the country. The big losers of the reforms were, in the first place, the traditional middle class of the bazaars. Their position was constantly menaced by capitalist development of Iran. In parallel, the rural exodus was accelerated, and a large number of agricultural workers migrated towards the towns, in search of the ‘grand civilization’ their radios said was in full expansion, without finding, in fact, work there. There was a huge gulf between the promises of the regime and Iranians’ expectations. This development was visible, on the one hand, from the modernisation of Iranian economic life by the state, involving a process of cultural development and, above all, of the productivity of the working class, and on the other, the persistence of older forms of exploitation. The Shah’s modernising force was also strongly marked by a will towards ‘secularisation’ - a centralised forced march - that progressively turned religious authorities against him, especially an Ayatollah who would become leader of the Islamic Revolution: Ruhollah Khomeiny. The Shiʻah ‘clergy’ would come to marshall the majority of the opposition, taking the lead from 1975 onwards, from a left opposition affected by state repression. In effect, despite the façade of political liberalisation, political repression increased, with the economic modernisation of Iran paired with a reinforcing of the repressive apparatus. In the 1970s, the assassinations and torture were the everyday lot of the greater part of the opposition. According to Maryam Poya [21], the state’s repression led to the crystallisation of the opposition into two tendencies: a guerilla movement on the one hand, and a Shiʻah ‘clergy’ on the other. In 1975, those existent political parties were dissolute, and only SAVAK-supervised trade unions were authorised. The Shah announced the establishment of a single-party system, financed by ‘the free world’. Over the 1970s, it was thus the Shiʻah clergy that took the leadership of the opposition, and who called for a massive mobilisation against the regime of the Shah. The ‘clergy’ organised the opposition around the rejection of ‘Westernisation’ and of the submission to the imperialism incarnated in the Shah. The Islam mobilised as a means to speak with the masses was an Islam of liberation, directly addressing the political and social conditions of the majority of the population. It was without a doubt Ali Shariati who furnished the most important theoretical formulation of this liberation struggle, in defining Islam as revolutionary praxis. It was this revolutionary role conferred to Islam that provoked a number of European intellectuals to respond - including Rodinson.
In a Nouvel Observateur article on the 19th February 1979, entitled ‘Khomeyni et la “primauté du spirituel”’ (‘Khomeyni and “Spiritual Primacy”’) Rodinson elaborated not only on the significance of the Iranian revolution, but also on the reactions that it provoked amongst French intellectuals. In the introduction which accompanied the re-publication of the article in L’Islam, politique et croyance (Islam, Politics and Belief), Rodinson wrote that:
The hope, dead or moribund for a long time, for a global revolution, one which would liquidate the exploitation and oppression of man by man resurged, timidly at first, then with more assurance. Could it be that, in a most unexpected fashion, this hope is coming to be embodied now in the Muslim Orient, up until now hardly promising, and more precisely, where man is lost in a universe of medieval thought? [22]
Returning to the fervour that the revolution had provoked in a number of intellectuals, Rodinson noted, as he had in his debate with Ouzegane, that ‘the mobilising force are Islamist slogans’, adding later that ‘the Iranian liberal democrats and Marxists were asking more and more whether they had been mistaken in dismissing the traditional religious fervour of the people’ [23]. 'The Iranian revolution seemed, indeed, to justify the disquietude expressed by Rodinson on the subject of post-independence Algeria, and added to the désillusion of many of its most fervent supporters - Iranian and Europeans - faced with a new regime, and with the utilisation of Islam by the state.
The essay which Rodinson particularly addressed was Foucault’s. In their work Foucault and the Iranian Revolution, Janet Afary and Kevin B. Anderson somewhat caricature Rodinson’s critique of Foucault when they write:
While we find many of Rodinson’s critiques of Foucault compelling, we certainly cannot agree with his argument for the advantages of a purely socioeconomic approach to the realm of the political over a philosophical one.
In this study, we have argued that there were particular aspects of Foucault’s philosophical perspective that helped to lead him toward an abstractly uncritical stance toward Iran’s Islamist movement. If a philosophical perspective per se were the problem, how then could equally philosophical feminist thinkers like de Beauvoir and Dunayevskaya have succeeded in arrivingat a more appropriately critical stance toward the Iranian Revolution? [24]
Indeed, whilst it’s true that in Islam, Politics and Belief Rodinson wrote that ‘the spirits of philosophical formation (...) are the most exposed to seduction by theoretical slogans’ [25], Afray and Anderson never referenced Rodinson’s other texts - those which would have allowed them to nuance their criticism. One issue is that the question of philosophical grounding of Foucault, occupied no more than a limited place in the criticism they addressed to Rodinson; another is that Rodinson was far from arguing for a ‘purely socio-economic’ approach. Rodinson, who was considered as, in part, philosophe-like [26], aimed at professional philosophers - French, above all - the reproach of writing on every subject without being properly informed, and of a certain form of idealism:
The culture currently fostered in the universities - and especially the École normale supérieure - houses philosophical dissertations without much information or serious argument: they keep clear of concrete problems, and even of more general problems [27]
Rodinson’s reproach of Foucault was above all for the weak knowledge of the subject he dealt with. But, beyond Foucault, Rodinson’s essay in the Nouvel Observateur at the moment of the Iranian revolution was part of his more general reflecting on the place of Islam in revolutionary processes. Much ink was spilled on the role of Islam and religious leaders in the revolutionary processes at the end of the 1970s and early 1980s. Hence, in his classic AllThat Is Solid Melts into Air (1982), the great American theoretician of modernity Marshall Berman (1940-2013) made several references to the Iranian revolution, notably when he wrote, on Act Four, Part Two of Goethe’sFaust:
The alternatives, as they are defined in Act Four, are: on one side, a crumbling multinational empire left over from the Middle Ages, ruled by an emperor who is pleasant but venal and utterly inept; on the other side, challenging him, a gang of pseudo-revolutionaries out for nothing but power and plunder, and backed by the Church, which Goethe sees as the most voracious and cynical force of all. (The idea of the Church as a revolutionary vanguard has always struck readers as far fetched, but recent events in Iran suggest that Goethe may have been onto something.) [28]
This question - how to position oneself vis-à-vis revolutionary processes in motion? - is essential in the thought of Rodinson. In his much-cited preface to Kazem Radjavi’s book, Rodinson did not condemn the revolutionary process for its religious references - this argument had long been central to his reflections. He was interested above all in the practices of the Khomeinist government post-revolution:
It is often very difficult to appreciate the moment when the justifiable defence measures of a new regime degrade into cruel, barbaric procedures. These are able also to co-exist so easily with continued, important ameliorations for the great masses. We ought to hesitate before compromising these ameliorations through denouncing these cruelties. We are here before terrible dilemmas. But, experience has taught us that there are lines which we should not allow to be crossed without doing all we can to prevent it, a point beyond which the cruelty of means irredeemably corrupts the best of ends. I believe this point has been reached in Iran. [29]
For Iran, as for Algeria, far from making Islam an explanatory factor of the revolutionary or postrevolutionary process, Rodinson rather attempted to apply a rational analysis - ‘the only relatively certain guide we have’ [30] - to the Muslim world.
As Gilbert Achcar notes in Marxism, Orientalism, Cosmopolitanism, the end of the 1970s marked ‘a major turning point in Oriental and Islamic studies’ [31]. Achcar gave three principal reasons for this evolution: the Iranian revolution of 1979 and the establishment of the Islamist Republic; the development of the armed Islamic rebellion against the left-wing dictator of Afghanistan; and the publication of Edward Said’s classicOrientalism, in 1978. On the first two points, we have seen that Rodinson did not at all see either the religious or the ‘Oriental’ character of these processes as determinant. However, the theoretical interventions of Rodinson were not limited to an analysis of social process in the Muslim world; he also debated the most important intellectuals of the time, foremost among whom was Edward Said.
The Fascination of Islam, Orientalism, and the theory of two sciences
In 1980, the same year of the French publication of Edward Said’s Orientalism, Rodinson published a collection of texts under the nameLa fascination de l’Islam. Rodinson was considered a major intellectual by Said, though he was not his principal intellectual reference. Hence, when Said addressed the ‘canonical theses supported by the Orientalists, whose ideas on the economy never go beyond affirming the fundamental incapacity of Orientals for industry, commerce, and economic rationality’ [32], he mobilised Rodinson’s bookIslam and Capitalism as a counter-example, and affirmed the work as marking a rupture from those clichés about the ‘Orientals’. In the same manner, he called Rodinson amongst ‘theérudits (...) and the critics who have received an Orientalist education [and who] are perfectly capable of freeing themselves from the old ideological straightjacket of orthodoxy.’ [33]
In the introduction of the 1993 edition of The Fascination of Islam, Rodinson seems to have also held Said in high esteem:
I implore my readers to read Edward Said’s book, Orientalism, the French translation of which, appearing near the time of the first edition of my small book, had a great success.
The work of this Palestinian, now professor of English and comparative literature at the University of Columbia in New York, greatly cultured in English and French literature, has had a large success in the Anglo-Saxon world. He has provoked in the professional Orientalist milieu something close to a trauma. They certainly had the habit of seeing criticism of their work [as being] ‘ethnocentric’, and of being denounced by the ‘indigenous’ publications as agents, conscious or unconscious, of Euro-American imperialism. But these works didn't affect the very milieu in which they were developing. But here suddenly were all the same accusations reprised in English, by a professor of well-known value, familiar with Flaubert and Coleridge, invoking the ideas of Michel Foucault! [34]
Yet, as intellectually beneficial as this ‘trauma’ might have been, Rodinson maintained nothing less than a critical attitude vis-à-vis the central work of Said. The principle problem in Orientalism did not reside, according to Rodinson, so much in Said’s interpretation of Orientalism as such - despite certain limits he pointed to [35] - than in the use that might be made of the methodology deployed by the book’s author. Rodinson defended, indeed, the idea that ‘taken to the limit certain analyses and, still more, certain formulations of Edward Said fall into a doctrine that is, by all appearances, the Zhdanovian theory of The Two Sciences’. [36]. Rodinson wrote too that ‘pushed to the extreme’, such a theory ‘leads to more Lyssenko’. It's necessary to note that, despite the fact that Rodinson's warning is apparently self-evident, one could say, without risk of being anachronistic, that it anticipated certain contemporary debates between Marxists and proponents of post-colonial studies. Rodinson then not only warned against Said’s book itself, but against the uses it might be put to:
Whatever the importance of the deviations caused by the colonial situation to either reason or data, whatever the necessity to fight them, and however important the entrance onto the scene of the judgement of colonised and ex-colonised experts is, using their usual sensitivity against these deviations, it is indispensable to not slide carelessly towards the doctrine in question, that of the Two Sciences. [37]
Still, in the The Fascination of Islam, Rodinson devoted an entire chapter to the development of Arab and Islamic studies in Europe. He criticised the rejection of certain aspects of the social sciences, too quickly accused of Eurocentrism in his eyes. As we have seen before, despite all the sympathy that Rodinson had with the decolonisation movements, he refused this accusation, and went further:
It’s necessary all the same to keep in mind that, for reasons which have nothing to do with a spurious racial superiority, it is Europe which has most advanced (until now) the application of the refined scientific methods, even if the practice of these methods was previously initiated in the civilizations non-Europeans studied. [38]
If the criticism of Rodinson should however be considered in quite a different way from the flood of criticisms that duly faced Said around the publication of Orientalism, it is since Rodinson entirely agreed with Said’s anti-colonialism, without having drawn at all the same ‘scientific’ conclusions. The critiques of Rodinson concerning the risks of opposing an anti-Orientalist science with an Orientalist left Said unmoved (‘laissé Said de marbre’), as recalled by Gilbert Achcar, who cited an interview of Said with Hassan Arfaoui and Subhi Hadidi’s, dated 1996, in which Said inveighed against Rodinson in these terms: ‘I was hardly surprised by an ex-Stalinist [being] incapable of comprehending the nature of the criticism, and the critical method more generally’ [39].
In Marxism, Orientalism, Cosmopolitanism, Achcar cites an article published in the Autumn of 1985 in the review,Cultural Critique. According to Achcar, Said seemed to appreciate certain warnings formulated by Rodinson, without however explicitly referencing him:
Whether in identifying and working through anti-dominant critiques, subaltern groups – women, blacks, and so on – can resolve the dilemma of autonomous fields of experience and knowledge that are created as a consequence. A double kind of possessive exclusivism could set in: the sense of being an excluding insider by virtue of experience (only women can write for and about women, and only literature that treats women or Orientals well is good literature), and second, being an excluding insider by virtue of method (only Marxists, anti-Orientalists, feminists can write about economics, Orientalism, women’s literature). [40]
If Said had perhaps taken Rodinson’s remarks to heart - at the beginning of the article, he notably made reference to certain ‘hostile and sometimes (...) injurious’ comments towards his book - it’s necessary to not lose sight of his citing in the same article a number of other intellectuals who all held a similarly anti-Orientalist view, but that did not seem to fall into the same trap as Rodinson. It remains nevertheless the case that Said regretted such a splitting of thought, and ended his article in pronouncing the necessity for interdisciplinary intellectual activity. He concluded with these words: ‘I believe that the criticism of Orientalism is only an ephemeral hobby.’ [41]
---
We have not dwelled on the relation of Rodinson to anti-Semitism and Zionism - themes that are too vast, that would merit dedicating an entire article to - and on which Rodinson not only published a number of works, but also was clearly invested politically. The object of the present article was, above all, the concrete discussion of what the appellation ‘independent Marxism’ meant for Rodinson, and focused principally over his analysis of revolutionary processes in Muslim countries.
The stakes are high in (re)-making Rodinson a theoretical reference for new generations of activists - referring to his political debates over the colonial question, and to his magisterial study, Islam and Capitalism. At a time when a militant fervour seems, sometimes, to annihilate all rigorous analyses of problems as they play out, and when the university milieu remains outside the militant arena, the work of Rodinson seems - despite its limits - as one methodological remedy to the false choice dilemma between the perspective of the thinker and the militant.
Translator’s note on quotations and bibliography: When Nadi quotes English-language works, or French-language works with well-known or easily available English versions, I’ve deferred to the original and to the translation respectively; their titles are in English.
[1] Pierre Vidal-Naquet, ‘En guise de préface’, in Maxime Rodinson, Souvenirs d’un marginal, Fayard, 2005, p. 16.
[2] Claude Liauzu, Histoire de l’anticolonialisme en France du XVIe siècle à nos jours, Armand Collin, Paris, 2007.
[3] In a work he dedicated to Robespierre, Georges Labica explained that the view of Robespierre towards religion constituted, for the Roberspierriens, the ‘exquisite point of all pains’.
[4] Maxime Rodinson, De Pythagore à Lénine. Des activismes idéologiques, Fayard, Paris, 1993, p. 22.
[5] Maxime Rodinson, ‘L’Islam et les nouvelles indépendances’, Partisans, n° 10, May-June 1963, p. 112-113
[6] Maxime Rodinson, Islam et capitalisme, Seuil, Paris, 1966, p. 234
[7] See Maxime Rodinson, Souvenirs d’un marginal, Fayard, Paris, 2005, pp. 393–398.
[8] Georges Labica, ‘Une discussion sur Islam et capitalisme de Maxime Rodinson’, La Pensée. Revue du rationalisme moderne, n° 131, February 1967, p. 96
[9] Maxime Rodinson, De Pythagore à Lénine, op. cit., p. 194.
[10] “I am concerned with a religious founder, a man who, during most of his life at least, was profoundly and sincerely religious, with a keen sense of the direct presence of the divine. It may be objected that I, as an atheist, cannot possibly understand such a man. That may be so; after all, what actually constitutes understanding? However, I am convinced that, provided he takes enough trouble, and totally excludes any contempt, pharisaism or sense of superiority, an atheist can in fact understand a religious outlook [...] certainly as well as an art critic can understand a painter, an adult a child, a man of robust health an invalid (and vice versa) or a scholarly recluse a businessman. Certainly a religious man would understand my subject differently, but better? I am not so sure. [...] Founders of ideologies have given men reasons for living, and personal or social tasks to fulfill. When the ideologies are religious they have declared (and generally believed) that their message came from beyond our world, and that what they themselves represented was something more than merely human. The atheist can only say that this extra-human origin remains unproved. But that gives him no reason for denigrating the message itself; indeed he may even place a higher value on it, as being an admirable effort to surpass the human condition.” Maxime Rodinson, Mohammed, translated by Anne Carter, Penguin, London, 1971, p. xiii
[13] Maxime Rodinson, ‘Communisme et Tiers Monde : sur un précurseur oublié’, in Maxime Rodinson, Marxisme et monde musulman, Seuil, Paris, 1972, p. 382.
[14] Ibid., p. 383.
[15] Jean Suret-Canale was particularly critical towards the critique Rodinson addressed at the PCF, writing: ‘Maxime Rodinson is a former member of the Parti Communiste Français. He accuses it of having been ‘Stalinist’; he explains that he participated in certain oppositional groups where he found the same shackling of his freedom, and that he chose finally to be an homme seul. I do not put in doubt the passion of Maxime Rodinson for the truth. But is this ‘disengagement’ a sure guarantee of objectivity? When Maxime Rodinson devoted an article inLe Monde to discussions of the Asiatic mode of production, he did not mention the C.E.R.M [Centre d’Etudes et de Recherches Marxistes; one of the PCF’s intellectual groups], which was the cadre of that research, and presents it as the work of a group of intellectuals in struggle against the direction of their Party, when this research was pursued with his support, is he true to the intentions that he proclaims? Isn’t it that, under the pretext of rejecting an ideology, he falls into another, about which his former comrades have a right to be severe? There is an ‘anti-Stalinism’ fanaticism which is worth no more that the other fanaticisms and which is often the inverted form of that which it pretends to condemn.
[16] Ibid., p. 383.
[17] Ibid., p. 384.
[18] Maxime Rodinson, Islam and Capitalism, translated by Brian Pearce, 1966/1977, p. vii, Pelican, London.
Translator’s note: Rodinson wrote ‘de n’être pas né dans quelque Congo’, literally, ‘for not being born in some Congo’ - perhaps this is more dismissive than Pearce’s ‘the Congo or somewhere like that’.
[19] Maxime Rodinson, La fascination de l’Islam, La Découverte, Paris, 1993, p. 138.
[20] Gilbert Achcar, ‘Foreword’, Marxism and the Muslim World, Zed Books, London, 2015, p. ix.
[21] Maryam Poya, ‘IRAN 1979. Long live the Révolution! Long live Islam?’, in Colin Barker (ed.), Revolutionary Rehearsals, Haymarket, Chicago, 2002.
[22] Maxime Rodinson, L’Islam politique et croyance, Fayard, Paris, 1993, p. 301.
[23] Ibid., p. 302.
[24] Janet Afary and Kevin B. Anderson, Foucault and the Iranian Revolution. Gender and the Seductions of Islamism, The University of Chicago Press, Chicago and Londres, 2005, p. 135.
[25] Maxime Rodinson, L’Islam politique et croyance, op. cit., p. 305.
[26] ‘If I absolutely had to wear a badge, it would be that of a philosopher - without having, however, all the required philosophical instruction. All things considered, I would prefer that of a sociologist or a general anthropologist, since I have excluded from my studies that which goes beyond the social or human world. I have also some claim to be a qualified historian, since it is the evolutionary, diachronic aspect that has always most interested me. And, what’s more, I have done specific historical studies, limited in time’. Maxime Rodinson, Entre Islam et Occident. Entretiens avec Gérard D. Khourry, Les Belles Lettres, Paris, 1998, pp. 201-202.
[27] Ibid., p. 205.
[28] Marshall Berman, All That Is Solid Melts into Air.The Experience of Modernity, Verso, Londres-New-York, 2010, p. 63.
[29] Maxime Rodinson, ‘Préface’, in Kazem Radjavi, La révolution iranienne et les moudjahédines, op. cit., p. XVI.
[30] Maxime Rodinson, L’Islam politique et croyance, op. cit., pp. 11-12.
[31] Gilbert Achcar, Marxisme, orientalisme, cosmopolitisme, Actes Sud, Paris, 2015, p. 53.
[32] Edward Said, L’Orientalisme. L’Orient crée par l’Occident, Seuil, Paris, 2005, p. 291.
[33] Ibid., p. 352.
[34] Maxime Rodinson, La fascination de l’Islam, suivi de Le seigneur bourguignon et l’esclave sarrasin, pocket, Paris, 1993, p. 13.
[35] « Le mérite de Said est d’avoir contribué à définir mieux l’idéologie de l’orientalisme européen (en fait, surtout anglo-français) au XIXe et au XXe siècle et son enracinement dans les objectifs politiques et économiques européens d’alors. L’analyse qu’il en donne est intelligente, sagace, souvent pertinente. Il me paraît s’égarer quelquefois dans l’interprétation qu’il fait de certains textes d’orientalistes, avoir parfois sa perception troublée par sa naturelle over-sensitiveness aux réactions des autres, des Européo-Américains installés. D’où quelques formulations excessives. Mais une large part de ses critiques à l’orientalisme traditionnel sont valides et l’effet de choc de son livre se révélera très utiles s’il pousse les spécialistes à comprendre qu’ils ne sont pas si innocents qu’ils le disent et même qu’ils le croient, à essayer de détecter les idées générales dont inconsciemment ils s’inspirent, à en prendre conscience et à porter sur elles un regard critique. »
[36] ‘All science [...] has a class character. This class character do not only affect, as the first sociologist came to see, the material-social conditions of research, but, something which is more radical, the concepts and the theories which are the results [...] The science which exists in the 20th century is 99% ‘bourgeois science’: all it’s productions are marked with a seal of it’s class origin; they express the interest of this class in knowing reality in order to transform it to its advantage’ Dominique Lecourt, Lyssenko. Histoire réelle d’une « science prolétarienne , Maspero, Paris, 1976, p. 33.
[37] Maxime Rodinson, La fascination de l’Islam, suivi de Le seigneur bourguignon et l’esclave sarrasin, op. cit., p. 15.
[38] Ibid., p. 111.
[39] ‘Entretien avec Edward Said. Propos reueillis par Hassan Arfaoui et Subhi Hadidi’, MARS, n° 4, hiver 1995, p. 18, cited in in Gilbert Achcar,Marxism, Orientalism, Cosmopolitanism, op. cit., p
[40] Cited in Gilbert Achcar, Marxism, Orientalism, Cosmopolitanism, Saki, London, p. 53
[41] Edward Said, ‘Orientalism Reconsidered’, Cultural Critique, n° 1, automne 1985, pp. 89-107.
Issue 26(2): Identity Politics
Today we are launching on our website a whole new special issue on Identity Politics which will appear in print later this year in volume 26:2 of the journal. Big thanks to HM editors Ashok Kumar and Dalia Gebrial, and guest editors Adam Elliott-Cooper and Shruti Iyer for their very hard work putting this issue together. Thanks also to all the contributors and peer-reviewers. Special thanks to artist Natalia Podpora for her illustrations.
From the editors' introduction:
The papers within the special issue respond to ongoing debates around what has been termed 'identity politics'. It aims to intervene in what are make-or-break questions for the Left today. Specifically, to provoke further interrogative but comradely conversation that works towards breaking-down the wedge between vulgar economism and vulgar culturalism.
ISSUE 26(2): IDENTITY POLITICS CONTENTS PAGE
HM London Conference 2018
The deadline for abstracts has been extended a final time, to midnight GMT on 13 June 2018
Markt und Gewalt (Market and Violence)
This text is based on Heide Gerstenberger (2017) Markt und Gewalt. Die Funktionsweise des historischen Kapitalismus (Westfälisches Dampfboot) Münster. An English translation will appear published by Brill asMarket and Violence.
Marx’s analysis of the basic structures of capitalism explains why, once established by ‘blood and dirt’, the capital relation can be reproduced in social forms which appear to confirm the absence of brutal force and sometimes even the existence of mutual interest. If labour contracts have existed before the advent of capitalism, it is only with capitalism that the contract has developed into the ideological centre of capitalist forms of production. Any doubt about its relevance was obliterated by the movement for the abolition of slavery. In making contracts into the defining characteristic of non-slavery, abolitionists gifted capitalism with a powerful vindication of its specific forms of exploitation. Its ongoing relevance is present in all the contracts which, starting in the last decades of the 19th century and continuing until today, have been falsified in order to prevent legal action against forced labour.
By insisting on the ongoing presence of brute force in capitalist forms of appropriation, I do not want to minimise the sufferings to be experienced in labour conditions which are considered ‘regular’. Instead, I endeavour to explain that the historical realities of capitalism do not adhere to Marx’s conceptions of history. Brute force was not only the midwife of the new society, then to be reduced to an exception “in the ordinary run of things”. If direct violence against persons is, indeed, no longer a necessity for the reproduction of capitalist social forms of production, it has and is nevertheless constantly made use of. Quite a few Marxists endeavoured to reconcile Marx’s statement about the transition from the phase of so-called primitive accumulation to “the ordinary run of things” in capitalism by declaring that primitive accumulation, i.e. the presence of brutal force, was not restricted to a certain phase of capitalism but is one of its ongoing characteristics. If this is certainly correct as far as historical realities are concerned, there is no way around the fact that Marx thought differently. And this is not the only example where his philosophy of history has intruded into his analysis. Instead, it is constantly present in Marx’s explanations of those developments of capitalism which will produce the preconditions for the better future to which mankind is destined. That these explanations have not been validated by the actual course of history, has to be accepted as critique of any theoretical concept which links structural analysis to concepts of historical teleology. It is this linkage which not only provoked my research into the historical constitution of bourgeois capitalist states but also into the historical functioning of capitalism. The result of the latter can be summed up in a nutshell. It runs as follows:
Exceptions apart, owners of capital make use of all the means to achieve profits which are open to them in a certain place and at a certain time. If direct violence is not one of the practices which are being made use of, this is not prevented by economic rationality but only by public critique and state activity.
I will try to explain some of the findings of this research by relating them to its most vexing theoretical problem: If the resumé allows for exceptions, and rightly so, it nevertheless states that capital owners tend to act in certain ways.
At first sight, this makes my account into an extensive illustration of Marx’s concept of 'character masks'. But this concept refers to actors in so far as they exist in theoretically explained relations to other actors, be these relations of competition, of opposites, or of the contradiction which is present in any form of capitalist exploitation. It is one of the great achievements of Marx to have explained exploitation as resulting from the systemic characteristics of capitalism and not from the more or less vicious character of individuals.
But as soon as we leave structural analysis and turn to historical realities we are no longer confronted with character masks but with real human beings. And these are not one-dimensional but “pluriel”. The term “l’hommepluriel” was coined by Bernard Lahire in order to explain his reservations about Pierre Bourdieu’s concept of habitus (Lahire: 1998).
While the concept of habitus is not to be mistaken as a modernized version of Marx’s character mask, it is, nevertheless more closely related to the latter than sociologists’ concept of ‘role’. In any case, if the owners of capital have to be considered just as ‘pluriel’ as any other human being, but have, nevertheless, acted most of the time as if they were the character masks of structural analysis, then we have to look for explanations of their behavior which are not sufficiently contained in the structural analysis of capitalism. And, of course, no Marxist worth his or her ilk will have recourse to concepts of the fundamentally egoistic nature of human beings.
If my exposition of historical developments goes back to the 15th and 16th century, this is not to recant from insisting that capitalism did not start with the world market and has not been brought about by its gains. Instead, I offer an addition to Marx’s analysis of the so-calledprimitive accumulation which may help to explain the historical foundation of long lasting patterns of legitimating violence. When, starting in the 15th century, an European-based world market more or less replaced the Asian based world market of the 13th and 14th century, this amounted to the replacement of a network of more or less peaceful trade with some occurrences of robbing and killing by a system of regular robbery with some occurrences of peaceful trade connections (Chaudhuri:1985:14).
European armed trade was a threat to everyone, including merchants which held trading privileges from competing European princes. If legitimating violence with the task of Christianization was still present in the early phases of the European based world market– much later to be reformulated as an obligation to civilize – we may detect a legacy from the armed trade of pre-capitalism to capitalism which has nothing to do with any merchant capital that may have been accumulated. In granting trading privileges to merchants, European princes also took on the responsibility for all the bloodshed which was being practiced in order to gain the profits which they themselves expected.
This direct responsibility of political powers for the practice of violence in the processes of appropriation has been present in each and every non-European colonial state to have been erected by any capitalist colonising power. The most important contribution to these practices was the legal transformation of subjugated men and women into “natives”, to be legally treated as human beings of minor worth.[1] Colonial states were simply that: institutions for forcing natives to help exploit the natural riches of their home countries.
On the other hand, societies on their way to become examples of metropolitan capitalism came to be governed by an apparatus which revolutionaries declared to be the property of nations. In defining the difference between legality and illegality, these governments thereby also outlined the range of practices citizens could feel justified to make use of. Laws entitle citizens to overlook the possible contradiction of their practices with those concepts of natural law, which had encouraged bourgeois revolutionaries. If, according to dominant interpretation, any such contradiction was obliterated by contracts, this justification, nevertheless, excluded slavery. But the founders of the United States managed to include slavery into the political structures of the Union. By counting slaves as three-fifth of an inhabitant of the slave states in order to increase the number of representatives of these states in Congress, they invented a pattern of bourgeois ethical hypocrisy, which denies any bounds to the dominion of private property. If there were, not only internationally, but also in the United States, more and more men and women who criticized slavery, this does not seem to have affected slavers. Instead, their respective neighbourhoods and later on also the respective state legislations even came to prohibit the practice of gifting a slave with his or her freedom at the death of his or her owner.
I mentioned this development in order to suggest, that in explaining actual behaviour of capital owners, we not only take into consideration economic interests and the existing legal framework, but also the outlooks which are dominant in a historically given neighbourhood. The social force which I tentatively term ‘neighbourhood’ existed and exists in many varieties.[2] If the neighbours of slavers were more or less living nearby, today’s neighbourhoods can also consist of the leading or not so leading employees of a multinational combine. It is in these neighbourhoods that competition has been elevated to the range of an ethical norm. Accordingly, almost anything seems to be accepted amongst these ‘neighbours’ as long as it is practiced for the best of the firm.
But let us go back to slavery. According to Marx and many Marxists, slavery would have had to be abolished sooner or later because it was preventing further development of capitalism.[3] But nowhere has slavery been abolished because it prevented profitable production.
The most convincing argument against the assumption that free wage labour is a structural necessity for the development of capitalism, however, was provided by all those capital owners who, immediately after the abolishment of legal slavery, invented and exploited legal forms of surrogate slavery. Amongst these was the extensive trade in labour contracts which bound Asian coolies to their places of work for a number of years and very often for much longer. Once again, this trade was not abolished because of economic irrationality. Instead, it was ended by the governments of sending countries after reports about the slave-like labour conditions to which coolies were subjugated abroad, could no longer be overlooked. While in the USA and in colonies slave-like labour was predominant in agrarian capitalism, it was also present in industrial capitalism.
Though legal forms of bondage were not as frequent in Europe as elsewhere, they were not absent. Marx knew about the fact, that leaving work without the consent of the capital owner was considered a criminal offence in England[4], thereby limiting contractual freedom even in the most advanced industrialised country. When he refrained from discussing this fact, Marx may have assumed that this criminal law would necessarily be abolished in the course of capitalist development. But when it was, indeed, abolished in 1875, this was not because of any widespread preference for a free labor market, but because the finally achieved extension of suffrage had offered organized laborers the chance to voice political demands during the electoral campaign. That even in the early 1870s many English capitalists profited from the criminalization of the so-called breach of contract, is just one of the countless examples which prove that, exceptions apart, capitalists make use of any possibility to make profits in a certain time and at a certain place.
It was only after World War II that in all of the metropolitan capitalist societies, contractual freedom for labourers was definitely established. Trade unions were accorded the right to deliberate working conditions, thereby reducing the vagaries of individual labor contracts. In terming these developments the 'domestication of capitalism' I want to stress that if the ferocity of capitalism maybe temporarily subdued, it will not disappear, but threaten to once again come forward as soon as vigilance is neglected. The labor regime of National Socialism which was instituted after capitalism in Germany had already made inroads into its domestication, is a gruesome reminder of this insight into the political economy of capitalism. On the international scale its relevance was proven correct by recent threats to formerly established labor rights.
Capitalism became globalized when, after the breakdown of the international monetary system, governments of metropolitan capitalist societies abolished restrictions to international movements of capital. This not only furthered the developments of financial markets, it also facilitated investment in production in foreign countries, thereby creating internationalised labour markets in heretofore unknown forms. If this has not completely eradicated the power of labour organizations to demand certain state policies, it certainly reduced their influence. In non-metropolitan capitalist societies as well as in the worldwide shipping business the situation is worse because the existence of a potentially unlimited supply of labourers discourages struggles against violent practices of exploitation.
While my research was mainly focused on violence in the exploitation of labourers, I have also referred to recently expanding practices like the trade in body parts, the dumping of poisonous waste, the grabbing of land, or the trade in military power. There is no question about their disastrous effect on the health and even the life of persons. I, nevertheless suggest that, as with illegality, violence tends to be politically and hence historically defined.
I term ‘violent’ any form of labour exploitation which prevents labourers to leave their place of work, be this bondage the result of some sort of falsified contract, of threats against the respective labourer or his and her relatives, the practice of imprisoning labourers by employing guards, building fences or barring windows and doors, not to forget the practice of refusing shore-leave to seamen for weeks and even months. One has to add conditions which force laborers to work for very long hours and to endure risks to their health without protection. I describe numerous examples but I also point out that since the founding of the International Labor Organization in 1919 one convention after another has defined what practices are internationally deemed to be unacceptable. In condemning certain practices these conventions also define the range of capitalist exploitation which is deemed acceptable. National sovereignty ensures that neither the ratification of conventions by the nationally responsible political bodies nor their actual implementation can be enforced by international commissions. In the 1990s the ILO adjusted its policies to the conditions of globalization. It now endeavors to at least secure the establishment of basic labour rights.
But the chances to attain these rights are reduced when governments advertise offshore conditions of law on the world market for such conditions in order to attract foreign investors. Just like the offshore spheres for financial transactions and for flags of convenience, offshore spheres of production (Special Economic Zones) are legal spheres which are constituted as exceptions from national law. If all of them offer special tax conditions, many conditions are being deliberated between potential investors and respective governments. Until very recently it was common for investors to demand that trade union membership was prohibited for their employees. Recently, such regulations have become less frequent. But the practice has not. Notwithstanding the fact that in increasing offshore spheres, governments trade with national sovereignty, yet they remain officially responsible for conditions in offshore spheres. This means that capital owners are thereby formally exonerated from the stigma of direct political domination.
By offering capital owners the chance to leave the sphere of law in which their economic units are based, they are also presented with the possibility to flee the eyes of a critical local and national public, instead practicing what Marx has called ‘capitalism sans phrase’. Until now the continuation of this form of capitalism is not in danger because the international market in offshore conditions facilitates changes in the geographical location of investments.[5]
Offshore spheres of production are nationally constituted. At the same time they are integrated elements of the globalized political economy of capitalism. If the class relation exists in any form of capitalism, and if it is present in most social struggles of our time, the classes which Marx assumed would organize and teach themselves, thereby getting ready for revolution, are not present in globalized capitalism. There is then no social force which will induce capital owners to overcome short sighted practices of exploitation by creating labor conditions which, according to Marx, embody the historical progress inherent in capitalist social forms of production because they obliterated the brute force of exploitation characteristic of historically earlier forms of production and also because they bring about the preconditions for social revolution. The continuing presence of direct violence in capitalist social forms of production contradicts Marx’s expectations of the history of capitalism. It thereby also contradicts his theory of revolution.
This text is based on: Heide Gerstenberger (2017) Markt und Gewalt. Die Funktionsweise des historischen Kapitalismus (Westfälisches Dampfboot) Münster and on:Karl Marx, Capital: Vol. I
Heide Gerstenberger was Professor for the 'theory of state and society' at the University of Bremen in Germany and is now retired. Her research covers a wide range of topics and has been centred on the development of capitalist states. Her work with Ulrich Welke engaged in an empirical analysis of maritime labour. Since 2005, she has been focusing on the history of capitalist societies, and has published in EnglishImpersonal Power: History and Theory of the Bourgeois State(2009, Brill/Haymarket). Her more recent work has been published as Markt und Gewalt(to be translated by Brill soon as Market and Violence). This is an updated version of her HM London 2017 conference paper, initially shared here.
References
Chakrabarty, Dipesh (1989) Rethinking Working Class History, (Princeton Univ. Press) Princeton, New Jersey.
Chaudhuri, Kirti, N. (1985) Trade and Civilization in the Indian Ocean, (Cambridge Univ. Press) Cambridge.
Fragináls, Frank Moya (1985) 'Plantations in the Caribbean: Cuba, Puerto Rico, and the Dominican Republic in the Late 19thCentury'; in: Frank Moya Fráginalset. al, Hg. (1985)Between slavery and free labor: the Spanish speaking Caribbean in the 19th century(John Hopkins University Press) Baltimore, pp. 3-24.
Lahire, Bernard (1998) L’homme pluriel. Les resorts de l’action (Nathan) Paris.
Scott, Rebecca, J. (1985) Slave Emancipation in Cuba (Princeton Univ. Press) Princeton, N.J.
[1] While English governments long upheld, that ‘the rule of law’ was not only valid in Britain but in British colonies as well, this was not only disregarded in real life but even officially changed after rebellions in the 19th century. Because colonial states ruled over potentially constantly rebellious people, it was deemed justified to make the law of war into a constant element of colonial domination.
[2] One of them is the neighbourhood to which Dipesh Chakrabarty pointed when criticizing European concepts of class.
[3] But in Cuba those owners of large plantations which in the second half of the 19th century industrialized sugar production, used slaves until the government of Spain prohibited slavery in 1888. If they hired engineers in foreign countries, they usually made their own slaves into assistants, thereby passing over the free laborers which already worked along with them. (Scott 1985:27;Fraginals1985:3-24)
[4] This is contained in the 24th chapter ofCapital I in the part on “legislation against the expropriated”. “The provisions of the labour statutes as to contracts between master and workman, as to giving notice and the like, which only allow of civil action against the contract breaking master, but on the contrary permit a criminal action against the contract-breaking workman, are to this hour (1873) full in force.”
[5] The globalisation of capitalism has not done away with the influence of neighbourhoods on the actual strategies of profit making, the neighbourhood of our days being the critical international public. From their predecessors it is differentiated by the incessant attempts of more or less organized groups to influence public opinion and thereby induce state action. More often than not this endeavor is counteracted by the dependence of internationally voiced critique on international media and thereby on the conjunctures of the trade in news. If media effectively scandalize certain instances of violent exploitation, official promises tend to be readily forgotten when media coverage moves on, the aftermath of the terrible fires in Bangladesh being an example in case. In order to overcome the potentially disastrous effects of offshore spheres on labor conditions international critique has started to demand that in metropolitan capitalist societies legal responsibility of capital owners be established for labor conditions regardless of their geographical place. While it is to be hoped that this political strategy can reduce violent exploitation for many, its scope is limited.
Matthew J. Smith: Red & Black in Haiti
A French version of this interview was originally published in Période:http://revueperiode.net/red-black-a-haiti-entretien-avec-matthew-j-smith/
In the Introduction to your book Red & Black in Haiti. Radicalism, Conflict, and Political Change, 1934–1957 (UNC Press, 2009), you write — citing Sténio Vincent — that the year 1934 marked a second independence for Haiti. Could you explain this point? How did you come to be interested in the political struggles that marked the history of Haiti from 1934 to 1957? Why is this period so often marginalised in the historiography on Haiti ?
The idea that 1934 was a ‘second independence’ for Haiti was promoted frequently by the Haitian state under the leadership of President Sténio Vincent. Vincent likened himself to a liberator of Haiti, a modern-day Toussaint Louverture who had returned the country to the people after two decades of US control. To be sure, this was propaganda intended to bolster Vincent’s standing but it also resonated with a widely held sentiment that the United States had functioned like a colonial power in Haiti. Under the marines, there were severe impositions on the human rights of Haitians including curfews, de facto racial segregation, punishing forced labour schemes, and marginalisation of Haitian state control. By 1934, the occupation had lost its purpose, having never really developed a meaningful and workable plan for Haitian improvement. For these reasons, Haitians symbolically believed that the transition back to full state control of Haitian leaders was a ‘second independence’ and an opportunity to remedy the circumstances that had hindered progress in the country since the nineteenth century.
How did they do that? What ideas did Haiti’s nationalist generation of the 1930s have for reconstructing their country? This question is even more critical when we consider Haiti’s very long history of independence since 1804 which was gained by victorious revolutionary struggle against France. It was this story of how Haiti’s generation of the 1930s sought to transform their nation after a constraining foreign rule that attracted me to this period. Previous histories had hinted at the drama of these years, particularly David Nicholls’s From Dessalines to Duvalier and Michel-Rolph Trouillot’s,Haiti: State Against Nation. But, with few exceptions, it was dismissed as a moment of lasting consequence because of what it ended with, the Duvalier dictatorship in 1957. My interest was why did it not succeed? What was it about the 1930s-1950s in Haiti that delinked it from the traditions of the past and saw this bold struggle to create a new destiny for the country? Most intriguing from my perspective was to explain how these ideas grew and informed the political direction of the country. Haiti had wrestled with these issues decades before the rest of the Caribbean where radicalism really expanded in the 1960s-1970s. Exploration of these issues drew me deeper than I could have imagined into remarkable stories of redemption, ideological struggle, and political tensions that undergird Haitian history. I had to explain the rise of radicalism and the nature of Haitian politics and society to tell this story.
How can we explain that there were so few changes to the social and economic structures of Haiti with the end of US occupation?
The US occupation began in 1915 with no clear blueprint of how to restructure Haitian politics. The nineteenth century political approaches of regional conflicts and short-term governments were clearly exhausted by the time the marines set foot in Port-au-Prince. It also began at a time of US imperial dominance in the Caribbean and Latin America and the war in Europe. In the first phase, the marines focused on a destructive campaign to silence the rebel forces in the Haitian countryside that rose up against them. They also began to systematically control Haitian politics. Previously, the United States had dominated the Haitian economy through trade and business interests. With political control facilitated through a transformation of the Haitian Constitution and the signing of a Haitian-American Treaty, they had licence to do as they pleased. It was not long into the occupation that Haitians of various classes came to regard the occupation as detrimental to Haiti’s future. Earlier optimism that the United States would do as they said they would and assist Haiti to establish a functioning democracy faded by the early 1920s, when the occupation began its second phase. This second phase was more focused on consolidation. The marines pushed programmes that were, on the surface, meant to improve social conditions and political order. There was, however, little concern for Haitians. The effect was a greater degree of centralisation in the capital, the setting up of a US-trained gendarmerie, and the elevation of light-skinned politicians to positions of state power. Although some of the measures of the occupiers were done with a view to move Haiti away from the mire of political problems that it faced before, the results were not good for the country. Divisions widened. US racism also influenced treatment and process of the occupation.
When the occupation ended, therefore, this system was much intact. Haitians had returned to full control of their political administration. But it was a control for the few. There were very few democratic institutions. The military was empowered more than it ever had been before and became the arbiter of power. So, this situation was what lay beneath the surface and spurred the activism of the next two decades.
- Could you say more about Jacques Roumain’s trajectory from nationalism to communism ? More generally, what were the relations between nationalists and communists in Haiti during Vincent’s years in power?
One of the key features of 1930s Haitian politics was the rupture of the nationalist movement that began in the twenties. Haitian nationalism revolved around a tenuous unity among different classes in Haiti on the question of Haiti’s sovereignty. This cohesiveness was necessary to combat the trauma of the US occupation. The evidence of the occupation catalogued not only its repressiveness but also the psychological impact it had on Haitians. But there was always a class distinction in Haiti, a certain social divisiveness that was difficult to overcome. To a degree, it was reinforced by the privileging of one class of Haitians over another by the occupation, though this was by no means the cause of it. Nationalism veiled these divisions only temporarily.
Jacques Roumain was one of the leading figures of that era who articulated this paradox. He maintained that nationalism had become exploitative. That the power groups in Haiti, the political stakeholders who desired control of the country after the marines, were willing to abrogate their promises in order to reap personal control. Now the Parti Communiste Haïtien (PCH), which Roumain helped to form, was quite small. It also had little penetration beyond the elite. Still, its class analysis and critique were seen as dangerous. This was especially so given the charged political climate that followed the occupation. State claims of ‘second independence’ could not persuade Roumain, a radical nationalist, that post-occupation Haiti had changed anything. Analyse Schématique, the party’s manifesto, is a powerful document that gets to the heart of Roumain’s disenchantment with the direction of the nationalist movement.
Communism for Roumain was attractive as a solution for Haiti for at least three principal reasons: a well-travelled young man, Roumain had witnessed discrimination in Europe and how ethnic and racial differences had fuelled conflicts. In Haiti he saw this in a different way when he returned in the 1920s to the abuses of the occupation. He would have read about the events of 1917 and the interpretations of Marxism that had taken hold in Europe in its aftermath. These developments made him committed in his view that a political system based consciously on egalitarianism could be the only chance for twentieth-century independence to be assured.
The second reason was economic. The depression in the United States affected Haiti. Its worst results were joblessness and a clear indication of the Haitian economy’s dependence on a US capital superstructure. Roumain’s correspondence with his peers in this period, his growing interest in ethnology and his literary writings make clear that the indigénisme of the 1920s, a cultural movement that he was a leading member of, had heightened his sensitivity for Haiti’s peasantry. The rigid class differences in Haiti that Roumain, Jean Price-Mars, and other writers subjected to critique in their works, needed a systemic transformation. This was most fundamental to him. And that transformation would have to involve an alternative to the economic system that had entrenched international dependency and local exploitation.
The final point is a historical one. Roumain, whose family had ties with Haitian politics, perceived the 1930s as an opportunity to undo the political practices that had defined Haiti since 1804. These had not safeguarded sovereignty. On the contrary, they had weakened the state’s abilities to be truly useful. Communism promised a meaningful transformation of that in Roumain’s mind.
- What role did the Communist Party of the USA (CPUSA) play in the formation of the Haitian Communist Party (PCH) by Beaulieu and Roumain ? What was the reaction of Sténio Vincent in the face of the growing influence of communism in Haiti in the 1930s? What was the PCH ‘s analysis of the question of racism in Haiti?
The CPUSA had some inspiration on the development of the PCH as did Latin American Communist parties. However, the influence was not significant. The early formation of Haiti’s Communist party was very short. No sooner had it surfaced than Vincent clamped down on the party, putting both Max Hudicourt and Roumain in jail. Vincent was harsh against any challenge to his presidency and the Communist party, though not widespread by any means, was by its very presence seen as a threat to state authority. The fear was with regard to the class analysis of the party, though it also had a strong view on racism. The party clarion, “colour is nothing, class is everything,” profoundly championed its central ideology: that interpretations of Haiti’s political struggles along colour and racial lines would only repeat systems of exploitation. The most important element to be addressed especially in an impoverished nation is ultimately the class struggle.
How did black consciousness develop in Haiti during the Second World War, under the régime of Élie Lescot? What was the place of the Haitian labour movement during the Lescot years?
Haitian black consciousness was perhaps at its sharpest during the years of the Second World War. The cultural movement of the 1920s remained the basis on which black members of Haiti’s middle class who were politically conscious defined their cause. One must bear in mind that Haiti’s social classes were visibly distinguished by colour. A light-skinned elite tended to control the economic wealth of the country and this dominance was also reflected in the political administration. It was not a total division as scholars used to claim. There was some fluidity though class, education, family and regional ties could reinforce the walls between social groups. This is why colour referents (“noir” “mulatre” etc) cannot perfectly reflect Haitian social realities. The war years were marked by a coming of age of the politically conscious members of the black middle class. Professional men for the most part, they resented the losses of Haiti’s ‘second independence’ which could have been an opportunity for a more equitable distribution of political and economic power and prestige.
The Lescot presidency was deeply flawed, but its greatest weakness, to my mind, was its miscalculations about how best to deal with the local and international context. By tightening the status quo, Lescot and his supporters possibly expected Haiti would build on US interest and become modernised. The fatal flaw in his vision was that he marginalised a population that was more attuned to global discussions about equality, democracy, and anti-totalitarianism. Black consciousness naturally shifted in this context from principally cultural aims to political ones. And so young intellectuals like François Duvalier and his colleagues, especially the contributors to the journal Les Griots, began to advocate an end to light-skinned elite rule, believing their class origins and colour made them better suited to govern. Not all of those who held this view were intellectuals. Black consciousness was a mixture of professionals, politicians and students in the main who rallied around this idea that came to be called “noirisme.” They were generally politically right of centre. They did not consider Marxism a viable solution for Haiti. They were even less interested in vigorous transformations in the social order. What they desired was more control of the state. Their agenda often blurred lines between class and colour struggles when it came to the labour movement. The key figure in Haitian labour history is Daniel Fignolé. He did not start the push to have a voice. There were others before him and among his contemporaries who had been working to build a labour movement in the 1930s and 1940s. This was relatively late for a union movement to start in the hemisphere but it grew quickly. Fignolé gave it a certain focus and presence. He was incredibly charismatic and fervently radical in his outlook. He sympathized greatly with the ideas of thenoiristes but fused the insistence on black rule with class struggle. In his public pronouncements, he criticised light-skinned rule and demanded a greater share of Haiti’s wealth among the classes. He was not Marxist. He believed mostly that the reformation of the machinery of the state could be achieved organically if the true representatives of the majority population were in command.
All of these swirling ideas, each impacting and crossing through the other can only be appreciated within the context of the Second World War and the currency of ideologies at the time which made their way into the Haitian political space and were interpreted through the lenses of local conflict. There was clearly a naïve reading of these currents in several instances. But the fascinating aspect of all of this was not whether they got Marxism, liberal democracy, or socialism correct; it was that they weaved elements from each into their understanding of their past and present. The energy that came from this period was powerful and ignited the movement that toppled Lescot in January 1946.
- Could you talk about the emergence of the movement that overturned the Lescot régime in 194? What was the relationship of political forces within this movement and how did it develop (formation of the Front Révolutionnaire Haïtien, etc.) ?
The movement that led to the collapse of the Lescot regime was born in the struggles I just mentioned. It matured among university students. The best-known names of that cohort were René Depestre, Jacques-Stéphen Alexis, Gérald Bloncourt, and Gérard Chenet. Many of these students, such as those just mentioned, were also artists. So, the connections between cultural expression and radical politics that was clearly a part of the world of the generation of Price-Mars and Roumain (who died in 1944) continued. They were inspired by a range of sources all part of their milieu: the victory of the Allies, the French resistance, the Spanish Civil War, Marxism, Négritude, the Haitian arts movement, Jacques Roumain, ethnology, the embryonic labour movement and the local resistance to Lescot’s rule. More immediately, the students were electrified by André Breton and the Surrealist movement. In the January 1946 issue of the student paper La Ruche, they wrote a tribute to Breton after his visit to Haiti the month before. In that issue, the camouflaged critique of the state (they often used pseudonyms) was read by the authorities as an attack on the presidency. Lescot retaliated harshly by banning the paper. This act against democratic voice amongst militant Haitian youth fomented their action. They organised a march against the government that tapped into the varied political forces in Haiti and led to a widespread strike and Lescot’s removal from office.
So there existed not only noiriste factions, but both a Socialist Party (Parti Socialiste Populaire) and reimagined PCH which emphasised colour as much as class in its programme. Because the movements were so diverse, there was often collision among agendas. Two other points are important to mention here. First, the Haitian military had been strengthened by far-reaching changes in its organization and structure under the US marines. It was the military that had sent Lescot packing and it was the military that retained ultimate control of the country. What was possible could only be so within the context of what the military could allow. And they weren’t above engineering events to suit the needs of the ruling classes. The second point is that Haitian radicals had been more or less out of direct reach with the external sources of their radicalism as a result of the authoritarianism of Vincent and Lescot. This is not to say that news did not reach them. But they had not been in regular discourse with counterparts outside in a way that would shape their conceptions of what could be possible after Lescot. So, the FRN (Front Révolutionnaire Haïtien) was an early attempt to forge a common goal and to harmonise the various agendas. However, the differences were too strong to contain. So was the desire for state control. This led to the fraying of the various movements and weakened the possibility for unity among radical groups.
- What was “noirisme”? In what sense did the Estimé years reorient radical Haitian thought?
Noirisme, in its simplest definition in the Haitian context, means political rule by dark-skinned Haitians. It is not a concept peculiar to the twentieth century. It originated in fact in the nineteenth century though not precisely in the same way. Its applicability in the presidential years of Dumarsais Estimé was to rationalise the administration’s legitimacy to power. Contemporaries did not frequently use the term even though they drew heavily on the rhetoric of “les noirs en pouvoir”. But it meant different things to different people. For radicals outside of the state, it was very much class-bound. Some state actors were idealistic about noirisme, believing that it would reverse the country’s predicament. This is partly what Duvalier meant when he called 1804 an “evolution” and 1946 a “revolution.” Truthfully, it was a revolutionary moment but it did not necessarily achieve its bloated goals. Other state actors viewednoirisme as an opportunity for access to political benefits once unattainable. The corruptive nature of Haitian politics could not be conquered with the change in faces of the leaders. It was far too powerful a monster. Estimé tried to make some changes and live up to his expectations. For this reason, he was regarded well among his peers. But he too could not escape this predicament and the desire to extend his mandate.
- In the fifth chapter of your book, you write that the presidential campaign of 1956-1957 marked the end of the promises of post-occupation political renewals. Could you expand on this? Did forms of resistance and radical thought persist throughout Duvalier years?
- The 1956-57 presidential campaign was disappointing not only for its outcome, the installation of the Duvalier presidency and later dictatorship, but also because its greatly undermined the achievements of the previous decade. It is true that much of the unravelling of the political promises of 1946 had started that same year when the internecine struggle among radical groups became manifest. But the prospect of a more progressive government was always on the horizon. It was kept alive by a diminished yet fervent progressive movement that operated clandestinely. What happened in 1956-57 was that that arbiters of political control, the elite and especially the army, wielded greatest influence on the course of events. On the surface, it was a democratic process. There was universal suffrage for the first time and there were parties, candidates, debates, campaigns. But, in reality, the transition was engineered by the powerbrokers. And the rivals and their supporters resorted to more drastic measures to gain control. Haiti became consumed with violent confrontations. Out of the ashes of this struggle rose the horrors of the Duvalier dynasty. Radical thought remained prominent in Haiti during the sixties. There was an underground communist party and several rebel attempts to overthrow Duvalier. Some of these included the same people who had been instrumental in the events in 1946 such as Jacques Stéphen Alexis who was assassinated on Duvalier’s orders. These movements could not surface given the brutality of Duvalierism which instituted state terror. Most notable was the Parti unifié des communistes haïtien (PUCH), formed in 1968 and associated with Gérald Brisson who was tortured and killed by Duvalier along with several other members of the party.